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DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of September 1, 2022 No. 1130

About settlement according to the conclusion of service agreements of the pension fund the keeper

According to Item 13 parts one of article 8 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", the Law of Ukraine of September 12, 2019 No. 79-IX" About modification of some legal acts of Ukraine concerning enhancement of functions on state regulation of the markets of financial services", the Law of Ukraine "About non-state pension provision" the National commission on securities and the stock market solved:

1. Bring in Item 5 of the Section V of the Regulations on activities of depository institutions for storage of assets of institutional investors approved by the decision of the National commission on securities and the stock market of June 20, 2013 No. 1106, No. 1199/23731, registered in the Ministry of Justice of Ukraine on July 17, 2013 the following changes:

The second words and figure "than in 2 months" to replace 1) in the paragraph with the word and figures of "60 days";

The paragraph third to state 2) in the following edition:

"In case of termination of the service agreement by PF council by the keeper of PF or the expiration of its action and not adoption of the decision by it concerning its prolongation PF council shall report about it with indication of the termination bases / not treaty extensions the commission, the keeper of PF, the PF administrator, the company on asset management of PF which exercises asset management of this PF. The service agreement the keeper of PF with the new keeper of PF shall be signed by PF council not later than 10 working days about day of the termination of effective period or termination (termination) of the previous agreement.".

2. Declare invalid the order of State commission on regulation of the markets of financial services of Ukraine of November 13, 2008 No. 1337 "About establishment of imprisonment term by council of non-state pension fund of the service agreement of non-state pension fund with other keeper in case of the expiration or agreement cancelation of servicing by the keeper of non-state pension fund", registered in the Ministry of Justice of Ukraine on December 09, 2008 No. 1173/15864.

3. To department of methodology of regulation of professional participants of the security market () provide Kurochkin I.:

submission of this decision on state registration in the Ministry of Justice of Ukraine;

promulgation of this decision on the official site of the National commission on securities and the stock market.

4. This decision becomes effective from the date of its official publication.

5. Control over the implementation of this decision to assign to the member of the National commission on securities and the stock market Baramiya I.

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