DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of March 12, 2013 No. 311

About approval of the Provision concerning order of interaction of persons who shall open information in the stock market, with person authorized by the National commission on securities and the stock market on placement of information in the public information database of the National commission on securities and the stock market on the security market

According to Item 15 parts two of Article 7, Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", the Law of Ukraine "About securities and the stock market" the National commission on securities and the stock market RESHILA:

1. Approve the Provision concerning order of interaction of persons who shall open information in the stock market, with person authorized by the National commission on securities and the stock market on placement of information in the public information database of the National commission on securities and the stock market on the security market who is applied.

2. Declare invalid the decision of State commission on securities and the stock market of December 21, 2006 No. 1658 "About approval of the Provision concerning order of interaction of persons who shall open information in the stock market, with person authorized by State commission on securities and the stock market on the placement of information in the public information database of State commission on securities and the stock market on the security market" registered in the Ministry of Justice of Ukraine on February 05, 2007 for No. 95/13362 (with changes).

3. And corporate finances (A. Papaik) to provide to corporate management department submission of this decision on state registration in the Ministry of Justice of Ukraine.

4. Management of information technologies, external and internal communications (A. Zaik) to provide publication of this decision according to requirements of the legislation.

5. This decision becomes effective from the date of its official publication.

6. Control over the implementation of this decision to assign to the member of the commission K. Krivenko.

Approved by the Decision of the National commission on securities and the stock market of Ukraine of March 12, 2013 No. 311

Provision concerning order of interaction of persons who shall open information in the stock market, with person authorized by the National commission on securities and the stock market on placement of information in the public information database of the National commission on securities and the stock market on the security market

I. General provisions

1. This Provision establishes the procedure of provision and acceptance of information by person authorized by the National commission on securities and the stock market on placement of information in the public information database of the National commission on securities and the stock market on the security market (further - the Authorized person), for its placement in the public information database of the National commission on securities and the stock market about the security market, procedure for such placement, obligations of the Authorized person connected with placement of information in the public information database of the National commission on securities and the stock market on the security market, responsibility for their failure to carry out.

2. The authorized person shall place information according to the procedure, established by this Provision.

3. Placement of information by the Authorized person in the public information database of the National commission on securities and the stock market (further - the Commission) about the security market is performed in cases and in terms, stipulated by the legislation.

4. In case of failure to carry out or unseemly accomplishment by the Authorized person of the obligations provided by this Provision, the Commission has the right to make the decision on deprivation of the Authorized person of the status of person authorized by the Commission on receipt of information from Subjects of disclosure and placement of the acquired information in the public information database of the National commission on securities and the stock market about the security market (further - the Public information database on the security market).

5. In this Provision terms are used in such value:

The public information database about the security market information resource in which the Authorized person places Information obtained from Subjects of disclosure;

Information - information which is subject to placement in the Public information database about the security market according to requirements of the legislation;

Access code - unique code which is assigned by the Authorized person Subjektu of disclosure for access to personal account;

Private office - the web page of the Subject of disclosure on the website of the Public information database about the security market on which general information about the Subject of disclosure and its Information contains;

Organizational letters - any letters from Subjekt disclosure to the Authorized person which do not contain Information and go to the e-mail address determined by the Authorized person and any letters from the Authorized person Subjektu of disclosure for the purpose of informing;

The subject of disclosure - person who shall open Information in the stock market according to requirements of the legislation.

6. No. 163 is excluded according to the Decision of the National commission on securities and the stock market of Ukraine of 20.03.2018.

II. Order of registration of the Subject of disclosure in the Public information database about the security market

1. The subject of disclosure undergoes the procedure of registration by filling of the identification form of the Subject of disclosure of Information (further - the Identification form) on the website of the public information database about the security market on the Internet (appendices 1-3).

The identification form makes sure the signature of the Subject of disclosure (the head or the authorized representative) and moves or goes (means of mail or electronic communication) to the Authorized person. Information specified in electronic and paper forms of the Identification form shall be identical.

The subject of disclosure - physical person in addition provides the copy of the identity document of the Subject of disclosure.

The subject of disclosure - legal nonresident person in addition provides the copy of the relevant registration document.

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