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Ministry of Justice of Ukraine

June 1, 2013

No. 856/23388

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of May 14, 2013 No. 818

About approval of Licensed conditions of conducting professional activity in the stock market (security market) - activities for the organization of stock market trading

(as amended on 03-10-2019)

According to Articles 3, 4, part one and Items 9, 17, 37-7 parts two of Article 7, Items 2 - 4, 13, 20, 33 articles 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", the National commission on securities and the stock market RESHILA:

1 Approve Licensed conditions of conducting professional activity in the stock market (security market) - activities for the organization of stock market trading which are applied.

3. Professional participants of the stock market who obtained termless licenses on maintaining certain type of professional activity in the stock market within two years after entry into force of the Law of Ukraine of July 4, 2012 "About modification of some legal acts of Ukraine concerning enhancement of the legislation on securities" shall submit No. 5042-VI to NKTsBFR information provided by Items 2 - 13 parts two of article 27-1 of the Law of Ukraine "About securities and the stock market".

4. To licensees to bring the activities into accord with requirements of the paragraph of the fourth Item 1 and the paragraph of the sixth item 4 of the Section ІІ these Licensed conditions within six months from the effective date of this decision.

5. And stock exchanges (I. Ustenko) to provide to department of regulation of activities of dealers in securities submission of this decision on state registration in the Ministry of Justice of Ukraine.

6. To provide to management of information technologies, external and internal communications (A. Zaik) promulgation of this draft decision on the NKTsBFR official website.

7. This decision becomes effective from the date of its official publication.

8. Control over the implementation of this decision to assign to the member of NKTsBFR O. Tarasenko.

Commission chairman

D. Tevelev

Are approved:

Public service of Ukraine concerning regulatory policy and development of entrepreneurship

Chairman M. Yu. Brodsky

 

Acting Chairman of the Antimonopoly Committee of Ukraine

Chairman R.I.Kuzmin

Public service of financial monitoring of Ukraine

S. G. Gurzhy

 

 

The minutes of the Commission of May 14, 2013 No. 23

Approved by the Decision of the National commission on securities and the stock market of May 14, 2013 No. 818

Licensed conditions of conducting professional activity in the stock market (security market) - activities for the organization of stock market trading

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