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The document ceased to be valid since July 2, 2021 according to Item 2 of the Resolution of Board of the National Bank of Ukraine of  July 2, 2021 No. 69

It is registered

Ministry of Justice of Ukraine

April 29, 2013

No. 697/23229

RESOLUTION OF BOARD OF THE NATIONAL BANK OF UKRAINE

of April 12, 2013 No. 137

About approval of the Regulations on order of registration of Rules STALEMATES "Settlement center on servicing of agreements in the financial markets"

(as amended of the Resolution of Board of the National Bank of Ukraine of 25.05.2018 No. 56)

According to Articles 15, 40 and 42 Laws of Ukraine "About the National Bank of Ukraine" and the Law of Ukraine "About depositary system of Ukraine", for the purpose of ensuring functioning of PAT "Settlement center on servicing of agreements in the financial markets" (further - Settlement center) and provisions to it the status of the Board of the National Bank of Ukraine DECIDES: Settlement center

1. Approve Regulations on order of registration of Rules STALEMATES "Settlement center on servicing of agreements in the financial markets" which is applied.

2. To department of the public markets (Ponomarenko S. V.) to perform preparation of materials for registration of Rules of joint stock company "Settlement center on servicing of agreements in the financial markets.

3. To general department of monetary policy (Scherbakova O. A.) after state registration in the Ministry of Justice of Ukraine to bring contents of this resolution to permission of General department of information technologies and payment systems (Sinyavskaya N. B.), Legal department (Novikov V. V.) and Settlement center for use in work.

4. The resolution becomes effective from the date of its official publication.

5. To impose control over the implementation of this resolution on the First Deputy Chairman of the National Bank of Ukraine Prikhodko B. V.

 

Chairman

I. V. Sorkin

Approved by the Resolution of Board of the National Bank of Ukraine of April 12, 2013 No. 137

Regulations on order of registration of Rules STALEMATES "Settlement center on servicing of agreements in the financial markets"

1. This Provision is developed according to Articles 15, 40 and 42 Laws of Ukraine "About the National Bank of Ukraine" and the Law of Ukraine "About depositary system of Ukraine".

2. This Provision determines procedure for submission of documents, their consideration and implementation of registration by the National Bank of Ukraine (further - National Bank) Rules STALEMATES "Settlement center by servicing of agreements in the financial markets" (further - Rules).

3. The National Bank performs registration of Rules provided that on the date of registration in the authorized capital of PAT "Settlement center on servicing of agreements in the financial markets" (further - Settlement center) the share of National Bank constitutes at least than 75 percent.

4. The settlement center for registration of Rules shall file to National Bank such documents:

the petition for registration of Rules in any form;

the copy of the charter of Settlement center certified notarially;

The rules certified by the signature chairmen of the board and impress of a seal of Settlement center.

5. Rules shall contain such provisions:

functions of Settlement center;

system of accounting of Settlement center;

general procedure for provision of services by Settlement center;

general requirements to members of Settlement center, their right and obligation, condition of acquisition and termination of participant status of Settlement center;

procedure for opening of accounts and mode of their functioning;

general procedure for creation, forming and use of guarantee fund in the form of means;

general procedure for accomplishment of calculations by Settlement center through electronic payment system of National Bank;

general order of interaction of Settlement center with stock market participants and subjects of calculations;

general procedure for ensuring smooth functioning of Settlement center, procedure for reservation and recovery of functioning of its information systems;

risk management system and internal control;

general procedure for carrying out financial monitoring;

general procedure for the organization of information security and ensuring compliance with confidentiality of information;

general procedure for imposing of sanctions in case of abuse of regulations and resolution of disputes, and also cautions of rather force majeur circumstances;

general procedure for forming and provision of reporting information to National Bank, National commission on securities and stock market, members of Settlement center;

general procedure for disclosure and promulgation of information on activities of Settlement center;

general procedure for modification of Rules.

6. The National Bank considers Rules concerning their compliance to the legislation of Ukraine and to the charter of Settlement center. The term of consideration by National Bank of the documents specified in item 4 of this Provision cannot exceed 30 calendar days from day of receipt in National Bank of complete document package which meet the requirements of this Provision.

7. The National Bank has the right to demand from Settlement center of remedial action in the filed documents.

8. In case of submission not in full of the documents specified in item 4 of this Provision, or which are drawn up with violation of the requirements specified in Item 5 of this Provision, documents return without consideration during the term which is determined in Item 6 of this Provision.

9. By results of consideration of complete document package the division of the National Bank of Ukraine which provides monetary policy realization prepares the conclusion concerning registration of Rules. The conclusion is approved by heads of the structural divisions of National Bank involved in consideration of Rules and affirms the vice-chairman of National Bank who is responsible for realization of monetary policy or person who replaces it.

10. The board of the National Bank of Ukraine makes the decision on registration of Rules.

11. The copy of the National Bank of the decision on registration of Rules approved by Board moves to Settlement center for use in work.

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