List of the documents necessary for proper check of the client by subjects of financial monitoring

1. List of the documents necessary for proper check of the client by subjects of financial monitoring:

1) for physical persons - residents of the Republic of Kazakhstan:

identity document;

2) for physical persons - nonresidents of the Republic of Kazakhstan:

identity document;

the document certifying registration in authorized bodies of the Republic of Kazakhstan for the right of entrance, departure and stay of physical nonresident person in the territory of the Republic of Kazakhstan if other is not provided by the international treaties ratified by the Republic of Kazakhstan;

3) for physical persons - the residents of the Republic of Kazakhstan performing individual business activity:

identity document;

the document issued by authorized body, the confirmatory fact of passing of state registration;

4) for legal resident persons and nonresidents of the Republic of Kazakhstan and their separate divisions (branches and representations):

the document(s) certifying the identity of official person (persons), the representative(s) to sign documents of the legal entity for making of transactions with money and (or) other property;

the document issued by the authorized body confirming the fact of passing of state registration (re-registration) of the legal entity;

constituent documents and (or) the statement from the register of security holders;

identity documents or the passings of state registration (re-registration) of founders (participants) of the legal entity confirming the fact (except for documents of founders (participants) of joint-stock companies, and also economic partnerships which maintaining the register of participants is performed by the single registrar), and also identity documents of beneficial owners of the legal entity (except as specified when the beneficial owner is founder (participant) of the legal entity and it is revealed based on the statement from the shareholder register (participants);

the documents confirming powers of official person (persons) of persons for making of actions on behalf of the client without power of attorney, including on signing of documents of the legal entity for making of transactions with money and (or) other property;

for branches and representations of public and religious associations - the documents confirming powers of the head of branch or representation of public or religious association, chosen (appointed) according to the procedure, the provided charter of public or religious association and regulations on its branch or representation;

for branches and representations of other forms of legal entities - the power of attorney issued by the legal entity - the resident of the Republic of Kazakhstan to the head of branch or representation;

the document certifying the location address of the legal entity;

permission (if activities of the client are performed by means of licensing or the allowing procedure according to the Law of the Republic of Kazakhstan "About permissions and notifications");

5) if the client is acted by his representative on behalf (except for officials of the legal entity):

for the client's representatives - residents of the Republic of Kazakhstan:

identity document;

the documents confirming powers of the representative of the client on making of transactions with money and (or) other property on behalf of the client including for signing of documents of the client;

for the client's representatives - nonresidents of the Republic of Kazakhstan:

identity document;

the documents confirming powers of the representative of the client on making of transactions with money and (or) other property on behalf of the client including for signing of documents of the client;

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