of March 17, 2006 No. 77-OD
About approval of Rules of conducting financial and (or) technical examinations of activities of subjects of natural monopolies and submission of the conclusions by subjects of natural monopolies
According to subitem 14-1) of Article 7 and subitem 4-1) of Item 1 of article 14-1 of the Law of the Republic of Kazakhstan "About natural monopolies and the controlled markets", and also the subitem 121) of Item 17 of the Regulations on the Ministry of national economy of the Republic of Kazakhstan No. approved by the order of the Government of the Republic of Kazakhstan of September 24, 2014 1011, I ORDER:
1. Approve the enclosed Rules of conducting technical expertize for the regional electric grid companies and submission of the conclusions by the regional electric grid companies.
2. To department on regulation and control in the field of electro-and heat-and-power engineeering of the Agency of the Republic of Kazakhstan on regulation of natural monopolies (Shkarupa A. V.) provide in the procedure established by the legislation state registration of this order in the Ministry of Justice of the Republic of Kazakhstan.
3. To department of administrative work and analysis of the Agency of the Republic of Kazakhstan on regulation of natural monopolies (Esirkepov E. O.) after state registration of this order in the Ministry of Justice of the Republic of Kazakhstan:
To provide 1) in the procedure established by the legislation its official publication in mass media;
2) to bring it to the attention of structural divisions and territorial authorities of the Agency of the Republic of Kazakhstan on regulation of natural monopolies, regional (the cities of republican value, the capital) executive bodies.
4. To impose control of execution of this order on the First Deputy Chairman of the Agency of the Republic of Kazakhstan on regulation of natural monopolies Aldabergenov N. Sh.
5. This order becomes effective from the date of state registration in the Ministry of Justice of the Republic of Kazakhstan.
Chairman
B. Sagintayev
Approved by the Order of the Chairman of the Agency of the Republic of Kazakhstan on regulation of natural monopolies of March 17, 2006 No. 77-OD
1. These rules of conducting technical expertize (further - Rules) are developed for the regional electric grid companies and submission of the conclusions by the regional electric grid companies according to the Law of the Republic of Kazakhstan of July 9, 1998 "About natural monopolies and the controlled markets" (further - the Law) and other regulatory legal acts of the Republic of Kazakhstan.
2. Rules determine procedure for conducting technical expertize for the regional electric grid companies (further - examination), and also procedure for submission of the conclusions by the regional electric grid companies.
3. In these rules the following concepts are used:
competent authority - the state body performing management of the corresponding industry (sphere) of public administration;
the expert - the physical person or legal entity rendering services in conducting financial and (or) technical expertize;
technical expertize - the analysis of technical condition (technical characteristics) of the involved assets and the need of work providing maintenance of assets in working order, efficiency of engineering procedure, including compliance of the established regulations of material, labor costs, production technologies, estimates of need of implementation of investing programs and (or) investment projects, level of involvement and correctness of distribution of fixed assets by types of the provided regulated services (goods, works);
department of authorized body - department of the state body performing management in spheres of natural monopolies and in the controlled markets;
Other concepts and terms used in these rules are applied according to the legislation of the Republic of Kazakhstan on natural monopolies and the controlled markets.
4. Expertize of activities of the regional electric grid companies is carried out by department of authorized body and (or) the regional electric grid company with involvement for this purpose of independent experts, with frequency at least once in three years.
5. During conducting examination the expert studies and analyzes information provided by the regional electric grid company according to these rules.
6. If necessary the expert within the carried-out expertize, requests the additional information from the regional electric grid company and (or) department of authorized body.
7. By results of the carried-out expertize the expert in the terms provided by the Agreement represents the intermediate and final reports containing objective, motivated, scientifically based conclusion on objects of examination to department of authorized body.
8. Department of authorized body considers the reports submitted by the expert within 30 (thirty) calendar days.
If additional materials and information are necessary for consideration of reports, department of authorized body requests it from the expert or the regional electric grid company and prolongs the term of consideration of the report no more than for 30 (thirty) calendar days, with the notification of the expert on prolongation of term of consideration of the report.
9. In case of discrepancy of the report to Item 13 of these rules, department of authorized body sends the expert the letter on need of its reduction to compliance with them with instructions of specific terms.
10. The expert in the provided information finishes the report according to Item 13 of these rules and represents it to department of authorized body.
11. Within consideration of the questions connected with industry features of the rendered regulated services for conducting examination by department of authorized body representatives of the relevant state bodies can be attracted.
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The document ceased to be valid since January 1, 2016 according to Item 1 of the Order of the Minister of national economy of the Republic of Kazakhstan of July 21, 2015 No. 550