RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of July 27, 2012 No. 221

About approval of the Instruction for implementation of monitoring of sources of the demand and supply, and also the directions of use of foreign currency in the domestic foreign exchange market

According to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", of March 19, 2010 "About the state statistics", for the purpose of enhancement of regulatory legal acts of National Bank of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed Instruction for implementation of monitoring of sources of the demand and supply, and also the directions of use of foreign currency in the domestic foreign exchange market.

2. Recognize invalid:

2) the resolution of Board of National Bank of the Republic of Kazakhstan of July 26, 2010 No. 64 "About entering of amendments and changes into the resolution of Board of National Bank of the Republic of Kazakhstan of October 29, 2005 No. 135 "About approval of the Instruction about the list, forms and terms of submission by authorized banks of the reporting under sources of the demand and supply in the domestic foreign exchange market" (registered in the Register of state registration of regulatory legal acts at No. 6446).

3. This resolution becomes effective since October 1, 2012 and is subject to official publication.

Approved by the Resolution of Board of National Bank of the Republic of Kazakhstan of July 27, 2012 No. 221

The instruction for implementation of monitoring of sources of the demand and supply, and also the directions of use of foreign currency in the domestic foreign exchange market

Chapter 1. General provisions

1. This Instruction for implementation of monitoring of sources of the demand and supply, and also the directions of use of foreign currency in the domestic foreign exchange market (further - the Instruction) is developed according to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", of August 31, 1995 "About banks and banking activity in the Republic of Kazakhstan", of June 13, 2005 "About currency control and currency exchange control" and of March 19, 2010 "About the state statistics".

2. The purpose of monitoring of sources of the demand and supply, and also the directions of use of foreign currency in the domestic foreign exchange market is identification and assessment of sources (expenditure), purchases (sale) of foreign currency by means of information collection about transactions of banks, the professional participants of the security market having the license for the organization of exchange transactions with foreign currency and their clients in the domestic foreign exchange market, about movement of money according to bank accounts of clients and about money transfers without opening of the bank account in foreign currency are more whole.

3. The instruction determines subjects of monitoring of sources of the demand and supply, and also the directions of use of foreign currency in the domestic foreign exchange market, both forms and terms of submission of the reporting for its implementation.

4. The reporting under sources of the demand and supply in the domestic foreign exchange market, and also in the domestic foreign exchange market (further - the reporting) is submitted to the directions of use of foreign currency banks of the second level, Development Bank of Kazakhstan joint-stock company, Kazpochta joint-stock company (further - banks) and the professional participants of the security market having the license for the organization of exchange transactions with foreign currency, except for banks (further - professional participants).

5. For the purposes of the Instruction physical persons - residents and nonresidents, including registered as business entities without formation of legal entity, and also legal entities - residents and nonresidents, not being banks, including their branches and representations at which bank accounts in this bank are opened treat clients of bank.

For the purposes of the Instruction physical persons - residents and nonresidents, including registered as business entities without formation of legal entity, and also legal entities - residents and nonresidents, not being banks, including their branches and representations with which this professional participant signs contracts on rendering broker services treat clients of the professional participant.

6. In case of creation of the reporting classification of transactions is performed according to the Rules of application of codes of sectors of economy and purpose of payment approved by the resolution of Board of National Bank of the Republic of Kazakhstan of August 31, 2016 No. 203, registered in the Register of state registration of regulatory legal acts at No. 14365, taking into account the reporting of disaggregation provided by forms.

Chapter 2. Forms and terms of submission of the reporting

7. The reporting is provided National Bank of the Republic of Kazakhstan, in electronic form in central office (further - National Bank) and includes:

1) the form intended for collection of administrative data, "The summary report on movement of money in foreign currency according to bank accounts of clients and the translations without opening of the bank account", established by appendix 1 to the Instruction;

2) the form intended for collection of administrative data, "The report on purchase (sale) of foreign currency by bank and its clients", established by appendix 2 to the Instruction;

3) the form intended for collection of administrative data, "The report on movement of money on bank accounts of clients in foreign currency", established by appendix 3 to the Instruction;

4) the form intended for collection of administrative data, "The operations statement of clients of bank with large purchasing amounts of foreign currency", established by appendix 4 to the Instruction;

5) the form intended for collection of administrative data, "The report on purchase (sale) of foreign currency by the professional participant of the security market having the license for the organization of exchange transactions with foreign currency", established by appendix 5 to the Instruction.

8. The reporting is submitted in general on system of bank on the basis of information on all bank accounts of clients and the transfers without opening of the bank account in foreign currency, and also the data on transactions between clients of one bank and to money transfers according to bank accounts of one client.

9. Banks monthly to the fifteenth (inclusive) the month following reporting submit reports on the forms established in appendices 1, of 2, of 3, 4 to the Instruction.

Professional participants monthly to the fifteenth (inclusive) the month following reporting submit the report on the form established in appendix 5 to the Instruction.

10. If the last day of term of submission of the reporting falls on non-working day, the working day following it is considered day of the termination of term of submission of the reporting.

11.  No. 33 is excluded according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 16.03.2015

Appendix 1

to the Instruction for implementation of monitoring of sources of the demand and supply, and also the directions of use of foreign currency in the domestic foreign exchange market

The form intended for collection of administrative data

"The summary report on movement of money in foreign currency according to bank accounts of clients and the translations without opening of the bank account"

Accounting period: for _______________ 20 ___ years

Index: 1-INV

Frequency: monthly

Represents: authorized bank

Where the form is represented: National Bank of the Republic of Kazakhstan

Representation term: monthly to the 15th (inclusive) the month following reporting.

Form

_________________________________________________________________

                (full name of authorized bank)

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