Document from CIS Legislation database © 2003-2020 SojuzPravoInform LLC

It is registered

Ministry of Justice of Ukraine

April 30, 2013

No. 704/23236

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of April 18, 2013 No. 729

About approval of the Procedure for information transfer which contains in system of the register of owners of personalized securities, in system of depositary accounting

(as amended on 17-09-2013)

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine" and in pursuance of the subitem 4 of Item 5 of the Section VI "Final and transitional provisions" of the Law of Ukraine "About depositary system of Ukraine", for the purpose of ensuring safety in system of depositary accounting of information on releases of issued personalized securities which were not transferred to undocumented form, and of owners of these securities the National commission on securities and the stock market RESHILA:

1. Approve the Procedure for information transfer which contains in system of the register of owners of personalized securities, in system of depositary accounting which is applied.

2. Approve Changes in the Regulations on procedure for the transfer of release of nominal shares of documentary form of existence to undocumented form of existence approved by the decision of State commission on securities and the stock market of June 30, 2000 No. 98, registered in the Ministry of Justice of Ukraine on October 12, 2000 for No. 706/4927, which are applied.

(Item 2 actually ceased to be valid according to the Decision of the National commission on securities and the stock market of Ukraine of 24.06.2014 No. 808)

3. Approve Changes in the Regulations on procedure for maintaining registers of owners of personalized securities approved by the decision of State commission on securities and the stock market of October 17, 2006 No. 1000, registered in the Ministry of Justice of Ukraine on January 22, 2007 for No. 49/13316, which are applied.

4. Registrars which perform maintaining registers of owners of personalized securities based on the agreements signed with issuers on maintaining the register shall direct till September 01, 2013 to issuers of the message on agreement cancelation to maintaining the register at the initiative of the registrar unilaterally from the date of entry into force of the Law of Ukraine "About depositary system of Ukraine". Such message is sent by the registered letter with the description the issuer's the address specified in the questionnaire of the issuer. Enclosed on also the message shall contain information that from the date of entry into force of the Law of Ukraine "About depositary system of Ukraine" the system of the register will be closed also the documents of system of the register of owners of personalized securities (further - documents of system of the register) determined by Procedure for information transfer which contains in system of the register of owners of personalized securities in system of depositary accounting, the approved this decision will be transferred to Central Securities Depository (further - the Central depositary).

5. If date of the termination of maintaining the register of owners of personalized securities is established by authorized body of the issuer or the authorized officer of the issuer according to requirements of the Section XVII of the Law of Ukraine "About joint-stock companies" and this certain date falls on day which comes after entry into force of the Law of Ukraine "About depositary system of Ukraine", date of the termination of maintaining the register day of entry into force of the Law of Ukraine "About depositary system of Ukraine" is considered.

6. Registrars which on the date of entry into force of the Law of Ukraine "About depositary system of Ukraine" store documents of systems of registers of owners of personalized securities (further - documents of systems of registers) according to the legislation, within 5 working days from this day shall provide the direction of the message to issuers whose documents of systems of registers are stored at such registrars that this documents shall be transferred to the issuer according to the decision of its authorized body to the date determined by it and approved with the registrar which shall be determined within 30 calendar days from the date of entry into force of the Law of Ukraine "About depositary system of Ukraine". In case of rejection of the issuer by authorized body at the scheduled time of the specified decision such registrar shall transfer documents of system of the register to the Central depositary.

In case of availability at the registrar of the license for conducting professional activity in the stock market - depository activity of depository institution he has the right to perform further document storage of systems of registers.

7. Keepers of securities which according to the Law of Ukraine "About National depositary system and features of electronic security circulation in Ukraine" are registered by nominee holders in the register of owners of personalized securities as of the beginning of operational day in three working days of the entry into force of the Law of Ukraine preceding day "About depositary system of Ukraine" (further - date of accounting) have:

for the end of operational day of date of accounting to perform unconditional transactions on restriction of implementation of transactions with securities of these releases on accounts in securities of the depositors;

constitute separately on each issue of securities as of the end of operational day of date of accounting 4 copies of the accounting register of owners of personalized securities (further - the accounting register) the corresponding release - 2 copies in electronic form on the removable machine carrier of data (magnetic, optical or flash) and the 2nd copies in paper form from which 2 copies (in electronic form and) no later than five working days shall be transferred in paper form to the Central depositary, and other 2 copies - to remain stored with the keeper in case of availability at the keeper of the license for implementation of professional activity in the stock market - depository activity of depository institution (otherwise accounting registers are constituted after 1 copy in electronic form and in paper form). After creation by the keeper of the accounting register on certain it is forbidden by release of accomplishment of transactions with securities of this release;

create as of the end of operational day of date of accounting 2 copies of bank statements in securities of owners of the immobilized personalized securities, one of which shall be transferred no later than five working days to the Central depositary together with the corresponding accounting register;

Warning!!!

This is not a full text of document! Document shown in Demo mode!

If you have active License, please Login, or get License for Full Access.

With Full access you can get: full text of document, original text of document in Russian, attachments (if exist) and see History and Statistics of your work.

Get License for Full Access Now

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info

Effectively work with search system

Database include more 40000 documents. You can find needed documents using search system. For effective work you can mix any on documents parameters: country, documents type, date range, teams or tags.
More about search system

Get help

If you cannot find the required document, or you do not know where to begin, go to Help section.

In this section, we’ve tried to describe in detail the features and capabilities of the system, as well as the most effective techniques for working with the database.

You also may open the section Frequently asked questions. This section provides answers to questions set by users.

Search engine created by SojuzPravoInform LLC. UI/UX design by Intelliants.