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It is registered

Ministry of Justice

Russian Federation

On May 20, 2024 No. 78208

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of April 8, 2024 No. 6713-U

About procedure and payment due dates of the money considered on the individual investment account in case of approach of special life situation, and also about requirements to implementation of broker activities, the securities management and activities of managing companies of open mutual investment funds when implementing of the specified payment

This Instruction based on Item 10 of Article 10.2-1, of Item 3 of article 42 of the Federal Law of April 22, 1996 No. 39-FZ "About the security market" and subitem 1.1 of Item 2 of article 55 of the Federal Law of November 29, 2001 No. 156-FZ "About investment funds" establishes procedure and payment due dates of the money considered on the individual investment account in case of approach of special life situation, including the requirement to structure of documents which shall be provided in the specified case by the client to the broker, the managing director or the managing company of open mutual investment fund performing opening and maintaining individual investment accounts, and also requirements to implementation of broker activities, the securities management and activities of managing companies of open mutual investment funds when implementing of the specified payment.

1. For payment of the money considered on the individual investment account in case of approach of special life situation (further respectively - IIS, payment of money) the structure of documents which shall be provided by the client to the broker (managing director) performing opening and maintaining IIS (further - the broker (managing), join the following documents:

1.1. The requirement about return of the money considered on IIS containing the following data (further - the requirement about return of money):

about the fact of emergence of special life situation;

full name (full trade name) and identification taxpayer number (further - INN) the medical organization (surname, name, middle name (in the presence) and INN of the individual entrepreneur performing medical activities) which, (which) performs payment of money in payment for expensive type of the treatment included in the list approved by the Government of the Russian Federation according to Item 9 of article 10.2-1 of the Federal Law of the April 22, 1996 No. 39-FZ "About the security market" (further - expensive type of treatment) specified in the document provided by subitem 1.2 of this Item (its copy);

bank account details of the medical organization (the individual entrepreneur performing medical activities) on which money in payment for expensive type of treatment shall be listed;

cash amount which return requires the client and which does not exceed the cost of expensive type of treatment specified in the document provided by subitem 1.2 of this Item (its copy);

date and agreement number (in the presence), the Federal Law provided by part 2 of Article 84 of November 21, 2011 No. 323-FZ "About bases of protection of public health in the Russian Federation" based on which the medical organization (the individual entrepreneur performing medical activities) will perform the expensive type of treatment specified in paragraph three of this subitem.

1.2. The reference or the medical certificate issued according to the Procedure for issue by the medical organizations of references and medical certificates approved by the order of the Russian Ministry of Health of September 14, 2020 No. 972n <1>, the medical organization (the individual entrepreneur performing medical activities) which, (which) performs payment in payment for expensive type of treatment (further - the medical document) (its copy).

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<1> Registration No. 61261, with the changes made by the order of the Russian Ministry of Health of November 12, 2021 No. 1049n is registered by the Ministry of Justice of the Russian Federation on December 4, 2020 (registration No. 65976) is registered by the Ministry of Justice of the Russian Federation on November 25, 2021; is effective till January 1, 2027.

2. For payment of money the structure of documents which shall be provided by the client of the managing company of open mutual investment fund performing opening and maintaining IIS (further respectively - OPIF, managing company) join the following documents:

2.1. The request for repayment of investment shares including the data provided by subitem 7.1.5 of Item 7.1 of the Instruction of the Bank of Russia of December 23, 2021 No. 6023-U "About requirements to rules of trust management of open mutual investment fund which investment shares are not intended only for skilled investors" <2> with indication of the data necessary for implementation of payment of money (further - the request for repayment of investment shares):

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<2> It is registered by the Ministry of Justice of the Russian Federation on April 12, 2022, registration No. 68170.

about the fact of emergence of special life situation;

full name (full trade name) and INN of the medical organization (surname, name, middle name (in the presence) and INN of the individual entrepreneur performing medical activities) which, (which) performs payment in payment for expensive type of the treatment specified in the medical document (its copy);

bank account details of the medical organization (the individual entrepreneur performing medical activities) on which the monetary compensation in connection with repayment of the investment shares considered on IIS (its part) in payment for expensive type of treatment shall be listed;

cash amount within which the monetary compensation in connection with repayment of the investment shares considered on IIS is subject to transfer on bank account details, this subitem provided by the paragraph the fourth, in payment for expensive type of treatment and which does not exceed the cost of such treatment specified in the medical document (its copy);

transit account details, open for managing company on which it shall list the money constituting positive difference between the amount of the monetary compensation which is subject to payment in connection with repayment of the investment shares considered on IIS and the cash amount specified in paragraph five of this subitem for their transfer to payment of other investment shares which will be considered on open IIS;

date and the agreement number (in the presence) provided by part 2 of article 84 of the Federal Law of November 21, 2011 No. 323-FZ "About bases of protection of public health in the Russian Federation" based on which the medical organization (the individual entrepreneur performing medical activities) will perform the expensive type of treatment specified in paragraph three of this subitem.

2.2. Medical document (its copy).

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