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Ministry of Justice

Republic of Uzbekistan

On September 9, 2008 No. 1855

THE ORDER OF THE CEO OF THE CENTER OF SOFTWARE OF COORDINATION AND TO CONTROL OF FUNCTIONING OF THE SECURITY MARKET UNDER THE STATE PROPERTY COMMITTEE OF THE REPUBLIC OF UZBEKISTAN

of August 1, 2008 No. 2008-13

About approval of the Regulations on requirements to use of information and communication technologies in the stock market

(as amended on 21-08-2014)

According to the Laws of the Republic of Uzbekistan "About the security market", "About informatization", "About electronic document management", "About the electronic digital signature", Item 4.1 of the Development program of the security market for 2006-2007 approved by the Resolution of the President of the Republic of Uzbekistan of September 27, 2006 No. PP-475 "About measures for further market development of securities" (Collection of the legislation of the Republic of Uzbekistan, 2006, to No. 39, of the Art. 387), and also the Provision "About the Center for Coordination and Market Development of Securities in case of Goskomkonkurention of the Republic of Uzbekistan" approved by the resolution of the Cabinet of Ministers of the Republic of Uzbekistan of March 30, 1996 No. 126, I order:

1. Approve Regulations on requirements to use of information and communication technologies in the stock market according to appendix.

2. This order becomes effective after ten days from the moment of its state registration in the Ministry of Justice of the Republic of Uzbekistan.

CEO

Tolipov K. F.

Approved by the Order of the CEO of the Center for coordination and control of functioning of the security market under the State Property Committee of the Republic of Uzbekistan

Regulations on requirements to use of information and communication technologies in the stock market

This Provision according to the laws of the Republic of Uzbekistan "About the security market" (Collection of the legislation of the Republic of Uzbekistan, 2008, Art. No. 29-30, 278), "About informatization" (Sheets of Oliy Majlis of the Republic of Uzbekistan, 2004, Art. No. 1-2, 10), "About electronic document management" (Collection of the legislation of the Republic of Uzbekistan, 2004, No. 20, the Art. 230), "About the electronic digital signature" (Sheets of Oliy Majlis of the Republic of Uzbekistan, 2004, Art. No. 1-2, 12) and the Resolution of the President of the Republic of Uzbekistan of September 27, 2006 No. PP-475 "About measures for further market development of securities" (The collection of the legislation of the Republic of Uzbekistan, 2006, No. 39, of the Art. 387) establishes requirements to use of information and communication technologies in the stock market, unification and standardization, the used technologies in the security market.

I. General provisions

1. In this Provision the following basic concepts are used:

cryptographic information protection (further - cryptoprotection) complex of the actions aimed at providing integrity, availability and confidentiality of information, performed by means of algorithms of cryptographic conversion (cryptographic algorithms);

converting of information - information transform from one format of the electronic document (format of data) to another;

the operator of telecommunications (further - the operator) - the legal entity owning network of telecommunications on the property right or other corporeal rights, providing it functioning, development and rendering services of telecommunications;

services of telecommunications - product of activities of the operator and provider for acceptance, transfer, processing of signals and other types of information through networks of telecommunications;

provider of services of telecommunications (further - provider) the legal entity rendering on commercial basis services of telecommunications to users through networks of operators;

engineering procedures - methods, acceptances, operation mode, the sequence of transactions and procedures which provide functioning of members of the security market;

participants of System are the members of the security market performing electronic interaction with use of electronic document management (further - EDO). and the certificate of key of the electronic digital signature according to requirements of the legislation and this provision;

information and communication technologies in the stock market (further - ICT in the stock market) - the complex of program and technical means providing storage, conversion, protection, processing, sending and receipt of electronic documents according to engineering procedures of functioning of members of the security market;

electronic document management system in the stock market (daleesistem) - the set of the program technical means of each member of the security market used for exchange of electronic documents between them, allowing to create, send and receive, process and to store electronic documents;

the electronic digital signature (further - the EDS) - the signature in the electronic document received as a result of special information transforms of the furnished electronic document with use of private key of the EDS and allowing the EDS to establish by means of public key lack of misstatement of information in the electronic document and to identify the owner of private key of the EDS;

the electronic document - the information fixed electronically, confirmed to the EDS and having other details of the electronic document allowing to identify it;

formats of these electronic documents (further - formats of data) the obligatory standardized structures and information types, containing in the electronic documents intended for implementation of transactions with securities;

format of the electronic document - the obligatory standardized details of the electronic document established by the legislation on EDO or the agreement of participants of System;

2. EDO between members of the security market when implementing of activities by them in the security market is made according to requirements of the legislation and this provision.

3. In the stock market participants of System are used by ICT in case of the release, placement, the address, repayment and cancellation of securities according to the procedure established by the legislation.

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