DECISION OF THE NATIONAL COMMISSION OF SOFTWARE TO SECURITIES AND STOCK MARKET OF UKRAINE

of October 2, 2012 No. 1342

About approval of Requirements to software products which are used in the capital markets and the organized goods markets, and to the software automated, information and the information communications systems intended for implementation of professional activity in the capital markets and the organized goods markets, depository activity of Central Securities Depository

According to Items 13, 20 parts one of article 8 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", the laws of Ukraine "About electronic documents and electronic document management", "About electronic confidential services", "About information", "About access to public information", "About copyright and the related rights", "About information protection in information communications systems", the subitem 8 of Item 6 of the Regulations On the National commission on securities and the stock market approved by the Presidential decree of Ukraine of November 23, 2011 No. 1063, of the Presidential decree of Ukraine of May 22, 1998 No. 505 "About Regulations on procedure of cryptographic information protection in Ukraine", resolutions of the Cabinet of Ministers of Ukraine of March 29, 2006 No. 373 "About approval of Rules of ensuring information protection in information, electronic communication and information communications systems" the order of administration of Public service of special communication and information protection of Ukraine of July 20, 2007 No. 141 "About approval of the Provision to oporyadka of development, production and operation of means of cryptographic information protection", registered in the Ministry of Justice of Ukraine on July 30, 2007 at No. 862/14129, for the purpose of establishment of single approaches to use of software products in professional activity in the capital markets and the organized goods markets the National commission on securities and the stock market.

1. Approve Requirements to software products which are used in the capital markets and the organized goods markets and to the software automated, information and the information communications systems intended for implementation of professional activity in the capital markets and the organized goods markets, depository activity of Central Securities Depository which are applied.

3." To provide (A. Zaik) to department of information technologies:

submission of this decision on state registration in the Ministry of Justice of Ukraine;

the publication of this decision according to the legislation.

4. This decision becomes effective in six months from the date of its official publication.

5. Control over the implementation of this decision to assign to the member of the commission Yu. Boyko.

Approved by the Decision of the National commission on securities and the stock market of Ukraine of October 2, 2012 No. 1342

Requirements to software products which are used in the capital markets and the organized goods markets, and to the software of the automated, information and information and telecommunication systems intended for implementation of professional activity in the capital markets and the organized goods markets, depository activity of Central Securities Depository

І. General provisions

1. These Requirements are established to specialized software products, the software of automated information systems which are created and/or used by professional participants of the capital markets and the organized goods markets, Central Securities Depository (further - the Central depositary) when implementing professional activity, depository activity of the Central depositary (further - software products).

These Requirements are established to the software of specialized information and telecommunication systems (further - IKS) for implementation of professional activity, depository activity of the Central depositary which is created and/or used by professional participants of the capital markets and the organized goods markets, the Central depositary.

These requirements extend to all specialized software products which are used for forming of forms of representation in the National commission on securities and the capital market and the organized goods markets (further - the Commission) of administrative these different types and information, and also in case of information exchange in electronic form between professional participants of the capital markets and the organized goods markets and/or the Central depositary.

2. In these requirements terms are used in the following values:

documentation - the interconnected documents or the document which/which contains the description of functionality of software product, project and organizational decisions for ensuring functioning, check of functioning of software product. Functionality of software product shall meet the requirements provided in the Law of Ukraine "About depositary system of Ukraine", these Requirements;

lifecycle of software product - period of time which begins with the moment of establishment of requirements to software product includes development, use, maintenance, technical support of software product and comes to an end with the termination of use of software product;

means of cryptographic information protection - the program, hardware-software, hardware or other means intended for cryptographic information protection;

development tools of software products - means which part programming languages, development tools of databases, operating systems, software products of data exchange, including with use of mail systems, office application packages are;

cryptographic protection - protection type which is implemented by means of information transforms with use of special data (key data) for the purpose of concealment (or recoveries) contents of information, confirmation of its authenticity, integrity, authorship and so forth;

specialized information and communication system set of information and electronic communications systems which in processing of information for implementation of professional activity in the capital markets and the organized goods markets, depository activity of the Central depositary are effective as a unit;

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