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The document ceased to be valid since  March 24, 2014 according to Item 11.2 of the Instruction of the Central bank of the Russian Federation of  February 25, 2014 No. 149-I

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of December 1, 2003 No. 108-I

About the organization of inspection activities of the Central bank of the Russian Federation (Bank of Russia)

(as amended on 14-03-2013)

This Instruction establishes procedure for the organization of inspection activities of the Bank of Russia according to article 73 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, N 28, Art. 2790; 2003, N 2, the Art. 157) and the Instruction of the Bank of Russia of August 25, 2003 N 105-I "About procedure for conducting checks of credit institutions (their branches) by authorized representatives of the Central bank of the Russian Federation", registered by the Ministry of Justice of the Russian Federation on September 26, 2003 N 5118; On January 28, 2005 N 6284 ("the Bulletin of the Bank of Russia" of December 9, 2003 N 67, of February 9, 2005 N 7) (further - the Instruction of the Bank of Russia N 105-I).

Chapter 1. General provisions

1.1. Action of this Instruction extends to activities of structural divisions of central office of the Bank of Russia and territorial offices of the Bank of Russia (further - structural divisions of the Bank of Russia, except for direct mentioning in this Instruction of structural divisions of central office of the Bank of Russia or territorial offices of the Bank of Russia) and the bank clerks of Russia who are directly performing inspection activities of the Bank of Russia and participating in these activities.

1.2. Inspection activities of the Bank of Russia - component of bank regulation and banking supervision which includes direct (with exit to the place) conducting checks of credit institutions (their branches) and their organizational, information, methodical and other support.

Direct conducting checks of credit institutions (their branches) is performed by authorized representatives of the Bank of Russia, namely:

employees of inspection divisions of the Bank of Russia (The main inspection of credit institutions of the Bank of Russia (further - the Main inspection), inspection divisions of territorial offices of the Bank of Russia);

employees of other structural divisions of the Bank of Russia performing control functions: behind accomplishment of standard rates of required reserves by credit institutions; behind observance by credit institutions (their branches) of the foreign exchange legislation of the Russian Federation and the legislation of the Russian Federation on counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing; behind observance by credit institutions (their branches) of regulations of the Bank of Russia concerning cash circulation;

other bank clerks of Russia (according to the decision of the official of the Bank of Russia having rights to charge conducting check).

Employees of the "Deposit Insurance Agency" state corporation can participate in conducting checks of banks (daleeagentstvo). Procedure for participation of employees of the Agency in checks of banks according to articles 27 and 32 of the Federal law "About Deposit Insurance in Banks of the Russian Federation" (The Russian Federation Code, 2003, N 52 (part I), the Art. 5029) is established by the Instruction of the Bank of Russia of January 13, 2005 N 1542-U "About features of conducting checks of banks with the participation of employees of the "Deposit Insurance Agency" state corporation registered by the Ministry of Justice of the Russian Federation on January 28, 2005 N 6285 ("the Bulletin of the Bank of Russia" of February 9, 2005 N 7) (further - the Instruction of the Bank of Russia N 1542-U).

Credit institutions (their branches) can be performed at the request of the Board of directors of the Bank of Russia by auditing organizations. The organization of conducting the specified checks is performed by the Main inspection according to the procedure, established by normative and other acts of the Bank of Russia.

1.3. The organization of inspection activities of the Bank of Russia is performed by the Main inspection and inspection divisions of territorial offices of the Bank of Russia.

The inspection activities of the Bank of Russia performed by one or several territorial offices of the Bank of Russia are coordinated by the inspections of the Main inspection created according to administrative documents of the Bank of Russia (further - interregional inspections). Interregional inspections are headed by general inspectors of the Main inspection (further - general inspectors of the Main inspection, except for direct mentioning in this Instruction of the general inspector of interregional inspection);

1.3.1. The administrative documents considering features of the organization of activities of the Main inspection, inspection divisions of territorial offices of the Bank of Russia can be published by the Bank of Russia and the Main inspectorate;

1.3.2. Functions and powers of the general inspector of the Main inspection are established by this Instruction, other acts of the Bank of Russia, and also the internal documents of the Main inspection signed or approved by the head of the Main inspection;

1.3.3. The main inspectorate and other interested structural divisions of central office of the Bank of Russia for the purpose of ensuring unity of approaches to the organization and conducting checks of credit institutions (their branches), and also to accounting and the analysis of their results develop and (or) participate in development of methodical recommendations about the organization and conducting checks of credit institutions (their branches).

1.4. Authorized representatives of the Bank of Russia carry out two types of checks of credit institutions (their branches): complex and thematic.

Complex check - the inspection which is carried out on all main activities of credit institution for certain period of its activities.

Thematic check - the inspection which is carried out on separate activities or types of banking activities and other transactions which are performed by credit institution (its branch), for certain period of its activities.

1.5. Depending on podnadzornost to territorial offices of the Bank of Russia of the structural divisions of credit institution checked during one check, checks of credit institutions (their branches) are subdivided into two types: regional and interregional. The head office of credit institution, branches of credit institution, representative office of credit institution and internal structural divisions of credit institution (its branch) irrespective of the location of credit institution (its branch) treat structural divisions of credit institution;

1.5.1. Regional check - check of structural divisions of credit institution, supervision of which activities is exercised by the same territorial office of the Bank of Russia.

If necessary the branch of credit institution or representative office of credit institution or internal structural division of credit institution (its branch) out of the location of credit institution (its branch) can be performed (further - check of structural division of credit institution);

1.5.2. Interregional check - check of structural divisions of credit institution, supervision of which activities is exercised by different territorial offices of the Bank of Russia.

Also district proverkaproverka of structural divisions of credit institution, supervision of which activities is exercised by territorial offices of the Bank of Russia which inspection activities are coordinated by the same interregional inspection, belongs to interregional checks.

1.6. The credit institution (its branch) is performed in time, estimated from start date of check before date of completion of check (inclusive) according to Item 1.7 of the Instruction of the Bank of Russia N 105-I and established by the official of the Bank of Russia having rights to charge conducting check.

Complex inspection of credit institution is carried out till 60 working days.

Thematic inspection of credit institution (its branch) is carried out till 35 working days.

If necessary the term of conducting complex or thematic check can be prolonged according to the decision of the official of the Bank of Russia which signed the order on conducting check, or other official of the Bank of Russia determined by the order on conducting check (further - the official of the Bank of Russia who charged conducting check of credit institution (its branch)), no more than for 35 working days for regional check and no more than for 45 working days for interregional check.

In time conducting check the period for which it can be suspended on the bases, stipulated in Item 1.10 Instructions of the Bank of Russia N 105-I does not join.

1.7. The organization and conducting check of head office or other structural division of credit institution, supervision of activities of head office and which structural divisions perform different territorial offices of the Bank of Russia are subject to preliminary coordination between the territorial office of the Bank of Russia exercising supervision of activities of head office of credit institution, and the territorial offices of the Bank of Russia exercising supervision of activities of structural divisions of credit institution regarding the checked period, the questions which are subject to check, and the term of their carrying out according to the procedure, established by subitems 1.7.1 - 1.7.4 presents of Item and appendix 1 to this Instruction (further - coordination of the offer on conducting check) (except for checks on questions: accomplishment of standard rates of required reserves by credit institutions; implementation by authorized bank (its branch) of separate types of banking activities with cash foreign currency and transactions with checks (including travel checks) which nominal value is specified in foreign currency, with participation of physical persons (further - transactions with cash foreign currency and checks);

1.7.1. The offer on conducting check of the credit institution having branches or structural division of the credit institution having branches is prepared by the territorial office of the Bank of Russia exercising supervision of activities of head office of credit institution and sent for approval in the territorial office of the Bank of Russia exercising supervision of activities of the structural division of credit institution which is subject to check.

The territorial office of the Bank of Russia exercising supervision of activities of structural division of credit institution within five working days from the date of receipt of the offer on conducting check of the credit institution having branches, or structural division of the credit institution having branches considers it and directs to the territorial office of the Bank of Russia exercising supervision of activities of head office of credit institution, the notice on consent (disagreement) to conducting check of structural division of credit institution (including to conducting check of branch of credit institution by employees of territorial office of the Bank of Russia exercising supervision of activities of head office of credit institution) or the offer on its check as a part of interregional check;

1.7.2. The territorial office of the Bank of Russia exercising supervision of activities of structural division of the credit institution having also the right to prepare and send for approval to the territorial office of the Bank of Russia exercising supervision of activities of head office of credit institution, the offer on conducting check of structural division of credit institution.

In this case the territorial office of the Bank of Russia exercising supervision of activities of head office of credit institution no later than five working days from the date of receipt of the offer on conducting check of structural division of credit institution sends to the territorial office of the Bank of Russia exercising supervision of activities of structural division of credit institution, the notice on consent (disagreement) to conducting check of structural division of credit institution or the offer on conducting this check as a part of interregional check;

1.7.2.1. Territorial office of the Bank of Russia on the location of the operational office opened by credit institution or branch of credit institution, persons under surveillance to other territorial offices of the Bank of Russia (further - the operational office opened out of the location of credit institution (its branch) having the right to prepare and send to the territorial office of the Bank of Russia exercising supervision of activities of credit institution (its branch), the offer on conducting check of this operational office.

The territorial office of the Bank of Russia exercising supervision of activities of credit institution (its branch) no later than five working days from the date of receipt of the offer on conducting check of the operational office opened out of the location of credit institution (its branch) sends to territorial office of the Bank of Russia on the location of this operational office the notice on consent (disagreement) to conducting check or the offer on conducting this check as a part of interregional check;

1.7.3. The territorial office of the Bank of Russia which directed the offer on conducting check of the credit institution having branches or structural division of the credit institution having branches no later than three working days from the date of receipt of the notice on disagreement directs to conducting check in accordance with the established procedure the message on disagreements concerning coordination of the offer on conducting check of credit institution (its branch) or about conducting check of branch of credit institution, the person under surveillance to other territorial office of the Bank of Russia, employees of territorial office of the Bank of Russia exercising supervision of activities of head office of credit institution:

in the Main inspection;

to the general inspector of interregional inspection - regarding district checks and checks of structural divisions of credit institutions, supervision of which activities is exercised by territorial offices of the Bank of Russia which inspection activities are coordinated by the same interregional inspection;

1.7.3.1. The territorial office of the Bank of Russia on the location of the operational office opened out of the location of credit institution (its branch) no later than three working days from the date of receipt of the notice on disagreement on conducting check of this operational office or the offer on conducting this check as a part of interregional check, directs in accordance with the established procedure the message on disagreements concerning coordination of the offer on conducting check:

in the Main inspection;

to the general inspector of the interregional inspection coordinating inspection activities of territorial office of the Bank of Russia on the location of the operational office opened out of the location of credit institution (its branch);

to the general inspector of the interregional inspection coordinating inspection activities of territorial office of the Bank of Russia exercising supervision of activities of credit institution (its branch);

1.7.4. The main inspectorate and general inspectors of the Main inspection consider messages on disagreements concerning coordination of offers on conducting checks of credit institutions (their branches), the operational offices opened out of the location of credit institution (its branch) and for the purpose of their coordination interact with structural divisions of the Bank of Russia according to the procedure, established by appendix 2 to this Instruction;

1.7.5. Ceased to be valid

1.8. Information on questions of the organization and conducting checks of credit institutions (their branches) belongs to information of limited access and is subject to processing, accounting and storage according to the procedure, established by the legislation of the Russian Federation and regulations of the Bank of Russia;

1.8.1. Authorized representatives of the Bank of Russia shall observe the requirements established by the legislation of the Russian Federation and regulations of the Bank of Russia regarding processing, accounting and storage of information carried to information of limited access when using during check of organizational technical means (computers, diskettes and other electronic media of information, photocopiers, scanners, phones, including phones of cellular communication);

1.8.2. The direction in the Main inspection of the reporting and other information connected with the organization of inspection activities of the Bank of Russia is performed with observance of requirements for ensuring information security of electronic technologies of transfer, processing and storage in system of the Bank of Russia of information carried to information of limited access, including in case of information transfer in electronic form with use of the specialized archiver of electronic documents, according to the procedure, established by normative and other acts of the Bank of Russia (further - in accordance with the established procedure).

1.8.3. Forming and electronic submission of documents (their copies) constituted during the organization and conducting checks of credit institutions (their branches) is performed according to the procedure and the terms determined by the normative and other acts of the Bank of Russia regulating features of electronic document management in organizations of system of the Bank of Russia.

Chapter 2. Planning of checks of credit institutions (their branches)

2.1. Credit institutions (their branches) are performed according to the Consolidating annual plan of complex and thematic checks of credit institutions (their branches) constituted for the next calendar year (further - the Consolidating plan).

The consolidating plan establishes the list of checks of credit institutions, obligatory for execution by structural divisions of the Bank of Russia (their branches) ordered on terms of their carrying out (with indication of type and type of checks of credit institutions (their branches)).

The main inspection develops and brings to structural divisions of the Bank of Russia of the recommendation about creation and submission of offers on conducting checks of credit institutions (their branches) for inclusion in the draft of the Consolidating plan (further - offers in the draft of the Consolidating plan), the determining structures and indicators of the Consolidating plan and also disaggregating procedure for its creation.

The draft of the Consolidating plan is constituted according to the procedure, established by appendix 3 to this Instruction.

2.2. The draft of the Consolidating plan is constituted by the Main inspection on basis:

solutions of the Board of directors of the Bank of Russia, the Chairman of the Bank of Russia (person, it replacing), Committee of banking supervision of the Bank of Russia;

the proposals of the First Deputy Chairman of the Bank of Russia and (or) the vice-chairman of the Bank of Russia supervising the structural divisions of the Bank of Russia performing functions of banking supervision, and proposals of the head of the Main inspection (person, it replacing);

the offers in the draft of the Consolidating plan represented by structural divisions of the Bank of Russia;

the offers of the Agency sent to the Bank of Russia according to article 27 of the Federal law "About Deposit Insurance in Banks of the Russian Federation" (further - offers of the Agency).

2.3. The offers in the draft of the Consolidating plan represented by structural divisions of the Bank of Russia are constituted taking into account the recommendations developed by the Main inspection according to Item 2.1 of this Instruction and shall contain:

full trade name and the reduced trade name (in the presence) credit institution (full name of its branch), the registration number of credit institution (sequence number of its branch) assigned to credit institution (its branch) by the Bank of Russia and containing in the Book of state registration of credit institutions, the name of internal structural division of credit institution (its branch) and its location (address);

reasons for need of conducting check;

check type: complex check or thematic check (with indication of the scope of check or questions which are subject to check - for thematic check);

the checked period;

month of the beginning of check;

check type: regional check (including check of structural division of credit institution) or interregional check (including district check);

results of coordination of offers on conducting interregional checks and (or) checks of structural divisions of credit institutions - for the offers in the draft of the Consolidating plan represented by territorial offices of the Bank of Russia.

In case of preparation of offers in the draft of the Consolidating plan on conducting check concerning accomplishment of standard rates of required reserves by credit institution or check concerning implementation by authorized bank (its branch) of transactions with cash foreign currency and checks the type and type of check are not specified.

2.4. Structural divisions of central office of the Bank of Russia no later than October 1 of the current year send to the Main inspection of the offer in the draft of the Consolidating plan (including the offers prepared at the initiative of temporary administrations on management of credit institutions).

The main inspectorate considers the offers in the draft of the Consolidating plan provided by structural divisions of central office of the Bank of Russia checks them, including for compliance to requirements, the stipulated in Clause 73 Federal Laws "About the Central Bank Russian Federation (Bank of Russia)", and no later than October 15 of the current year sends them in accordance with the established procedure to territorial offices of the Bank of Russia for accounting by preparation by territorial offices of the Bank of Russia of offers in the draft of the Consolidating plan, and also to general inspectors of the Main inspection.

The main inspection returns to structural division of central office of the Bank of Russia of the offer in the draft of the Consolidating plan for completion in case of their discrepancy to requirements, the stipulated in Clause 73 Federal Laws "About the Central Bank Russian Federation (Bank of Russia)", and also to requirements, stipulated in Item 2.3 these Instructions, and establishes the term of submission of modifed offers in the draft of the Consolidating plan.

2.4.1. The main inspection no later than one working day from the date of receipt of offers of the Agency sends them to the copy to Department of licensing of activities and financial improvement of credit institutions of the Bank of Russia and Department of banking supervision of the Bank of Russia.

The department of licensing of activities and financial improvement of credit institutions of the Bank of Russia and Department of banking supervision of the Bank of Russia no later than three working days from the date of receipt of copies of offers of the Agency represent the motivated conclusions about feasibility (inexpediency) of conducting checks of banks according to offers of the Agency constituted according to subitem 6.8.1 of this Instruction to the Main inspection;

2.4.2. The head of the Main inspection (person, it replacing) taking into account the motivated conclusions of Department of licensing of activities and financial improvement of credit institutions of the Bank of Russia and Department of banking supervision of the Bank of Russia makes the decision on conducting checks of banks according to offers of the Agency and their inclusion in the draft of the Consolidating plan.

The main inspection no later than October 15 of the current year informs on checks of the banks included in the draft of the Consolidating plan according to offers of the Agency, the territorial offices of the Bank of Russia exercising supervision of their activities, Department of licensing of activities and financial improvement of credit institutions of the Bank of Russia and also general inspectors of the Main inspection.

2.5. Territorial offices of the Bank of Russia prepare the offers in the draft of the Consolidating plan taking into account the offers in the draft of the Consolidating plan provided by structural divisions of central office of the Bank of Russia, and results of coordination of offers to the draft of the Consolidating plan performed according to the procedure, stipulated in Item 1.7 these Instructions. The territorial offices of the Bank of Russia exercising supervision of activities of banks which checks are included in the draft of the Consolidating plan according to offers of the Agency if necessary having the right as a part of offers in the draft of the Consolidating plan to provide motivated offers on change of the checked period, the list of the questions which are subject to check, and also the month of the beginning of check offered by the Agency.

The offers in the draft of the Consolidating plan represented by territorial office of the Bank of Russia are prepared by inspection division of territorial office of the Bank of Russia based on offers of other structural divisions of territorial office of the Bank of Russia, including taking into account proposals of employees of territorial office of the Bank of Russia to which competence implementation of supervision of credit institution is referred (further - the curator of credit institution) (in case of their appointment).

2.6. The territorial office of the Bank of Russia by preparation of offers provides float time on carrying out unscheduled inspections of credit institutions (their branches) in the draft of the Consolidating plan.

2.7. The territorial office of the Bank of Russia no later than November 15 of the current year sends in accordance with the established procedure to the Main inspection and to the general inspector of interregional inspection which coordinates inspection activities of territorial office of the Bank of Russia:

offers in the draft of the Consolidating plan;

the list of the offers in the draft of the Consolidating plan provided by structural divisions of the Bank of Russia, but not considered by territorial office of the Bank of Russia by preparation of offers in the draft of the Consolidating plan (further - the list of unaccounted offers in the draft of the Consolidating plan), with reasons for inexpediency or impossibility of conducting checks of credit institutions (their branches).

2.8. The general inspector of the Main inspection considers offers in the draft of the Consolidating plan and prepares the conclusion about results of their consideration (further - the conclusion of the general inspector of the Main inspection) taking into account the features determined by Item 7.1 of this Instruction.

The conclusion of the general inspector of the Main inspection is prepared according to the procedure, approved as the head of the Main inspection, taking into account results of coordination by territorial offices of the Bank of Russia of offers on conducting checks and consideration of reasons for inexpediency or impossibility of conducting checks of credit institutions (their branches) specified in the list of unaccounted offers of structural divisions of the Bank of Russia in the draft of the Consolidating plan.

By consideration of offers in the draft of the Consolidating plan the general inspector of the Main inspection if necessary requests from territorial offices of the Bank of Russia additional documents (information), the clarifications containing in offers in the draft of the Consolidating plan and establishes the term of their representation.

By results of consideration of the offers in the draft of the Consolidating plan provided by territorial offices of the Bank of Russia, and the list of unaccounted offers of structural divisions of the Bank of Russia to the draft of the Consolidating plan the general inspector of the Main inspection sends to the relevant territorial offices of the Bank of Russia of the note and (or) offer (in case of their availability) for modification of offers of the draft of the Consolidating plan and establishes the term of submission to the Main inspectorate and to the general inspector of the Main inspection of the corrected offers in the draft of the Consolidating plan;

2.8.1. The territorial office of the Bank of Russia sends in accordance with the established procedure to the Main inspection and to the general inspector of the Main inspection of the offer in the draft of the Consolidating plan, corrected taking into account notes and (or) proposals of the general inspector of the Main inspection, or reasons for inexpediency or impossibility of accounting of notes (offers) of the general inspector of the Main inspection;

2.8.2. The general inspector of the Main inspection no later than December 1 of the current year sends the conclusion of the general inspector of the Main inspection to the Main inspection.

2.9. The main inspection on the basis of solutions of the Board of directors of the Bank of Russia, the Chairman of the Bank of Russia (person, it replacing), the Committee of banking supervision of the Bank of Russia, proposals of the First Deputy Chairman of the Bank of Russia and (or) the vice-chairman of the Bank of Russia supervising the structural divisions of the Bank of Russia performing functions of banking supervision, the head of the Main inspection (person, it replacing), the offers in the draft of the Consolidating plan provided by structural divisions of the Bank of Russia, and also the conclusions of general inspectors of the Main inspection constitutes the draft of the Consolidating plan in form 3 of appendix 3 to this Instruction.

In case of creation of the draft of the Consolidating plan the Main inspectorate if necessary requests from structural divisions of the Bank of Russia additional documents (information), the clarifications containing in offers in the draft of the Consolidating plan and establishes the term of their representation.

2.10. The main inspection no later than December 15 of the current year submits for approval to the First Deputy Chairman of the Bank of Russia supervising the Main inspection:

draft of the Consolidating plan;

the list of the unaccounted offers in the draft of the Consolidating plan provided by structural divisions of the Bank of Russia with reasons for inexpediency or impossibility of conducting checks of credit institutions (their branches).

2.11. The draft of the Consolidating plan after its coordination with the First Deputy Chairman of the Bank of Russia supervising the Main inspection is submitted for approval to the Chairman of the Bank of Russia (to person, it replacing).

2.12. The main inspection no later than five working days from the date of approval of the Consolidating plan by the Chairman of the Bank of Russia (person, it replacing) directs in accordance with the established procedure statements from the Consolidating plan:

in territorial offices of the Bank of Russia - regarding checks of credit institutions (their branches), supervision for which activities is exercised by the relevant territorial offices of the Bank of Russia;

to general inspectors of interregional inspections - regarding checks of credit institutions (their branches), supervision for which activities is exercised by territorial offices of the Bank of Russia which inspection activities are coordinated by the relevant interregional inspectorate;

2.13. The main inspection no later than five working days from the date of approval of the Consolidating plan by the Chairman of the Bank of Russia (person, it replacing) directs also in accordance with the established procedure:

in Department of banking supervision of the Bank of Russia copy of the Consolidating plan;

to structural divisions of central office of Bank of Rossiivypiski from the Consolidating plan regarding checks of credit institutions (their branches) included in the Consolidating plan on the basis of the offers in the draft of the Consolidating plan provided by the relevant structural division of central office of the Bank of Russia;

in Department of licensing of activities and financial improvement of credit institutions of the Bank of Russia - the list of checks of banks (including included in the Consolidating plan according to offers of the Agency) according to the list of questions, stipulated in Item 2.1 Instructions of the Bank of Russia of N1542-U, with indication of month of the beginning of check;

2.13.1. The main inspection no later than three working days from the date of approval of the Consolidating plan by the Chairman of the Bank of Russia (person, it replacing) sends to the Agency information on checks of banks (including included in the Consolidating plan according to offers of the Agency) according to the list of questions, stipulated in Item 2.1 Instructions of the Bank of Russia of N1542-U, with indication of month of the beginning of check.

2.14. The main inspection exercises control over the implementation of the Consolidating plan.

The general inspector of the Main inspection exercises control over the implementation of the Consolidating plan regarding conducting checks of credit institutions (their branches), supervision of which activities is exercised by territorial offices of the Bank of Russia which inspection activities are coordinated by interregional inspection.

The head of territorial office of the Bank of Russia provides conducting checks of credit institutions (their branches), supervision of which activities is exercised by territorial office of the Bank of Russia, and exercises control over the implementation of the Consolidating plan.

2.15. If necessary changes are made to the Consolidating plan or unscheduled inspections of credit institutions (their branches) are carried out.

2.16. No later than 10 working days from the date of receipt of the statement from the Consolidating plan:

the territorial office of the Bank of Russia exercising supervision of activities of credit institution determines according to subitem 10.1.2 of the Instruction of the Bank of Russia of N105-I the list of the branches of credit institution checked within check concerning accomplishment of standard rates of required reserves by credit institution and sends in accordance with the established procedure to the territorial offices of the Bank of Russia exercising supervision of activities of branches of credit institution, data on checks (the checked period, questions which are subject to check, terms of conducting checks, terms of representation of results of checks);

the territorial office of the Bank of Russia exercising supervision of activities of authorized bank or branch of authorized bank determines according to subitem 11.1.1 of the Instruction of the Bank of Russia of N105-I the list of the internal structural divisions of authorized bank (its branch) checked within check concerning implementation by authorized bank (its branch) of transactions with cash foreign currency and checks and sends in accordance with the established procedure to the territorial offices of the Bank of Russia exercising supervision of activities of internal structural divisions of authorized bank (its branch), data on checks (the checked period, the questions which are subject to check, terms of conducting checks, terms of representation of results of checks).

Change and amendment of data on the checks determined according to this Item is subject to coordination with the relevant territorial offices of the Bank of Russia.

Check of branch of credit institution (within check concerning accomplishment of standard rates of required reserves by credit institution) and check of internal structural division of authorized bank (its branch) (within check concerning implementation by authorized bank (its branch) of transactions with cash foreign currency and checks) is carried out based on the decision on the carrying out unscheduled inspection made according to the procedure, provided by Items 4.11 and 4.12 of this Instruction.

2.17. Ceased to be valid according to the Instruction of the Central Bank of the Russian Federation of 28.09.2012 No. 2892-U

Chapter 3. Modification of the Consolidating plan

3.1. If necessary the structural division of the Bank of Russia has the right to send to the Main inspection of the offer on postponement of conducting checks, about change of type, type or scope of checks of credit institutions (their branches) provided by the Consolidating plan about exception of the Consolidating plan of checks of credit institutions (their branches) and about inclusion in the Consolidating plan of additional checks of credit institutions (their branches) (further - the offer on modification of the Consolidating plan).

Modification of the Consolidating plan is performed according to the procedure, established by appendix 4 to this Instruction.

3.2. The decision on modification of the Consolidating plan is made the Chairman of the Bank of Russia (person, it replacing), by the First Deputy Chairman of the Bank of Russia and (or) the vice-chairman of the Bank of Russia supervising the structural divisions of the Bank of Russia performing functions of banking supervision, the head of the Main inspection (person, it replacing) (further - management of the Bank of Russia);

3.2.1. The chairman of the Bank of Russia (person, it replacing) on the representation to the Main inspectorate approved with the First Deputy Chairman of the Bank of Russia supervising the Main inspection makes decisions:

about inclusion in the Consolidating plan of checks of credit institutions (their branches);

about exception of the Consolidating plan of checks of credit institutions (their branches);

about change of type, type or scope of checks of credit institutions (their branches) provided by the Consolidating plan;

about postponement of conducting checks of credit institutions (their branches) provided by the Consolidating plan;

3.2.2. The First Deputy Chairman of the Bank of Russia and (or) the vice-chairman of the Bank of Russia who supervise the structural divisions of the Bank of Russia performing functions of banking supervision on representation to the Main inspectorate has the right to make decisions:

about change of type and (or) scope of checks of credit institutions (their branches) provided by the Consolidating plan;

about postponement of conducting checks of credit institutions (their branches) provided by the Consolidating plan;

3.2.3. The head of the Main inspection (person, it replacing) has the right to make decisions on change of scope of checks and on postponement of conducting checks of credit institutions (their branches) provided by the Consolidating plan.

3.3. The decision on modification of the Consolidating plan regarding amendment of scope of checks and postponement of conducting checks of credit institutions (their branches) no more than for two months of the planned month of the beginning of check (except as specified changes of scope of check of banks according to the list of questions, stipulated in Item 2.1 Instructions of the Bank of Russia N 1542-U, and postponement of conducting checks of banks on the specified questions) has the right to accept:

the head of territorial office of the Bank of Russia (person, it replacing) - regarding regional checks of credit institutions (their branches);

the general inspector of the Main inspection - within the competence in coordination with territorial offices of the Bank of Russia.

The notification on the decision made according to this Item no later than one working day from the date of its acceptance goes in accordance with the established procedure:

the head of territorial office of Bank to Rossiirukovoditel to the Main inspection and the general inspector of the interregional inspection coordinating inspection activities of territorial office of the Bank of Russia;

the general inspector of the Main inspection - to the head of the Main inspection and the head of territorial office of the Bank of Russia.

3.4. The offers on modification of the Consolidating plan represented by structural divisions of the Bank of Russia shall contain:

data on check of the credit institution (its branch) offered to inclusion in the Consolidating plan (exception of the Consolidating plan), stipulated in Item 2.3 these Instructions;

data on check of credit institution (its branch) on which modification of the Consolidating plan is necessary (the data provided by the Consolidating plan and offers on transfer of term of its carrying out, on change of type, type or its subject);

reasons for need of modification of the Consolidating plan.

For modification of the Consolidating plan the territorial office of the Bank of Russia sends in accordance with the established procedure to the Main inspection the notification (information message) on change of the name of credit institution (its branch) containing in the Consolidating plan (including in connection with reorganization of credit institution in the form of transformation);

3.4.1. The offers on modification of the Consolidating plan represented by territorial offices of the Bank of Russia regarding conducting interregional checks (including district checks) and checks of structural divisions of credit institutions are approved according to the procedure, stipulated in Item 1.7 these Instructions.

Territorial offices of the Bank of Russia send offers on modification of the Consolidating plan in accordance with the established procedure to the Main inspection and to the general inspector of interregional inspection along with results of coordination of offers on modification of the Consolidating plan regarding conducting interregional checks and checks of structural divisions of credit institutions;

3.4.2. Structural divisions of central office of the Bank of Russia send offers on modification of the Consolidating plan in accordance with the established procedure to the Main inspection;

3.4.3. The main inspection and general inspectors of the Main inspection interact with structural divisions of the Bank of Russia for the purpose of rendering assistance in case of coordination of offers on modification of the Consolidating plan.

The main inspection no later than one working day from the date of obtaining from structural divisions of the Bank of Russia of offers on modification of the Consolidating plan regarding checks of banks according to offers of the Agency sends them to the copy to Department of licensing of activities and financial improvement of credit institutions of the Bank of Russia and Department of banking supervision of the Bank of Russia.

The department of licensing of activities and financial improvement of credit institutions of the Bank of Russia and Department of banking supervision of the Bank of Russia no later than three working days from the date of their obtaining prepare the motivated conclusions about feasibility (inexpediency) of modification of the Consolidating plan regarding checks of banks according to offers of the Agency constituted according to subitem 6.8.1 of this Instruction and represent them to the Main inspection.

General inspector of the Main inspection:

prepares taking into account the features determined by Item 7.1 of this Instruction, offer on modification of the Consolidating plan in coordination with territorial offices of the Bank of Russia which inspection activities are coordinated by interregional inspection, and if necessary in coordination with other general inspectors of the Main inspection;

sends them in accordance with the established procedure to the Main inspection along with information on consent (disagreement) of territorial offices of the Bank of Russia with proposals of the general inspector of the Main inspection on modification of the Consolidating plan.

3.5. The bases for exception of check of credit institution (its branch) of the Consolidating plan (further - the basis for check exception of the Consolidating plan) are:

response (cancellation) at credit institution of the license for banking operations;

the termination of activities of credit institution as a result of reorganization (except for reorganization of credit institution in the form of transformation);

closing of branch, representative office of credit institution and (or) internal structural division of credit institution (its branch);

change of the location of credit institution (its branch) connected with change of podnadzornost;

3.5.1. The territorial office of the Bank of Russia no later than three working days from the date of emergence of the bases for check exception of the Consolidating plan sends in accordance with the established procedure to the Main inspection the notification (information message):

about the termination of activities of credit institution as a result of reorganization, except for reorganization of credit institution in the form of transformation (based on the certificate on entering of record into the Unified State Register of Legal Entities on the termination of activities of the reorganized credit institution received from authorized registering body);

about closing of branch, representative office of credit institution and (or) internal structural division of credit institution (its branch) (based on the notification received from credit institution (its branch));

about change of the location of credit institution connected with change of its podnadzornost (based on the notification on state registration of corresponding changes in constituent documents of credit institution received from territorial office of the Bank of Russia on the new location);

about change of the location of the branch of credit institution connected with change of its podnadzornost (based on the notification received from credit institution);

3.5.2. The main inspection excludes check of credit institution (its branch) from the Consolidating plan no later than three working days from the date of obtaining:

copies of the order of the Bank of Russia on response (cancellation) at credit institution of the license for banking operations;

the notification (information message) of territorial office of the Bank of Russia directed according to subitem 3.5.1.

3.6. Based on the offers on modification of the Consolidating plan provided by structural divisions of the Bank of Russia and general inspectors of the Main inspection, the Main inspection constitutes the project of changes in the Consolidating plan and represents it for approval to management of the Bank of Russia.

In the absence of disagreements in coordination of offers on modification of the Consolidating plan the decision on postponement of conducting checks of credit institutions (their branches) provided by the Consolidating plan, the head of the Main inspection having the right to accept (person, it replacing).

3.7. The main inspection performs modification of the Consolidating plan no later than three working days from the date of obtaining:

the Bank of Russia of the project of changes approved by management in the Consolidating plan;

notifications on the decisions made according to procedure, stipulated in Item 3.3 these Instructions;

the notification (information message) of territorial office of the Bank of Russia directed according to Item 3.4 of this Instruction.

3.8. The main inspection no later than five working days from the date of modification of the Consolidating plan directs in accordance with the established procedure information messages about the made changes (statements from the Consolidating plan):

in territorial offices of the Bank of Russia - regarding checks of credit institutions (their branches), supervision for which activities is exercised by the relevant territorial offices of the Bank of Russia;

to general inspectors of interregional inspections - regarding checks of credit institutions (their branches), supervision for which activities is exercised by territorial offices of the Bank of Russia which inspection activities are coordinated by the relevant interregional inspectorate;

to the structural divisions of central office of the Bank of Russia which directed offers on conducting check when forming the draft of the Consolidating plan and (or) offer on modification of the Consolidating plan;

in Department of banking supervision of the Bank of Russia;

in Department of licensing of activities and financial improvement of credit institutions of the Bank of Russia - regarding checks of banks according to the list of questions, stipulated in Item 2.1 Instructions of the Bank of Russia of N1542-U.

in the Agency - regarding change of scope of checks of banks according to the list of questions, stipulated in Item 2.1 Instructions of the Bank of Russia of N1542-U, and also regarding postponement of conducting checks of banks or inclusion in the Consolidating plan (exception of the Consolidating plan) of checks of banks on the specified questions.

3.9. Ceased to be valid

Chapter 4. Unscheduled inspections of credit institutions (their branches)

4.1. The bases for carrying out unscheduled inspections of credit institutions (their branches) are:

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