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RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of August 24, 2012 No. 276

About approval of Requirements for availability of risk management system for the organization performing activities for maintaining system of registers of security holders and modification of some regulatory legal acts of the Republic of Kazakhstan

(as amended on 28-12-2018)

According to the Law of the Republic of Kazakhstan of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations", and also for the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan, the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 28.12.2018 No. 318;

2) the List of regulatory legal acts of the Republic of Kazakhstan concerning regulation, control and supervision of the financial market and the financial organizations to which changes, according to appendix 2 to this resolution are made.

2. To "Single Registrar of Securities" joint-stock company till July 1, 2013 to bring the activities and internal documents into accord with Requirements and to provide to Committee on control and supervision of the financial market and the financial organizations of National Bank of the Republic of Kazakhstan the report on assessment of fulfillment of requirements to risk management system constituted according to item 4 of Requirements with application of copies of supporting documents.

3. This resolution becomes effective after ten calendar days after day of its first official publication, except for the subitem 1) of Item 1 of this resolution which becomes effective since January 1, 2013, and the subitem 2) of Item 1 of this resolution which becomes effective since August 1, 2012.

Paragraphs the seventeenth, from the twenty sixth on forty third, from the sixty seventh on the seventy second, from hundred fifty third on the hundred sixty sixth, from Item 1 of appendix 2, the hundred seventy second on the hundred seventy fourth, to this resolution are effective till January 1, 2013.

Chairman of National Bank

G. Marchenko

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of August 24, 2012 No. 276

Requirements for availability of risk management system for the organization performing activities for maintaining system of registers of security holders

Voided according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 28.12.2018 No. 318

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of August 24, 2012 No. 276

The list of regulatory legal acts of the Republic of Kazakhstan concerning regulation, control and supervision of the financial market and the financial organizations to which changes are made

1. Ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 27.08.2014 No. 168

2. Ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 19.12.2015 No. 254

3. Ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 29.11.2018 No. 300

4. Ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 08.08.2016 No. 183

 

 

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