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ORDER OF THE FEDERAL SERVICE FOR FINANCIAL MARKETS OF THE RUSSIAN FEDERATION

of December 28, 2011 No. 11-70/pz-n

About approval of Methodical recommendations about establishment of criteria of essential variation of the trading volume liquid and low-liquid securities

According to part 2 of article 5 of the Federal Law of 27.07.2010 N 224-FZ "About counteraction to unauthorized use of insider information and to market manipulation and about modification of separate legal acts of the Russian Federation" (The Russian Federation Code, 2010, N 31, Art. 4193; 2011, N 29, the Art. 4291, N 48, the Art. 6728) and the Regulations on the Federal Service for Financial Markets approved by the order of the Government of the Russian Federation of 29.08.2011 N 717 (The Russian Federation Code, 2011, N 36, to the Art. 5148), I order:

1. Approve the enclosed Methodical recommendations about establishment of criteria of essential variation of the trading volume by liquid and low-liquid securities.

2. For the purpose of provision of information on requests of FFMS of Russia when conducting check of actions of persons having signs of market manipulation of securities to recommend to organizers of trade in the security market and to stock exchanges (trade daleeorganizator) to use the enclosed Methodical recommendations about establishment of criteria of essential variation of the trading volume liquid and low-liquid securities concerning the security transactions made at the biddings of these organizers of trade after 26.01.2011.

3. For the purpose of provision in FFMS of Russia of data on non-standard transactions (requests), that is transactions (requests) having signs of unauthorized use of insider information and (or) market manipulation, and also reports on results of verification of such transactions according to the procedure and the terms established respectively in Items 6.10 and 6.14 of the order of FFMS of Russia of 28.12.2010 of N 10-78/pz-n "About approval of the Regulations on activities for the organization of trade in the security market" (it is registered by the Ministry of Justice of the Russian Federation 25.03.2011, registration N 20295), to recommend to organizers of trade to use the enclosed Methodical recommendations about establishment of criteria of essential variation of the trading volume liquid and low-liquid securities concerning the security transactions made at the biddings of these organizers of trade after 30.07.2011.

 

Head of D.V.PANKIN

 

Approved by the order of FFMS of Russia of December 28, 2011 No. 11-70/pz-n

Methodical recommendations about establishment of criteria of essential variation of the trading volume liquid and low-liquid securities

See. Methodical recommendations about establishment of criteria of essential variation of the trading volume liquid and low-liquid securities (18Kb In original language)

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