It is registered
Ministry of Justice
Republic of Uzbekistan
On February 25, 2009 No. 1911
of January 30, 2009 No. 2009-05
About approval of the Regulations on the register of owners of securities
According to the laws of the Republic of Uzbekistan "About the security market", "About joint-stock companies and protection of shareholder rights" and the Regulations on the Center for coordination and market development of securities in case of Goskomkonkurention of the Republic of Uzbekistan approved by the resolution of the Cabinet of Ministers of the Republic of Uzbekistan on March 30, 1996 No. 126, I order:
1. Approve Regulations on the register of shareholders and the register of owners of corporate bonds according to appendix.
2. This Order becomes effective after ten days from the date of its state registration in the Ministry of Justice of the Republic of Uzbekistan.
Tolipov K. F.
Approved by the Order of the CEO of the Center for coordination and control of functioning of the security market under the State Property Committee of the Republic of Uzbekistan
This Provision according to the laws of the Republic of Uzbekistan "About the security market", "About joint-stock companies and protection of shareholder rights" and other acts of the legislation determines procedure for forming of the register of shareholders, owners of corporate bonds and owners of infrastructure bonds.
1. In this Provision the following basic concepts are used:
biographical particulars - the data allowing to identify the registered owner of securities;
the register of owners of securities (further - the register) - the list of the registered owners of securities created for certain date with indication of the name of the issuer, quantity, nominal value, type and type of the personalized securities, and also data allowing to send information to the persons registered in the register belonging to them;
the order about forming of the register - the order of the issuer or authorized state body on regulation of the security market or the written address of shareholders according to the legislation containing specifying to Central Securities Depository (further - the Central depositary) to create and transfer the register of owners of securities to certain date;
request of the Central depositary (further - request) - the electronic request containing specifying to the investment intermediary to open the information about owners and the securities belonging to them for the date specified in the order about forming of the register;
the list of owners of securities - the document created for the established date, containing biographical particulars of owners of securities, type, type and the number of the securities belonging to the owner and also data on the facts of encumbrance of securities;
the owner of securities - legal entity or physical person to which securities belong on the property right or other corporeal right;
operational day - the period of the working day determined by regulations of the Central depositary or the investment intermediary during whom depository operations are carried out;
electronic document management system in the stock market (further - the EDMS) - the set of the program technical means of each member of the security market used for exchange of electronic documents (information) between them, allowing to create, send and receive, process and to store electronic documents;
transfer agent - the legal entity rendering services in acceptance, processing and document transfer, belonging to system of accounting of the rights to securities;
2. The system of maintaining the register is set of entries in accounting registers of the Central depositary and investment intermediaries.
3. Transition of the rights to securities in system of maintaining the register is performed by carrying out depository operations on custody accounts of owners in the Central depositary and (or) at investment intermediaries according to standards of depository operations.
The rights to security pass to the acquirer from the moment of introduction of the corresponding receipt record on the custody account of the acquirer and are confirmed by the account statement of depot.
The rights certified by security pass to the acquirer from the moment of transition of the rights to this security.
4. Forming of the register is performed by the Central depositary by data collection and processing from accounting registers of the Central depositary and investment intermediaries about:
the issuer and the securities issued by him;
biographical particulars of owners of securities, quantity, nominal value, type and type the securities belonging to them, and also about the facts of encumbrance by obligations of securities.
5. The register is created on condition of custody accounts of owners of securities for the end of operational day of the Central depositary and the investment intermediaries performing accounting of the rights to securities of the issuer for the date specified in the order about forming of the register.
a) information on the issuer:
the full and abbreviated name of the issuer, the place of its finding (postal address), phone number, the e-mail address, the official website of the issuer (in case of their availability);
form of business of the issuer, number, date and body of state registration, the name of the serving bank, code of IFI, number of the on-demand deposit account (in national currency), identification taxpayer number, the RCBO code;
First name, middle initial, last name officials and their phones;
the authorized capital, total quantity of issued securities, nominal value of securities, amount of the placed part of releases;
b) information on the Central depositary:
full and abbreviated name, place of its finding (postal address), phone, fax;
date, number and body of state registration, the name of the serving bank, numbers of on-demand deposit accounts in national and foreign currencies, code of IFI, identification taxpayer number, the RCBO code;
First name, middle initial, last name officials and their phones;
c) information on issues of securities of the issuer:
number and date of state registration of release(s), body of registration, sequence number of release(s), type and type of securities, security code on codifications of the Central depositary, end date of placement, total quantity in release;
d) information on securities of the issuer:
security code on codifications of the Central depositary, type and type of securities, total quantity of each type and type of securities, the quantity of the placed securities, remaining balance of the securities which are not placed and gone the issuer into the disposal on the issued account;
e) information on the owner of securities:
Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info
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