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The document ceased to be valid since  January 1, 2014 according to the Decision of the National commission on securities and the stock market of Ukraine of August 6, 2013 No. 1414

Registered by

in the Ministry of Justice of Ukraine

November 30, 2006.

No. 1252/13126

THE DECISION OF STATE COMMISSION ON SECURITIES AND THE STOCK MARKET OF UKRAINE

of November 2, 2006 No. 227

About approval of the Regulations on features of implementation of activities for asset management of institution investors

(as amended on 19-02-2013)

According to Articles 7, 8 Laws of Ukraine "About state regulation of the security market in Ukraine", the Laws of Ukraine "About securities and the stock market", "About institutes of joint investment (share and corporate investment funds)", "About non-state pension provision" State commission on securities and the stock market RESHILA:

1. Approve Regulations on features of implementation of activities for asset management of institution investors.

2. Consider invalid the decision of State commission on securities and the stock market of 11.01.2002 N13 "About Approval of the Regulations on Implementation by the Company on Asset Management of Professional Activity on Asset Management of ISI" registered in the Ministry of Justice of Ukraine 04.10.2002 for N812/7100 (with changes and amendments).

3. To provide to the chief of staff of State commission on securities and the stock market M. Nepran:

submission on state registration of this decision to the Ministry of Justice of Ukraine;

publication of this decision according to the legislation.

4. Control over the implementation of this decision to assign to the Chief of staff of the Commission M. Nepran.

 

Commission chairman

A. Balyuk

Approved by the Decision of State commission on securities and the stock market of Ukraine of November 2, 2006 No. 1227

Regulations on features of implementation of activities for asset management of institution investors

Section I. General provisions

1. This Provision developed according to Articles 7, 8 Laws of Ukraine "About state regulation of the security market in Ukraine", Articles 16, 18 Laws of Ukraine "About securities and the stock market", Articles 1, 34 "About non-state pension provision", the Laws of Ukraine "About economic societies", "About institutes of joint investment (share and corporate investment funds)", "About obligatory national pension insurance", "About the prevention and counteraction of legalization (washing) of income gained in the criminal way", Licensed conditions of implementation of professional activity in the stock market - activities for asset management of institution investors (activities for asset management), approved by the decision of State commission on securities and the stock market of 26.05.2006 of N 341, registered in the Ministry of Justice 24.07.2006 for N864/12738, establishes the main functions, requirements, restrictions and features of implementation of activities for asset management of institution investors by the company on asset management and the legal entities performing activities for asset management of the pension funds.

2. In this Provision the stated below terms are used in the following value:

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