Document from CIS Legislation database © 2003-2022 SojuzPravoInform LLC

It is registered

in Ministry of Justice

Russian Federation

On May 5, 2003, No. 4487

RESOLUTION OF THE FEDERAL COMMISSION FOR THE SECURITIES MARKET OF THE RUSSIAN FEDERATION

of April 1, 2003 #03-18/пс

About the Procedure for consolidation of additional releases of issued securities

According to article 2 of the Federal Law of December 28, 2002 of N185-FZ "About modification and amendments in the Federal Law "About the Security Market" and on entering of amendment into the Federal Law "About Non-profit Organizations" ("Russian Federation Code", 30.12.2002, N52 (2 h), 5141) the Federal Commission for the Securities Market decides the Art.:

Approve the enclosed Procedure for consolidation of releases of issued securities.

 

Chairman I. V. Kostikov

 

Approved by the resolution of the Federal Commission for the Securities Market of April 1, 2003, No. 03-18/ps

Procedure for consolidation of additional releases of issued securities

I. General provisions

1.1. Action of this Procedure for consolidation of releases of issued securities (further - the Procedure) extends to all additional releases of issued securities irrespective of type of their issuer to which on the date of entry into force of this Procedure the state registration number other than the state registration number of release of issued securities to which they are additional is assigned.

1.2. Action of this Procedure does not extend on:

additional releases state and municipal securities;

the additional releases of issued securities recognized cancelled or invalid;

additional releases which all issued securities are extinguished (are cancelled);

additional releases of issued securities which state registration number consists of the state registration number,

to the appropriated release of issued securities, and individual number (code) of this additional release of issued securities.

II. Consolidation of additional releases of issued securities

2.1. Consolidation of additional releases of issued securities is performed by cancellation of the state registration numbers assigned to additional releases of issued securities and assignment of the state registration number of release of issued securities by it to which they are additional.

If the state registration number assigned to release of issued securities does not correspond to the procedure for assignment of the state registration numbers to releases of issued securities established by the Federal Commission for the Securities Market (further - the Federal commission), single state registration number according to established by the Federal commission rather is assigned to additional releases of issued securities and release of issued securities to which they are additional.

2.2. The decision on cancellation of the state registration numbers of additional releases of issued securities and assignment of the state registration number of release of issued securities by it to which they are additional (the decision on consolidation of additional releases of issued securities) is accepted by the registering body performing state registration of releases of issued securities of this issuer.

2.3. The decision on cancellation of the state registration numbers of additional releases of issued securities is made along with the decision on assignment to additional releases of issued securities of the state registration number of release of issued securities to which they are additional.

Decision making about cancellation of the state registration numbers of additional releases of issued securities without decision making about assignment to additional releases of issued securities of the state registration number of release of issued securities to which they are additional is not allowed.

2.4. The registering body which made the decision on consolidation of additional releases of the issued securities, on title pages registered decisions on additional issue of securities, the prospectus (prospectus of the issue) of the issued securities constituting additional release, the report on results of additional release of issued securities puts down the mark containing the state registration number appropriated to such additional releases of issued securities, acceptance date registering body of the decision on consolidation of additional releases of issued securities and specifying on the fact that the state registration number which is earlier appropriated to additional release of issued securities is cancelled.

The mark specified in this Item is signed by the authorized person and certified by seal of registering body.

2.5. No later than three days from decision date about consolidation of additional releases of issued securities the registering body which made the specified decision notifies on it the issuer of such issued securities and if accounting of the rights to such issued securities is performed by the other person (the registrar performing maintaining the register of owners of personalized issued securities, the depositary performing centralized storage of documentary issued securities) - also person who according to information provided in registering body in accordance with the established procedure, performing accounting of the rights to such issued securities.

The cancellation notice of the state registration numbers of additional releases of issued securities and assignment of the state registration number of release of issued securities by it to which they are additional shall contain:

name of registering body;

the type, category (type), form of additional releases of issued securities, the state registration numbers of additional releases of issued securities and date of their assignment cancelled by registering body in case of consolidation of additional releases of issued securities;

decision date about consolidation of additional releases of issued securities;

the state registration number assigned to additional releases of issued securities in case of their consolidation.

2.6. The issuer has the right to address to registering body for putting down of the mark specified in Item 2.4. this Procedure, in the copies of the registered decisions on additional release of issued securities which are stored at it;

prospectuses (prospectuses of the issue) of the issued securities constituting additional releases, reports on results of additional release of issued securities.

In this case the issuer shall provide to registering body everything the copies of the documents specified in this Item which are stored at it.

The registering body shall put down the marks specified in Item 2.4. this Procedure, on title pages of the documents submitted by the issuer, no later than 14 days from the date of their representation, but not earlier than decision date about consolidation of additional releases of issued securities.

 

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info

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