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It is registered

Ministry of Justice of Ukraine

August 10, 2022

No. 909/38245

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of June 13, 2022 No. 620

About approval of the amount of payment for registration actions concerning members of the capital markets and other persons

According to Item 3 parts one of article 8 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", the National commission on securities and the stock market solved:

1. Approve the Amount of payment for registration actions concerning members of the capital markets and other persons who are applied.

2. Declare invalid the decision of State commission on securities and the stock market of November 08, 2011 No. 1615 "About establishment of the amount of payment for provision by the National commission on securities and the stock market of administrative services", registered in the Ministry of Justice of Ukraine on December 02, 2011 for No. 1394/20132.

3. To legal department (Martynenko I. I.) provide:

submission of this decision on state registration in the Ministry of Justice of Ukraine;

promulgation of this decision on the official website of the National commission on securities and the stock market.

4. This decision becomes effective from the date of its official publication.

5. Control over the implementation of this decision to assign to the member of the commission Libanov A. N.

Commission chairman

R. Magomedov 

It is approved:

Minister of Finance of Ukraine

S. Marchenko

Acting minister of economy of Ukraine 

D. Kudin

 

Approved by the Decision of the National commission on securities and the stock market of Ukraine of June 13, 2022 No. 620

The amount of payment for registration actions concerning members of the capital markets and other persons

No. of payment order

Name of service

Amount of payment
for service provision

1

Licensing for implementation of professional activity in the capital markets and the organized goods markets

14000 hryvnias

2

Issue of the registration certificate of consolidation of professional participants of the capital markets

14000 hryvnias

3

Issue of the registration certificate of consolidation as self-regulatory organization of professional participants of the capital markets

14000 hryvnias

4

Issue of the certificate on inclusion in the Register of persons, representatives to provide information services in the capital markets and the organized goods markets

14000 hryvnias

5

Issue of the certificate on inclusion in the Register of persons, representatives to perform activities of trade repository in the capital markets and the organized goods markets

14000 hryvnias

6

Issue of the certificate (duplicate of the certificate) on inclusion in the State register of authorized rating agencies

2500 hryvnias

7

Issue of the certificate on the right of making of the actions connected with direct implementation of professional activity in the capital markets and the organized goods markets

450 hryvnias

8

Issue of the duplicate of the certificate on the right of making of the actions connected with direct implementation of professional activity in the capital markets and the organized goods markets

400 hryvnias

9

Recovery of security circulation (except securities of institutes of joint investment)

7000 hryvnias

10

Renewal of security circulation (bonds of the companies, bonds of international financial institutions, certificates of fund of real estate transactions) (converting)

7000 hryvnias

11

Determination of share fund as the conforming rather minimum amount of assets of institute of joint investment meeting the requirements

14000 hryvnias

12

Issue of permission to the acceptance right to the B managing on himself commercial risks during creation of fund of financing of construction of type

14000 hryvnias

13

Approval of changes and/or amendments in the securities prospectus which shall be drawn up in the form of the corresponding appendix to the prospectus (except securities of institutes of joint investment)

7000 hryvnias

14

Approval of the securities prospectus (except securities of institutes of joint investment)

14000 hryvnias

15

Suspension of security circulation (except securities of institutes of joint investment)

7000 hryvnias

16

The admission of securities of foreign issuers to the address in the territory of Ukraine

14000 hryvnias

17

Coordination of internal documents of self-regulatory organization (changes in them) approved by self-regulatory organization of professional participants of the capital markets

14000 hryvnias

18

Coordination of rules and standards of professional activity in the capital markets (changes in them) approved by consolidation of professional participants of the capital markets

14000 hryvnias

19

Coordination of intention of acquisition or increase by person in essential participation in the professional participant of the capital markets and organized goods markets

14000 hryvnias

20

Coordination on creation by the professional participant of the capital markets and the organized goods markets of separate division outside Ukraine

14000 hryvnias

21

Approval of candidates to positions of heads of operators of the organized markets of the capital and the organized goods markets and Central Securities Depository

14000 hryvnias

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