INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of March 6, 2023 No. 6370-U

About procedure for the message foreign insurance company to the Bank of Russia of information on persons to whom carrying out the identification simplified identifications, updating of customer information, representatives of clients, beneficiaries and beneficial owners is entrusted

This Instruction based on Item 1.10 of article 7 of the Federal Law of August 7, 2001 No. 115-FZ "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" establishes procedure for the message foreign insurance company to the Bank of Russia of information on persons to whom carrying out the identification simplified identifications, updating of customer information, representatives of clients, beneficiaries and beneficial owners is entrusted.

1. The foreign insurance company shall report to the Bank of Russia concerning each person to whom according to Items 1.5-1 and 1.5-8 of article 7 of the Federal Law of August 7, 2001 to No. 115-FZ "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" carrying out identification or the simplified identification, updating of customer information, representatives of clients, beneficiaries and beneficial owners is entrusted (further respectively - updating of information, the involved person), the following information:

1.1. Full trade name according to the Book of state registration of credit institutions which is kept by the Bank of Russia according to part three of article 12 of the Federal Law of December 2, 1990 No. 395-I "About banks and banking activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ) (further - KGRKO), - for the involved person, being credit institution (its branch);

full trade name according to the Unified State Register of Legal Entities (further - the USRLE) - for the involved person, not being credit institution (its branch).

1.2. Registration number of credit institution according to KGRKO - for the involved person, being credit institution;

the registration number of credit institution and sequence number of branch of credit institution which is put down through the sign "/" (virgule) without gap after registration number of credit institution according to KGRKO - for the involved person, being branch of credit institution.

1.3. The Primary State Registration Number (PSRN) according to the USRLE - for the involved person, not being credit institution (its branch).

1.4. The Identification Taxpayer Number (ITN) according to the USRLE - for the involved person, not being credit institution (its branch).

1.5. Reason code of registration (check point) according to the USRLE - for the involved person, not being credit institution;

the reason code of registration (check point) assigned for branch in the place of its stay according to the USRLE - for the branch of the involved person which is not branch of credit institution.

1.6. One of the following codes concerning the agreement based on which carrying out identification or the simplified identification, updating of information is charged to the involved person:

1 - if carrying out identification or the simplified identification is charged to the involved person;

2 - if updating of information is charged to the involved person;

3 - if carrying out identification or the simplified identification, updating of information is at the same time charged to the involved person.

1.7. Agreement number based on which carrying out identification or the simplified identification is charged to the involved person updating of information (in case of its absence it "would" be specified).

1.8. Date of the conclusion of the agreement based on which carrying out identification or the simplified identification, updating of information is charged to the involved person.

1.9. Date of agreement cancelation based on which carrying out identification or the simplified identification, updating of information is charged to the involved person.

2. The foreign insurance company shall give the Bank of Russia information provided by subitems 1.1 - 1.8 Items of 1 this Instruction, within 5 working days after day of the conclusion of the agreement based on which carrying out identification or the simplified identification, updating of information, by means of the direction it in electronic form signed by the strengthened qualified digital signature of the authorized person of foreign insurance company according to the procedure determined by the Bank of Russia based on parts one and the eighth article 76.9 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" is charged to the involved person (further - order of interaction).

3. In case of agreement cancelation based on which carrying out identification or the simplified identification, updating of information is charged to the involved person the foreign insurance company shall give the Bank of Russia information provided by subitems 1.1 - 1.9 Items of 1 this Instruction, within 5 working days after day of agreement cancelation by means of the direction it in electronic form signed by the strengthened qualified digital signature of the authorized person of foreign insurance company according to order of interaction.

4. The recommended sample of information on persons to whom foreign insurance company carrying out identification, the simplified identifications, updating of the customer information, representatives of clients, beneficiaries and beneficial owners reported by foreign insurance company in the Bank of Russia according to Items 2 and 3 of this Instruction is entrusted is given in appendix to this Instruction.

5. This Instruction becomes effective after 10 days after day of its official publication.

6. From the date of entry into force of this Instruction to declare invalid the Instruction of the Bank of Russia of June 29, 2022 No. 6184-U "About procedure for the message the separate not credit financial credit institutions to the Bank of Russia of information on persons to whom carrying out the identification simplified identifications, updating of customer information, representatives of clients, beneficiaries and beneficial owners" <1> is entrusted.

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<1> It is registered by the Ministry of Justice of the Russian Federation on August 26, 2022, registration No. 69807.

Appendix

to the Instruction of the Bank of Russia of March 6, 2023 No. 6370-U "About procedure for the message foreign insurance company to the Bank of Russia of information on persons to whom carrying out the identification simplified identifications, updating of customer information, representatives of clients, beneficiaries and beneficial owners is entrusted"

Recommended sample

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