RESOLUTION OF THE NATIONAL COMMISSION ON THE FINANCIAL MARKET OF THE REPUBLIC OF MOLDOVA

of March 1, 2012 No. 9/9

About approval of the Instruction about procedure for state registration of securities

Based on provisions of Art. 8 of the item k), Art. 25 of the h. (2) the Law No. 192-XIV of 12.11.1998 "About the National commission on the financial market" (it is repeatedly published in the Official monitor of the Republic of Moldova, 2007, No. 117-126 BIS), with subsequent changes and amendments, the Art. 3, Art. 13 of the h. (1), Art. 14 of the h. (1), Art. 181 of the h. (27), Art. 20, Art. 31 of the h. (2) the Law No. 199-XIV of 18.11.1998 "About the security market" (it is repeatedly published in the Official monitor of the Republic of Moldova, 2008, No. 183-185, by the Art. 655), with subsequent changes and do88polneniyami, Art. 38 of the h. (4), Art. 42 of the h. (5) the Law No. 1134-XIII of 2.04.1997 "About joint-stock companies" (it is repeatedly published in the Official monitor of the Republic of Moldova, 2008, No. 1-4, by the Art. 1), with subsequent changes and amendments, the National commission on the DECIDES: financial market

1. Approve the Instruction about procedure for state registration of securities, according to appendix 1.

2. Cancel resolutions of State commission on the security market and resolutions of the National commission on securities, according to appendix 2.

Appendix No. 1

to the Resolution of the National commission on the financial market of the Republic of Moldova of March 1, 2012 No. 9/9

The instruction about procedure for state registration of securities

Voided according to the Law of the Republic of Moldova of 13.03.2018 No. 13/10

The list of resolutions of State commission on the security market and the resolutions of the National commission on securities recognized invalid:

3. The resolution of the National commission on securities No. 10/10 of 28.09.1999 "About modification and amendments in the Resolution GKRTsB No. 76/5 of December 29, 1997" (it is published in the Official monitor of the Republic of Moldova, 1999, No. 128-129, by the Art. 230);

4. The resolution of the National commission on securities No. 16/1 of 16.05.2000 "About entering of amendments and changes into the Instruction about procedure for issue and state registration of securities" (it is published in the Official monitor of the Republic of Moldova, 2000, No. 57-58, by the Art. 214);

5. The resolution of the National commission on securities No. 46/5 of 21.12.2000 "About modification and amendments in the Instruction about procedure for issue and state registration of securities approved by the Resolution GKRTsB N 76/5 of 29.12.1997" (it is published in the Official monitor of the Republic of Moldova, 2001, No. 14-15, by the Art. 51);

6. The resolution of the National commission on securities No. 14/3 of 31.05.2001 "About change and amendment of the Instruction about procedure for issue and state registration of corporate bonds" (it is published in the Official monitor of the Republic of Moldova, 2001, No. 63, the Art. 188);

7. Items I and V of the Resolution of the National commission on securities No. 34/11 of 19.09.2002 "About modification and amendments in some regulations" (it is published in the Official monitor of the Republic of Moldova, 2002, No. 131-133, by the Art. 298);

8. Items I and V of the Resolution of the National commission on securities No. 17/9 of 1.04.2004 «About change and amendment of some regulations» (it is published in the Official monitor of the Republic of Moldova, 2004, No. 67-72, by the Art. 166);

9. The resolution of the National commission on securities No. 13/7 of 17.03.2005 "About modification and amendments in the Instruction about procedure for issue and state registration of corporate bonds" (it is published in the Official monitor of the Republic of Moldova, 2005, No. 55-58, by the Art. 189);

10. Items 3 and 4 of the Resolution of the National commission on securities No. 32/9 of 14.07.2005 "About modification, amendments and recognition voided some regulations" (it is published in the Official monitor of the Republic of Moldova, 2005, No. 101-103, by the Art. 361);

11. The resolution of the National commission on securities No. 33/1 of 21.07.2005 "About modification of the Instruction about procedure for issue and state registration of corporate bonds" (it is published in the Official monitor of the Republic of Moldova, 2005, No. 110-112, by the Art. 383);

12. The resolution of the National commission on securities No. 45/8 of 17.11.2005 "O modification and amendments in the Instruction about procedure for issue and state registration of securities" (it is published in the Official monitor of the Republic of Moldova, 2005, No. 161-163, by the Art. 562);

13. Item 2 of the Resolution of the National commission on securities No. 43/9 of 3.08.2006 "About approval, change and recognition invalid some regulations" (it is published in the Official monitor of the Republic of Moldova, 2006, No. 34-137, by the Art. 464).

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