THE RESOLUTION OF THE MINISTRY OF FINANCE OF THE REPUBLIC OF UZBEKISTAN, DEPARTMENT ON FIGHT AGAINST TAX, CURRENCY OFFENCES AND LEGALIZATION OF THE CRIMINAL INCOME UNDER THE PROSECUTOR GENERAL'S OFFICE OF THE REPUBLIC OF UZBEKISTAN

of October 13, 2009 No. 103, on October 13, 2009 No. 40

About approval of Rules of internal control on counteraction of legalization of income gained from criminal activities and financing of terrorism for the organizations performing activities for the organization of lotteries

Based on the Law of the Republic of Uzbekistan "About counteraction of legalization of income gained from criminal activities and to terrorism financing" (Sheets of Oliy Majlis of the Republic of Uzbekistan, 2004, No. 9, the Art. 160) and Resolutions of the President of the Republic of Uzbekistan of April 21, 2006 No. PP-331 "About measures for strengthening of fight against crimes in the financial and economic, tax sphere, with legalization of the criminal income" (2006, No. 18, the Art. 147) the Ministry of Finance and Department on fight against tax, currency offenses and legalization of the criminal income under the Prosecutor General's Office of the Republic of Uzbekistan decide collection of the legislation of the Republic of Uzbekistan:

1. Approve Rules of internal control on counteraction of legalization of income gained from criminal activities and financing of terrorism for the organizations performing activities for the organization of lotteries according to appendix.

2. This resolution becomes effective after ten days from the date of its state registration in the Ministry of Justice of the Republic of Uzbekistan.

Appendix

to the Resolution of the Ministry of Finance, Department on fight against tax, currency offenses and legalization of the criminal income under General prosecutor's office of the Republic of Uzbekistan from October 13, 2009 No. No. 103, 40

Rules of internal control on counteraction of legalization of income gained from criminal activities and financing of terrorism for the organizations performing activities for the organization of lotteries

These rules according to the Law of the Republic of Uzbekistan "About counteraction of legalization of the income received from criminal activities and to terrorism financing" (Collection of the legislation of the Republic of Uzbekistan. 2004. No. 43. Art. 451) determine procedure for the organization and implementation of internal control by counteraction of legalization of income gained from criminal activities and financing of terrorism for the organizations performing activities for the organization of lotteries.

I. General provisions

1. In these rules the following basic concepts are used:

internal control - organization activity, the lotteries performing activities for the organization, on identification of the transactions which are subject to the message in specially authorized state body;

internal documents - the documents regulating procedure for the organization and implementation of internal control. which affirm heads of the organizations performing activities for the organization of lotteries:

the states which are not participating in international cooperation in the field of counteraction of legalization of income gained from criminal activities and to terrorism financing - the states and the territories determined in official declarations of Group on development of financial measures for anti-money laundering (FATF) which pose threat to international financial system and which have system of counteraction of legalization of income gained from criminal activities and to terrorism financing has strategic shortcomings;

the organization performing activities for the organization of lotteries (further - the organization) - the legal entity - the resident of the Republic of Uzbekistan, having license for the right of implementation of activities for the organization of lotteries organizing and financing holding actions for the organization and holding game;

the client - the physical person or legal entity which paid game cost, signed the contract with the organization and participating in game in accordance with the terms of its carrying out:

identification of the client - determination by data structure about the client on the basis of the documents submitted by it;

proper check of the client - check of the personality and powers of the client based on the relevant documents, and also studying of business relations of the client;

the transactions which are subject to the message - the made and prepared transactions with money or other property. recognized as the organization suspicious during internal control:

suspicious transaction - the transaction with money or other property which is in process of preparation, making or already committed concerning which in case of implementation of these rules the organizations had suspicions about its implementation for the purpose of legalization of income gained from criminal activities, or terrorism financing;

internal control system - set of measures. accepted by the organizations, on the organization of counteraction of legalization of income gained from criminal activities, to both financing of terrorism and observance of these rules;

specially authorized state body - Department on fight against tax, currency offenses and legalization of criminal income under the Prosecutor General's Office of the Republic of Uzbekistan on behalf of management on counteraction of legalization of the income gained from criminal activities and terrorism financing (further - Department);

offshore zone - the states and the territories which are providing preferential tax regime and (or) not providing disclosure and submission of information when carrying out financial transactions;

risk - risk of making by clients of transactions for the purpose of legalization of income gained from criminal activities, or terrorism financing.

2. The purposes of internal control are:

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info