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The document ceased to be valid since April 1, 2015 according to the Instruction of the Central bank of the Russian Federation of January 15, 2015 No. 3533-U

It is registered

in the Ministry of Justice

Russian Federation

of February 6, 2013 No. 26866

ORDER OF THE FEDERAL SERVICE FOR FINANCIAL MARKETS OF THE RUSSIAN FEDERATION

of December 6, 2012 No. 12-108/pz-n

About terms and procedure for provision of reports by professional participants of the security market

According to Item 26 of article 30 of the Federal Law of 22.04.1996 N 39-FZ "About the security market" (The Russian Federation Code, 1996, N 17, Art. 1918; 1998, N 48, Art. 5857; 1999, N 28, Art. 3472; 2001, N 33, Art. 3424; 2002, N 52, Art. 5141; 2004, N 27, Art. 2711; N 31, of Art. 3225; 2005, N 11, Art. 900; N 25, of Art. 2426; 2006, N 1, Art. 5; N 2, of Art. 172; N 17, of Art. 1780; N 31, of Art. 3437; N 43, of Art. 4412; 2007, N 1, Art. 45; N 18, of Art. 2117; N 22, of Art. 2563; N 41, of Art. 4845; N 50, of the Art. 6247, Art. 6249; 2008, N 44, Art. 4982; N 52, of Art. 6221; 2009, N 1, Art. 28; N 7, of Art. 777; N 18, of Art. 2154; N 23, of Art. 2770; N 29, of the Art. 3618, Art. 3642; N 48, of Art. 5731; N 52, of Art. 6428; 2010, N 17, Art. 1988; N 31, of Art. 4193; N 41, of Art. 5193; 2011, N 7, Art. 905; N 23, of Art. 3262; N 27, of Art. 3880; N 29, of Art. 4291; N 48, of Art. 6728; N 49 (part I), Art. 7040; N 50, of Art. 7357; 2012, N 25, Art. 3269; N 31, of the Art. 4334) and Item 5.3.19 of the Regulations on the Federal Service for Financial Markets approved by the order of the Government of the Russian Federation of 29.08.2011 N 717 (The Russian Federation Code, 2011, N 36, Art. 5148; 2012, N 20, to the Art. 2562), I order:

1. Approve terms of provision of reports as professional participants of the security market according to appendix.

2. Establish the following procedure for provision of reports by professional participants of the security market in FFMS of Russia:

2.1. professional participants of the security market (further - professional participants) provide reports which are determined in the appendix N 2 to the Regulations on the reporting of professional participants of the security market approved by the joint resolution of the Federal Commission for the Securities Market and Ministry of Finance of the Russian Federation of 11.12.2001 of N 33/109n <1> (with the changes made by the joint order of 16.11.2009 of FFMS of Russia of N 09-37/pz-n and the Ministry of Finance of the Russian Federation of N 118 N <2>) (further - reports), in FFMS of Russia in electronic form with the digital signature by means of telecommunication channels, including through the Internet, according to the Procedure for the organization of electronic document management in case of submission of electronic documents with the digital signature in the Federal Service for Financial Markets approved by the order of FFMS of Russia of 25.03.2010 of N 10-21/pz-n> (with changes, the introduced orders of FFMS of Russia of 23.09.2010 N 10-62/pz-n <4>, of 02.08.2011 N 11-36/pz-n <5>, of 24.04.2012 N 12-27/pz-n <6>, of 19.07.2012 N 12-64/pz-n <7>);

--------------------------------

<1> 25.12.2001, registration number 3125 is registered in the Ministry of Justice of the Russian Federation.

<2> 31.12.2009, registration number 15936 is registered in the Ministry of Justice of the Russian Federation.

<3> 25.05.2010, registration number 17347 Is registered in the Ministry of Justice of the Russian Federation.

<4> It is registered in the Ministry of Justice of the Russian Federation 12.10. 2010, registration number 18687.

<5> It is registered in the Ministry of Justice of the Russian Federation 14.09. 2011, registration number 21790.

<6> It is registered in the Ministry of Justice of the Russian Federation 01.06. 2012, registration number 24428.

<7> It is registered in the Ministry of Justice of the Russian Federation 24.08. 2012, registration number 25262.

2.2. report files in electronic form are signed by the digital signature of person performing functions of sole executive body of the professional participant and the digital signature of the controller of the professional participant;

2.3. report files are stored in electronic form at the professional participant at least 5 years together with files of keys of the digital signature which signed reports, and also with the corresponding software allowing to open report files in electronic form and to identify the certificate holder of key of the digital signature.

3. Determine that person performing functions of sole executive body of the professional participant, and the controller of the professional participant bear responsibility for reliability, completeness and terms of submission of reports according to requirements of this order.

--------------------------------

<1> 31.12.2009, registration number 15934 is registered in the Ministry of Justice of the Russian Federation.

<2> It is registered in the Ministry of Justice of the Russian Federation 09.12. 2011, registration number 22527.

<3> It is registered in the Ministry of Justice of the Russian Federation 01.06. 2012, registration number 24428.

<4> It is registered in the Ministry of Justice of the Russian Federation 24.08. 2012, registration number 25262.

5. This order becomes effective after thirty days after day of its official publication.

Head of D.V.PANKIN

Appendix

to the order of FFMS of Russia of December 6, 2012 No. 12-108/pz-n

Terms of submission of reports by professional participants of the security market

-----------+-----------------------+---------------------------------------
¦    N     ¦     Отчетная дата     ¦      Дата представления отчетов      ¦
¦ отчетной ¦                       ¦                                      ¦
¦  формы   ¦                       ¦                                      ¦
+----------+-----------------------+--------------------------------------+
¦    1     ¦           2           ¦                  3                   ¦
+----------+-----------------------+--------------------------------------+
¦010       ¦           X           ¦Не  позднее  5  рабочих  дней  с  даты¦
¦          ¦                       ¦изменения   любого    из    реквизитов¦
¦          ¦                       ¦организации                           ¦
+----------+-----------------------+--------------------------------------+
¦020       ¦           X           ¦Не  позднее  5  рабочих  дней  месяца,¦
¦          ¦                       ¦следующего за отчетным                ¦
+----------+-----------------------+--------------------------------------+
¦050       ¦           X           ¦Не  позднее  5  рабочих  дней  с  даты¦
¦          ¦                       ¦получения    определения    суда     о¦
¦          ¦                       ¦назначении    дела     к     судебному¦
¦          ¦                       ¦разбирательству                 

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