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The document ceased to be valid since  August 20, 2021 according to Item 2 of the Decision of the National commission on securities and the stock market of Ukraine of  July 15, 2021 No. 500

It is registered

in the Ministry of Justice of Ukraine

February 7, 2013

No. 226/22758

THE ORDER OF THE NATIONAL COMMISSION PERFORMING STATE REGULATION IN THE SPHERE OF THE MARKETS OF FINANCIAL SERVICES OF UKRAINE

of December 4, 2012 No. 2541

About approval of the Regulations on the extreme size of the expenses connected with implementation of non-state pension provision

According to Item of 1 part one of article 28 of the Law of Ukraine "About financial services and state regulation of the markets of financial services", article 48 of the Law of Ukraine "About non-state pension provision", the subitem 150 of Item 4, Item 13 of the Regulations on the National commission performing state regulation in the sphere of the markets of financial services, No. approved by the Presidential decree of Ukraine of November 23, 2011 1070, and also for the purpose of determination of payment procedure of the services connected with implementation of non-state pension provision, the National commission performing state regulation in the sphere of the markets of financial services, POSTANOVILA:

1. Approve Regulations on the extreme size of the expenses connected with implementation of non-state pension provision which is applied.

2. Declare invalid the order of State commission on regulation of the markets of financial services of Ukraine of June 22, 2004 No. 1102 "About limiting approval of rates for fee on administration of non-state pension fund", registered in the Ministry of Justice of Ukraine on July 12, 2004 for No. 871/9470.

3. To submit to department of regulation and supervision of organizations of accumulative provision of pensions this order to the Ministry of Justice of Ukraine for state registration.

4. To the sector of public relations and the protocol to provide promulgation of this order after it to state registration.

5. This order becomes effective from the date of its official publication.

6. Control over the implementation of this order to assign S. O to the member Natskomfinuslug Biryuk.

 

Commission chairman

A. Stasevsky

Approved by the Order of the National commission performing state regulation in the sphere of the markets of financial services of Ukraine of December 4, 2012 No. 2541,

The decision of the National commission on securities and the stock market of Ukraine of December 4, 2012 No. 1746

Regulations on the extreme size of the expenses connected with implementation of non-state pension provision

I. General provisions

1.1. This Provision establishes the extreme size of the expenses determined by Items 4-9 of part one of article 48 of the Law of Ukraine "About non-state pension provision" which are refunded to predostavitel of services at the expense of pension assets of non-state pension fund (further - the pension fund).

1.2. Terms in this Provision are used in the values given in the Law of Ukraine "About non-state pension provision".

II. Procedure for charge of the expenses connected with implementation of non-state pension provision

2.1. Charge of the expenses connected with provision of services on administration of the pension fund on asset management of the pension fund and services of the keeper is performed each working day as percent from the net value of assets of the pension fund.

2.2. The expenses connected with fee on carrying out scheduled audit inspections of the pension fund; fee of dealers in securities (intermediaries), accounting and re-registration of the property rights to assets of the pension fund; by fee according to real estate objects, to management, operation and improvement of real estate, confirmation by the organizer of trade of the report on the executed contracts which were signed on securities of the Ukrainian issuers which are part of assets of the pension fund, and also services in servicing of assets of the pension fund, including notarial are compensated at the expense of pension assets based on documents which confirm implementation of expenses.

2.3. Expenses on carrying out separate transactions at the initiative of the member of the pension fund are covered at the expense of this participant within the limiting rates for separate transactions determined in appendix to this Provision.

III. The annual extreme size of the expenses connected with implementation of non-state pension provision which are refunded at the expense of pension assets

3.1. The annual extreme size of expenses which are refunded at the expense of pension assets is established percentage of the net value of assets of the pension fund and constitutes 7,0 of percent. Net value of assets of the pension fund for accounting year is determined as the amount of indicators of net value of the assets calculated for the end of every day, divided on the number of days in reporting year.

3.2. The procedure for expense recovery to persons specified in Items 2.1 and 2.2 of the Section II of this Provision is determined by council of the pension fund within the extreme size of expenses, stipulated in Item 3.1 it undressed, taking into account requirements of the legislation concerning restriction of level of remuneration on separate types of activity.

3.3. Control of limiting observance of the size of expenses is exercised by the administrator of the pension fund.

 

The director of the department of regulation and supervision of organizations of accumulative provision of pensions of the National commission performing state regulation in the sphere of the markets of financial services

 

 

S. Zubik

Director of the department of joint investment and regulations of activities of institution investors of the National commission on securities and stock market

 

 

O. Simonenko

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