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INFORMATION LETTER OF THE FEDERAL SERVICE FOR FINANCIAL MARKETS

of September 16, 2010

About Methodical recommendations about execution by issuers of issued securities of obligation to perform disclosure of information by its publication (publication of texts of the documents containing information which is subject to disclosure) on the Internet

According to Item 16 of article 42 of the Federal Law of 22.04.1996 N 39-FZ "About the security market" and for the purpose of rendering the methodical help to members of the FFMS of Russia security market are developed and Methodical recommendations about execution by issuers of issued securities of obligation to perform disclosure of information by its publication (publication of texts of the documents containing information which is subject to disclosure) on the Internet are offered to use.

Appendix: on 8 l. in 1 piece.

 

V. D. Milovidov

Appendix

to the letter of the Federal Service for Financial Markets of September 16, 2010

Methodical recommendations about execution by issuers of issued securities of obligation to perform disclosure of information by its publication (publication of texts of the documents containing information which is subject to disclosure) on the website on the Internet

I. General provisions

1.1. These Methodical recommendations are held for use joint-stock companies and other economic societies.

1.2. Obligation of issuers to perform disclosure of information by its publication (publication of texts of the documents containing information which is subject to disclosure) on the website on the Internet (daleeobyazannost to perform disclosure of information on the Internet) it is established by the Regulations on disclosure of information by issuers of issued securities approved by the order of FFMS of Russia of 10.10.2006 of N 06-117/pz-n (further - the Provision), and the Section III of Provisions on requirements to procedure for the making of separate actions in connection with acquisition more than 30 percent of shares of open joint stock companies approved by the order of FFMS of Russia of 13.07.2006 of N 06-76/pz-N.

1.3. Obligation perform disclosure of information on the Internet it is established by the Provision:

1) for the issuers performing issue of securities, state registration of release (additional release) of which is followed by registration of the securities prospectus;

2) for the issuers obliged to perform disclosure of information in the form of the quarterly report of the issuer of issued securities (further - the quarterly report) and messages on the essential facts affecting financial and economic activities of the issuer of issued securities (further - messages on essential facts);

3) for all (any) open joint stock companies;

4) for private companies, performing (performed) public issue securities (the securities placed (placed) by open subscription).

1.4. Obligation perform disclosure of information of certain list of documents on the Internet it is established by the Provision for the issuers directing the voluntary or obligatory offer on share acquisition of the open joint stock companies which are traded on the biddings of organizers of trade on the securities market.

1.5. According to the procedure and in the terms established by the Provision, on the Internet texts of the following documents and messages are subject to publication:

1) the registered decision on release (additional release) of securities;

2) the registered securities prospectus;

3) the registered changes and (or) amendments in the decision on release (additional release) and (or) the securities prospectus;

4) the registered report on release results (additional release) of securities;

5) notification on release results (additional release) of securities;

6) the messages opened at stages of the procedure of issue of securities, state registration of release (additional release) of which is followed by registration of the securities prospectus;

7) the message on the registration of the securities prospectus and procedure for information access containing in the securities prospectus in case registration of the securities prospectus is performed after state registration of the report on release results (additional release) of securities;

8) quarterly report;

9) messages on essential facts;

10) charter of joint-stock company with all changes and (or) amendments made to it;

11) the internal documents approved in accordance with the established procedure regulating activities of bodies of the joint-stock company obliged to perform disclosure of information in the form of the quarterly report and messages on essential facts, with all changes and (or) amendments made to the specified documents;

12) annual accounting (financial) accounts of the joint-stock company which is not obliged to perform disclosure of information in the form of the quarterly report and messages on essential facts;

13) the message on approval (non-confirmation) of annual accounting records on annual meeting of shareholders of the joint-stock company which is not obliged to perform disclosure of information in the form of the quarterly report and messages on essential facts;

14) the data and (or) documents sent (represented) to the relevant organ (organization) regulating the market of foreign securities, to the foreign organizer of trade in the security market (foreign stock exchange) and (or) other organizations according to foreign law for the purposes of their disclosure or provision to foreign investors in connection with placement and (or) the circulation of shares of the Russian joint stock company outside the Russian Federation including in the form of placement and (or) the request for limits of the Russian Federation of the securities of the foreign issuer certifying the rights concerning shares of the Russian joint stock company;

15) the annual statement of joint-stock company approved in accordance with the established procedure;

16) data which can have significant effect on the cost of securities of the joint-stock company obliged to perform disclosure of information in the form of the quarterly report and messages on essential facts;

17) list of affiliates of joint-stock company;

18) changes in the list of affiliates of joint-stock company;

19) data which can have significant effect on bond value with mortgage covering;

20) the register of mortgage covering of bonds with mortgage covering;

21) the certificate of the size of mortgage covering of bonds with mortgage covering;

22) the message on the direction of the voluntary or obligatory offer on acquisition of the issued securities of open joint stock company which are traded on the biddings of organizers of trade on the securities market in federal executive body on the security market;

23) the voluntary or obligatory offer on acquisition of the issued securities of open joint stock company which are traded on the biddings of organizers of trade on the securities market;

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