Document from CIS Legislation database © 2003-2020 SojuzPravoInform LLC

The document ceased to be valid since  September 6, 2019 according to Item 3 of the Resolution of Board of National Bank of the Republic of Kazakhstan of August 16, 2019 No. 133

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of March 26, 2012 No. 119

About approval of Rules of submission of the reporting by the clearing organizations

(as amended of the Resolution of Board of National Bank of the Republic of Kazakhstan of 03.02.2014 No. 7)

According to the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed Rules of submission of the reporting by the clearing organizations.

2. This resolution becomes effective since July 1, 2012 and is subject to official publication.

Chairman of National Bank

G. Marchenko

It is approved

Agency of the Republic of Kazakhstan according to the statistics

April 23, 2012

 

Chairman ________ Smailov A. A.

Approved by the Resolution of Board of National Bank of the Republic of Kazakhstan of March 26, 2012 No. 119

Rules of submission of the reporting by the clearing organizations

These rules of submission of the reporting by the clearing organizations (further - Rules) are developed according to the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" and establish the list, forms, terms and procedure for submission of the reporting by the clearing organizations to National Bank of the Republic of Kazakhstan (further - authorized body).

1. The clearing organization represents to authorized body electronically:

1) daily, no later than 12:00 hours of time of the city of Astana of the working day following behind reporting day, the report about net - requirements and net - obligations of the subjects using services of the clearing organization according to appendix 1 to Rules;

2) monthly, no later than the fifth working day of the month following month under report:

the report on the subjects using services of the clearing organization according to appendix 2 to Rules;

the report on the financial instruments accepted on clearing servicing according to appendix 3 to Rules;

the report on the subjects using services of the clearing organization, from bad faith fulfilling the obligations according to transactions according to appendix 4 to Rules.

2. The reporting constituted electronically goes with use of transport system of the guaranteed delivery of information with cryptographic remedies providing confidentiality and not adjustability of the represented data on the address specified by authorized body.

3. In case of need modification and (or) amendments of the reporting, the clearing organization represents to authorized body the modifed reporting and written explanation with indication of the reasons of need of modification and (or) amendments in the reporting.

4. By consideration of reports the authorized body requests from the clearing organization of the data and the documents necessary for verification of information specified in the reporting.

Appendix 1

to Rules of submission of the reporting by the clearing organizations

Form

The report about net - requirements and net - obligations of the subjects using services of the clearing organization"

Accounting period: on __. __. ____.

Form index: F1-KO

Frequency of information collection: daily

The group of people, providing information: clearing organizations

Where the form is represented: National Bank of the Republic of Kazakhstan

Term of representation of form: daily, no later than 12:00 hours

time of the city of Astana of the working day following behind reporting day.

 

Tenge

The name of the subject using services of the clearing organization

Code of the subject using services of the clearing organization

Obligations of the subject using services of the clearing organization

Requirements of the subject using services of the clearing organization

Net - line item of the subject using services of the clearing organization

The number of transactions of the subject using services of the clearing organization

Amount of transactions of the subject using services of the clearing organization

Amount of mid-flight fees

Sector of the financial market

1

2

3

4

5

6

7

8

9

10

1

 

 

 

 

 

 

 

 

 

2

 

 

 

 

 

 

 

 

 

n.

 

 

 

 

 

 

 

 

 

 

Warning!!!

This is not a full text of document! Document shown in Demo mode!

If you have active License, please Login, or get License for Full Access.

With Full access you can get: full text of document, original text of document in Russian, attachments (if exist) and see History and Statistics of your work.

Get License for Full Access Now

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info

Effectively work with search system

Database include more 40000 documents. You can find needed documents using search system. For effective work you can mix any on documents parameters: country, documents type, date range, teams or tags.
More about search system

Get help

If you cannot find the required document, or you do not know where to begin, go to Help section.

In this section, we’ve tried to describe in detail the features and capabilities of the system, as well as the most effective techniques for working with the database.

You also may open the section Frequently asked questions. This section provides answers to questions set by users.

Search engine created by SojuzPravoInform LLC. UI/UX design by Intelliants.