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It is registered

in the Ministry of Justice

Russian Federation

On May 28, 2012 No. 24335

ORDER OF THE FEDERAL SERVICE FOR FINANCIAL MARKETS

of January 12, 2012 No. 12-1/pz-n

About approval of the Regulations on accreditation of the organizations performing certification of specialists of the financial market

According to Item 14 of article 42 of the Federal Law of 22.04.1996 N 39-FZ "About the security market" (The Russian Federation Code, 1996, N 17, Art. 1918; 1998, N 48, Art. 5857; 1999, N 28, Art. 3472; 2001, N 33, Art. 3424; 2002, N 52, Art. 5141; 2004, N 27, Art. 2711; N 31, of Art. 3225; 2005, N 11, Art. 900; N 25, of Art. 2426; 2006, N 1, Art. 5; N 2, of Art. 172; N 17, of Art. 1780; N 31, of Art. 3437; N 43, of Art. 4412; 2007, N 1, Art. 45; N 18, of Art. 2117; N 22, of Art. 2563; N 41, of Art. 4845; N 50, of Art. 6247; N 50, of Art. 6249; 2008, N 44, Art. 4982; N 52 (p. I), Art. 6221; 2009, N 1, Art. 28; N 7, of Art. 777; N 18 (p. I), Art. 2154; N 23, of Art. 2770; N 29, of Art. 3642; N 48, of Art. 5731; N 52 (p. I), Art. 6428; 2010, N 17, Art. 1988; N 31, of Art. 4193; N 41 (p. II), Art. 5193; 2011, N 7, Art. 905; N 27, of Art. 3880; N 29, of Art. 4291; N 48, of Art. 6728; N 49 (p. I), the Art. 7040), the subitem 8 of Item 2 of article 55 of the Federal Law of 29.11.2001 N 156-FZ "About investment funds" (The Russian Federation Code, 2001, N 49, Art. 4562; 2004, N 27, Art. 2711; 2006, N 17, Art. 1780; 2007, N 50, Art. 6247; 2008, N 30 (p. II), Art. 3616; 2009, N 48, Art. 5731; 2010, N 17, Art. 1988; N 31, of Art. 4193; N 41 (p. II), Art. 5193; 2011, N 49 (p. I), Art. 7040; N 49 (p. V), the Art. 7061), the subitem 13 of Item 3 of article 34 of the Federal Law of 07.05.1998 N 75-FZ "About non-state pension funds" (The Russian Federation Code, 1998, N 19, Art. 2071; 2001, N 7, Art. 623; 2002, N 12, Art. 1093; 2003, N 2, Art. 166; 2004, N 49, Art. 4854; 2005, N 19, Art. 1755; 2006, N 43, Art. 4412; 2007, N 50, Art. 6247; 2008, N 18, Art. 1942; N 30 (p. II), Art. 3616; 2009, N 29, Art. 3619; N 48, of Art. 5731; N 52 (p. I), Art. 6450; N 52 (p. I), Art. 6454; 2010, N 17, Art. 1988; N 31, of Art. 4196; 2011, N 29, Art. 4291; N 48, of Art. 6728; N 49 (p. I), Art. 7036; N 49 (p. I), Art. 7040; N 49 (p. V), the Art. 7061) and the Regulations on the Federal Service for Financial Markets approved by the order of the Government of the Russian Federation of 29.08.2011 N 717 "About some questions of state regulation in the sphere of the financial market of the Russian Federation" (The Russian Federation Code, 2011, N 36, to the Art. 5148), I order:

1. Approve the enclosed Regulations on accreditation of the organizations performing certification of specialists of the financial market (further - the Provision).

2. Recognize invalid:

the order of FFMS of Russia of 24.06.2008 N 08-26/pz-n "About modification and amendments in the Regulations on accreditation of the organizations performing certification of specialists of the financial market, approved by the order of FFMS of Russia of 08.08.2006 of N 06-87/pz-n" (it is registered by the Ministry of Justice of the Russian Federation 09.07. 2008, registration N 11941),

the order of FFMS of Russia of 30.03.2010 N 10-26/pz-n "About introduction of amendments to the order of FFMS of Russia of 08.08.2006 N 06-87/pz-n "About approval of the Regulations on accreditation of the organizations performing certification of specialists of the financial market" (it is registered by the Ministry of Justice of the Russian Federation 05.05. 2010, registration N 17107).

Head of D.V.PANKIN

Approved by the order of FFMS of Russia of January 12, 2012 No. 12-1/pz-n

Regulations on accreditation of the organizations performing certification of specialists of the financial market

I. General provisions

1.1. This Provision determines conditions and procedure for accreditation of the organizations performing certification of citizens in the sphere of professional activity in the security market in field of activity of joint-stock investment funds, managing companies of investment funds, mutual investment funds and non-state pension funds, specialized depositaries of investment funds, mutual investment funds and non-state pension funds, in field of activity of non-state pension funds by non-state pension provision, mandatory pension insurance and professional pension insurance (further - certification of specialists of the financial market).

1.2. The educational institutions of the higher or additional professional education performing training in the field of the security market (further - educational institutions), and also self-regulatory organizations of professional participants of the security market, self-regulatory organizations of managing companies of investment funds, mutual investment funds and non-state pension funds have the right to perform certification of specialists of the financial market (further - self-regulatory organizations).

II. Accreditation conditions

For receipt of accreditation by the organization applying for implementation of certification of specialists of the financial market (further - the applicant), the following conditions are:

2.1. the applicant shall be the legal entity created in accordance with the legislation of the Russian Federation;

2.2. availability at the applicant of the certifying commission created at least from 5 members and the relevant document determining operating procedure of such commission;

2.3. availability at the applicant of the software and hardware allowing to create examination tests (further - tests) according to the programs of qualification examinations for specialists of the financial market approved by FFMS of Russia;

2.4. availability at the applicant of the relevant document regulating acceptance of qualification examinations for specialists of the financial market (further - Regulations);

2.5. for receipt of accreditation the applicant, being educational institution, in addition to the conditions provided in Items 2.1 - 2.4 Provisions, shall meet the following conditions:

a) implementation by the applicant of educational activities based on the license for the right of implementation of educational activities within at least 5 years preceding submission of documents for receipt of accreditation;

b) preparation (in form of education) the applicant at least 500 certified specialists (bachelors, masters) on specializations: "Securities", "Security market", "Stock markets" or "Financial markets", belonging to specialty of higher education "Finance and the credit", or within 3 years preceding submission of documents for receipt of accreditation - at least 3000 citizens for passing qualification examinations on qualification assignment "the specialist of the financial market";

2.6. for receipt of accreditation the applicant, being self-regulatory organization, in addition to the conditions provided in Items 2.1 - 2.4 Provisions, shall meet the following conditions:

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