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Ministry of Justice

Russian Federation

On August 30, 2010 No. 18288

ORDER OF THE FEDERAL SERVICE FOR FINANCIAL MARKETS

of July 20, 2010 No. 10-49/pz-n

About approval of the Regulations on licensed requirements and conditions of implementation of professional activity in the security market

(as amended on 07-10-2015)

According to Item 6 of article 42 of the Federal Law of April 22, 1996 N 39-FZ "About the security market" (The Russian Federation Code, 1996, N 17, Art. 1918; 1998, N 48, Art. 5857; 1999, N 28, Art. 3472; 2001, N 33, Art. 3424; 2002, N 52, Art. 5141; 2004, N 27, Art. 2711; N 31, of Art. 3225; 2005, N 11, Art. 900; N 25, of Art. 2426; 2006, N 1, Art. 5; N 2, of Art. 172; N 17, of Art. 1780; N 31, of Art. 3437; N 43, of Art. 4412; 2007, N 1, Art. 45; N 18, of Art. 2117; N 22, of Art. 2563; N 41, of Art. 4845; N 50, of Art. 6247; N 50, of Art. 6249; 2008, N 44, Art. 4982; N 52 (h 1), Art. 6221; 2009, N 1, Art. 28; N 7, of Art. 777; N 18 (1 h), Art. 2154; N 23, of the Art. 2770, N 29, Art. 3642; N 48, of Art. 5731; N 52, of Art. 6428; 2010, N 17, the Art. 1988), the Regulations on the Federal Service for Financial Markets approved by the order of the Government of the Russian Federation of June 30, 2004 N 317 (The Russian Federation Code, 2004, N 27, Art. 2780; 2005, N 33, Art. 3429; 2006, N 13, Art. 1400; N 52, of Art. 5587; 2007, N 12, Art. 1417; 2008, N 19, Art. 2192; N 46, of Art. 5337; N 3, of Art. 378; 2009, N 6, Art. 738; 2010, N 26, to the Art. 3350), I order:

1. Approve the enclosed Regulations on licensed requirements and conditions of implementation of professional activity in the security market (further - the Provision).

2. Recognize to invalid:

the order of the Federal Service for Financial Markets of March 06, 2007 N 07-21/pz-n "About approval of the Procedure for licensing of types of professional activity in the security market" (it is registered by the Ministry of Justice of the Russian Federation on April 23, 2007, registration N 9315);

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