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The document ceased to be valid since July 15, 2014 according to Item 1 of the Decision of the National commission on securities and the stock market of 03.06.2014 No. 727

It is registered

in the Ministry of Justice of Ukraine

October 24, 2012.

No. 1781/22093

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of October 2, 2012 No. 1341

Concerning settlement, arising in connection with the termination of implementation of professional activity in the stock market - depository activity, namely depository activity of securities depository

According to Articles 3, 7 and Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", article 10 of the Law of Ukraine "About National depositary system and features of electronic security circulation in Ukraine", article 47 of the Law of Ukraine "About securities and the stock market", for the purpose of settlement, rynkedepozitarny activities, namely depository activity of securities depository arising in case of the termination of implementation of professional activity on share, the National commission on securities and the stock market RESHILA:

1. Approve Regulations on the termination of implementation of professional activity in the stock market - depository activity, namely depository activity of securities depository it (is applied).

2. Approve:

Changes to the Standard depositary agreement approved by the decision of State commission on securities and the stock market of July 14, 1998 No. 87, registered in the Ministry of Justice of Ukraine on August 18, 1998 for No. 521/2961, which are applied;

Changes to the Standard agreement about servicing of issue of securities approved by the decision of State commission on securities and the stock market of July 14, 1998 No. 87, registered in the Ministry of Justice of Ukraine on August 18, 1998 for No. 523/2963, which are applied.

3. Bring in the Regulations on procedure for maintaining registers of owners of personalized securities approved by the decision of State commission on securities and the stock market of October 17, 2006 No. 1000, registered in the Ministry of Justice of Ukraine on January 22, 2007 for No. 49/13316, the following changes:

the first offer of the paragraph of the twenty fifth Item 1 of the Section I after words of "the keeper of securities" to add with the words "and the termination of implementation of professional activity in the stock market-depository activity, namely depository activity of securities depository";

the fourteenth Item 12 of the Section V ІІ after words of "the keeper of securities" to add the paragraph with the words "and the termination of implementation of professional activity in the stock market-depository activity, namely depository activity of securities depository";

in subitem 19.5 of Item 19 of the Section VII of the word "including in connection with reorganization of the nominee holder-depositary" shall be replaced with words "except for the terminations of activities of the nominee holder - depositary".

4. To provide to department of regulation of depository and settlement and clearing activity (I. Kurochkin) provision of this decision on state registration in the Ministry of Justice of Ukraine.

5. (Yu. Zhuly) to provide to department of external and internal communications publication of this decision according to the legislation.

6. This decision becomes effective from the date of its official publication.

7. Control over the implementation of the decision to assign to the member of the commission O. Tarasenko.

 

Commission chairman D. Tevelev

Approved by the Decision of the National commission on securities and the stock market of Ukraine of October 2, 2012 No. 1341

Regulations on the termination of implementation of professional activity in the stock market - depository activity, namely depository activity of securities depository

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