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It is registered

Ministry of Justice 

Russian Federation

On August 28, 2007 No. 10061

PROVISION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of July 20, 2007 No. 307-P

About procedure for accounting and submission of information on affiliates of credit institutions

(as amended on 30-09-2019)

This Provision is developed according to the Federal Law "About the Central Bank Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, N 28, Art. 2790; 2003, N 2, Art. 157; N 52, of Art. 5032; 2004, N 27, Art. 2711; N 31, of Art. 3233; 2005, N 25, Art. 2426; N 30, of Art. 3101; 2006, N 19, Art. 2061; N 25, of Art. 2648; 2007, N 1, Art. 9, Art. 10; N 10, of Art. 1151; Art. N 18, 2117), Federal Law "About Banks and Banking Activity" (Sheets of the Congress of People's Deputies of RSFSR and Supreme Council of RSFSR, 1990, N 27, Art. 357; Russian Federation Code, 1996, N 6, Art. 492; 1998, N 31, Art. 3829; 1999, N 28, Art. 3459, Art. 3469; 2001, N 26, Art. 2586; N 33, of Art. 3424; 2002, N 12, Art. 1093; 2003, N 27, Art. 2700; N 50, of Art. 4855; Art. N 52, 5033, Art. 5037; 2004, N 27, Art. 2711; N 31, of Art. 3233; N 45, of Art. 4377; 2005, N 1, Art. 18, Art. 45; N 30, of Art. 3117; 2006, N 6, Art. 636; N 19, of Art. 2061; N 31, of Art. 3439; 2007, N 1, Art. 9; Art. N 22, 2563), article 93 of the Federal law "About Joint-stock Companies" (Russian Federation Code, 1996, N 1, Art. 1; 2001, N 33, the Art. 3423), article 50 of the Federal law "About Limited Liability Companies" (The Russian Federation Code, 1998, N 7, the Art. 785) and the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of July 20, 2007 N 15) establish procedure for accounting and submission of information on affiliates of credit institutions.

Chapter 1. General provisions

1.1. According to article 4 of the Law RSFSR "About the competition and restriction of monopolistic activities in the goods markets" (Sheets of the Congress of People's Deputies of RSFSR and the Supreme Council of RSFSR, 1991, N 16, Art. 499; Russian Federation Code, 1995, N 22, Art. 1977; 1998, N 19, Art. 2066; 2002, N 41, Art. 3969; 2006, N 31, Art. 3434) affiliates of credit institution are the physical persons and legal entities capable to exert impact on activities of this credit institution, namely:

1.1.1. physical persons:

board member (supervisory board) of credit institution (A1-1) code,

member of collegiate executive body of credit institution (A1-2) code,

person performing powers of sole executive body of credit institution (the A1-3) code;

1.1.2. persons belonging to that group of persons to which this credit institution (code A 2) belongs;

1.1.3. persons who have the right to dispose of more than 20 percent of total quantity of the voices falling on voting shares (shares) constituting the authorized capital of credit institution (code A 3);

1.1.4. the legal entity in whom this credit institution has the right to dispose of more than 20 percent of total quantity of the voices falling on voting shares or deposits constituting the authorized (share) capital, shares of this legal entity (code A 4);

1.1.5. ceased to be valid

1.2. According to article 9 of the Federal Law of July 26, 2006 N 135-FZ "About protection of the competition" (The Russian Federation Code, 2006, N 31, Art. 3434; 2007, N 49, Art. 6079; 2008, N 18, Art. 1941; N 27, of Art. 3126; N 45, of Art. 5141; 2009, N 29, Art. 3601, Art. 3610; N 52, of the Art. 6450, Art. 6455; 2010, N 15, Art. 1736; N 19, of Art. 2291; N 49, of Art. 6409; 2011, N 10, Art. 1281; N 27, of the Art. 3873, Art. 3880; N 29, of Art. 4291; N 30, of Art. 4590; N 50, of the Art. 7343) (further - the Marine life protection act of the competition) group of persons to which the credit institution belongs are recognized:

1.2.1. credit institution and physical person or the legal entity if such physical person or such legal entity has owing to the participation in this credit institution or according to the powers received including based on the written agreement, from other persons, more than fifty percent of total quantity of the voices falling on voting shares (shares) in the authorized capital of this credit institution, or economic society (partnership, economic partnership) and credit institution if the credit institution has owing to the participation in this economic society (partnership, economic partnership) or according to the powers received including based on the written agreement, from other persons, more than fifty percent of total quantity of the voices falling on voting shares (shares) in the authorized (share) capital of this economic society (partnership, economic partnership) (GL1) code;

1.2.2. credit institution and physical person if such physical person performs functions of sole executive body of this credit institution, or the legal entity and credit institution if such credit institution performs functions of sole executive body of this legal entity (the GL2) code;

1.2.3. credit institution and physical person or the legal entity if such physical person or such legal entity based on constituent documents of this credit institution or the agreement signed with this credit institution has the right to instruct this credit institution obligatory for execution, or economic society (partnership, economic partnership) and credit institution if the credit institution based on constituent documents of this economic society (partnership, economic partnership) or concluded with this economic society (partnership, economic partnership) of the agreement has the right to give to this economic society (partnership, economic partnership) instructions, obligatory for execution (the GL3) code;

1.2.4. credit institution and physical person or the legal entity if according to the proposal of such physical person or such legal entity the sole executive body of this credit institution is appointed or elected, or economic society (economic partnership) and credit institution if according to the offer of credit institution the sole executive body of this economic society (economic partnership) is appointed or elected (the GL4) code;

1.2.5. credit institution and physical person or the legal entity if according to the proposal of such physical person or such legal entity it is chosen more than fifty percent of quantitative structure of collegiate executive body or the board of directors (supervisory board) of this credit institution, or economic society and credit institution if according to the offer of such credit institution than fifty percent of quantitative structure of collegiate executive body or the board of directors (supervisory board) of this economic society are elected more (the GL5) code;

1.2.6. legal entities (one of whom the credit institution), in which more than fifty percent of quantitative structure of collegiate executive body and (or) the board of directors (the supervisory board, council of fund is) constitute the same physical persons (the GL6) code;

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