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ORDER OF THE GOVERNMENT OF THE RUSSIAN FEDERATION

of June 30, 2012 No. 667

About approval of requirements to the rules of internal control developed by the organizations performing transactions with money or other property, and individual entrepreneurs, and about recognition voided some acts of the Government of the Russian Federation

(as amended on 14-07-2021)

According to the Federal Law "About Counteraction of Legalization (Washing) of Income Gained in the Criminal Way and to Terrorism Financing" Government of the Russian Federation decides:

1. Approve the enclosed requirements to the rules of internal control developed by the organizations performing transactions with money or other property, and individual entrepreneurs.

2. Determine that the rules of internal control existing before entry into force of this resolution are subject to reduction by the organizations performing transactions with money or other property (except for credit institutions), in compliance with the requirements approved by this resolution within one month.

3. Recognize invalid:

the order of the Government of the Russian Federation of January 8, 2003 N 6 "About approval procedure of rules of internal control in the organizations performing transactions with money or other property" (The Russian Federation Code, 2003, N 2, the Art. 188);

item 4 of changes which are made to acts of the Government of the Russian Federation concerning counteraction of legalization (washing) of the income gained in the criminal way, and to financing of terrorism approved by the order of the Government of the Russian Federation of October 24, 2005 N 638 (The Russian Federation Code, 2005, N 44, by the Art. 4562);

Russian Prime Minister

D. Medvedev

 

Approved by the Order of the Government of the Russian Federation of June 30, 2012 No. 667

Requirements to the rules of internal control developed by the organizations performing transactions with money or other property, and individual entrepreneurs

1. This document determines requirements imposed in case of development by the organizations performing transactions with money or other property, except for the credit institutions and not credit financial credit institutions specified in paragraph eleven of Item 2 of article 7 of the Federal law "About Counteraction of Legalization (Washing) of Income Gained in the Criminal Way and to Terrorism Financing" (further respectively - the organizations, the Federal Law), and also the individual entrepreneurs performing buying up, purchase and sale of precious metals and gemstones, jewelry from them and scrap of such products and the individual entrepreneurs rendering intermediary services when implementing transactions of purchase and sale of real estate (further - individual entrepreneurs), rules of the internal control exercised for the purpose of counteraction of legalization (washing) of income gained in the criminal way to financing of terrorism and financing of distribution of weapons of mass destruction (further - rules of internal control).

Paragraph two of ceased to be valid

1(1). The head of the organization and the individual entrepreneur provide control of compliance of the applied rules of internal control to requirements of the legislation of the Russian Federation.

Rules of internal control shall be brought by the organization and the individual entrepreneur into accord with requirements of regulatory legal acts about counteraction of legalization (washing) of income gained in the criminal way, and to financing of terrorism no later than month after the date of entry into force of the specified regulatory legal acts if other is not established by such regulatory legal acts.

2. Rules of internal control are developed in accordance with the legislation of the Russian Federation.

3. Rules of internal control are the document which is processed on paper and which:

a) regulates organizational bases of the work directed to counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction in the organization;

b) establishes obligations and operations procedure of the head of the organization, the individual entrepreneur and employees of the organization, the individual entrepreneur for the purpose of implementation of internal control;

c) determines terms of accomplishment of obligations for the purpose of implementation of internal control, and also persons responsible for their realization.

4. Rules of internal control include the following programs of implementation of internal control:

a) the program determining organizational bases of implementation of internal control (further - the program of the organization of internal control);

b) the program of identification of clients, representatives of clients and (or) beneficiaries, and also beneficial owners (further - the program of identification);

c) the program of assessment of degree (level) of risk of making by the client of the transactions connected with legalization (washing) of income gained in the criminal way, and terrorism financing (further - the program of risk assessment);

d) the program of identification of transactions (transactions) which are subject to mandatory control, and transactions (transactions) having signs of connection with legalization (washing) of income gained in the criminal way, or terrorism financing (further - the program of identification of transactions);

e) program of documentary fixation of information;

e) the program regulating operating procedure on suspension of transactions according to the Federal Law (further - the program for suspension of transactions);

g) the program of preparation and personnel training in the sphere of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction;

h) program of check of implementation of internal control;

i) the program of storage of information and the documents received as a result of program implementation of implementation of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction (further - the program of storage of information);

j) the program of customer research in case of acceptance on servicing and servicing (further - the program of customer research);

k) the program regulating operations procedure in case of refusal from accomplishment of the order of the client about transaction making and also refusal in acceptance of the client on servicing (further - the program for refusal);

l) the program regulating procedure for application of measures for freezing (blocking) of money or other property.

5. In rules of internal control powers, and also the obligations assigned to the special official responsible for implementation of rules of internal control are established (further - the special official).

6. Rules of internal control affirm the head of the organization, the individual entrepreneur.

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