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The document ceased to be valid since July 30, 2021 according to Item 1 of the Order of the Government of the Russian Federation of July 28, 2021 No. 1273

ORDER OF THE GOVERNMENT OF THE RUSSIAN FEDERATION

of October 6, 2008 No. 744

About approval of lists of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for implementation of the types of activity specified in the Federal Laws "About Investment Funds" and "About Non-state Pension Funds"

The government of the Russian Federation decides:

1. Approve enclosed:

the list of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for activities of investment funds;

the list of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for activities on management of investment funds, mutual investment funds and non-state pension funds;

the list of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for activities of specialized depositaries of investment funds, mutual investment funds and non-state pension funds;

the list of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for activities on provision of pensions and pension insurance.

2. Determine that Items 1 and 2 of the list of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for activities of specialized depositaries of investment funds, mutual investment funds and non-state pension funds approved by this resolution do not extend to job seekers of licenses for activities of specialized depositaries of investment funds, mutual investment funds and non-state pension funds - credit institutions.

3. Declare invalid the order of the Government of the Russian Federation of July 14, 2006 N 432 "About licensing of separate types of activity in the financial markets" (The Russian Federation Code, 2006, N 30, the Art. 3397).

 

Prime Minister

Russian Federation V. Putin

Approved by the order of the Government of the Russian Federation of October 6, 2008, No. 744

Appendix

The list of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for activities of investment funds

1. The copies of the balance sheet and the profit and loss statement of the license applicant on the last reporting date containing mark of tax authority (for job seekers of the licenses created to the last reporting date).

2. The copy of audit opinion on verification of annual financial (accounting) accounts (for job seekers of licenses which annual financial (accounting) accounts were subject to check following the results of accounting year).

3. The copy of the decision of general shareholder meeting or Board of Directors (supervisory board) of the license applicant on approval of the investment declaration of the license applicant with appendix of the investment declaration of the license applicant.

4. The document confirming payment of the state fee for provision of the license (the payment order with mark of bank about execution by the license applicant of obligation on payment of the state fee).

The list of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for activities on management of investment funds, mutual investment funds and non-state pension funds

1. The copies of the balance sheet and the profit and loss statement of the license applicant on the last reporting date containing mark of tax authority (for job seekers of the licenses created to the last reporting date).

2. The copy of audit opinion on verification of annual financial (accounting) accounts (for job seekers of licenses which annual financial (accounting) accounts were subject to check following the results of accounting year).

3. The document confirming payment of the state fee for provision of the license (the payment order with mark of bank about execution by the license applicant of obligation on payment of the state fee).

The list of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for activities of specialized depositaries of investment funds, mutual investment funds and non-state pension funds

1. The copies of the balance sheet and the profit and loss statement of the license applicant on the last reporting date containing mark of tax authority (for job seekers of the licenses created to the last reporting date).

2. The copy of audit opinion on verification of annual financial (accounting) accounts (for job seekers of licenses which annual financial (accounting) accounts were subject to check following the results of accounting year).

3. The copy of the document confirming creation of separate structural division for implementation of activities of specialized depositary, certified in accordance with the established procedure (it is represented in case of combination of the specified activities with other types of activity).

4. The document confirming payment of the state fee for provision of the license (the payment order with mark of bank about execution by the license applicant of obligation on payment of the state fee).

The list of the documents confirming observance of the licensed conditions represented by job seekers of licenses for receipt of licenses for activities on provision of pensions and pension insurance

1. The copy of the decision of council of non-state pension fund on approval of pension rules and also if the fund assumes to perform activities for mandatory pension insurance, - about approval of insurance rules, certified in accordance with the established procedure.

2. The copy of the decision of council of non-state pension fund on appointment of the controller or the head and the staff of service of internal control of the license applicant certified in accordance with the established procedure.

3. The copies of forms of the agreements of non-state pension provision (on each pension scheme provided by pension rules) approved in the procedure established by non-state pension fund certified in accordance with the established procedure.

4. The document confirming payment of the state fee for provision of the license (the payment order with mark of bank about execution by the license applicant of obligation on payment of the state fee).

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