ORDER OF THE GOVERNMENT OF THE RUSSIAN FEDERATION

of April 9, 2021 No. 569

About approval of Rules of information transfer in Federal Service for Financial Monitoring lawyers, notaries, incorporated trustees (managing directors) of foreign structure without formation of legal entity, executive bodies of the personal fund having the status of the international fund (except the international heritable fund), persons performing business activity in the sphere of rendering legal or accounting services, auditing organizations and individual auditors and about recognition voided some acts of the Government of the Russian Federation

The government of the Russian Federation decides:

1. Approve the enclosed Rules of information transfer in Federal Service for Financial Monitoring as lawyers, notaries, incorporated trustees (managing directors) of foreign structure without formation of legal entity, executive bodies of the personal fund having the status of the international fund (except the international heritable fund), persons performing business activity in the sphere of rendering legal or accounting services, auditing organizations and individual auditors.

2. Recognize invalid:

the order of the Government of the Russian Federation of February 16, 2005 No. 82 "About approval of the Regulations on procedure for information transfer in Federal Service for Financial Monitoring the lawyers, notaries, persons performing business activity in the sphere of rendering legal or accounting services and also auditing organizations and individual auditors when rendering auditor services" (The Russian Federation Code, 2005, No. 8, the Art. 659);

the order of the Government of the Russian Federation of July 8, 2014 No. 629 "About modification of the order of the Government of the Russian Federation of February 16, 2005 No. 82" (The Russian Federation Code, 2014, No. 28, the Art. 4069);

the order of the Government of the Russian Federation of November 8, 2018 No. 1332 "About modification of the order of the Government of the Russian Federation of February 16, 2005 No. 82" (The Russian Federation Code, 2018, No. 47, the Art. 7257).

Approved by the Order of the Government of the Russian Federation of April 9, 2021 No. 569

Rules of information transfer in Federal Service for Financial Monitoring lawyers, notaries, incorporated trustees (managing directors) of foreign structure without formation of legal entity, executive bodies of the personal fund having the status of the international fund (except the international heritable fund), persons performing business activity in the sphere of rendering legal or accounting services, auditing organizations and individual auditors

1. These rules regulate procedure for transfer to Federal Service for Financial Monitoring by lawyers, notaries, incorporated trustees (managing directors) of foreign structure without formation of legal entity, executive bodies of the personal fund having the status of the international fund (except the international heritable fund) (further - executive body of the international personal fund), persons performing business activity in the sphere of rendering legal or accounting services, auditing organizations and individual auditors of information provided by the Federal Law "About Counteraction of Legalization (Washing) of Income Gained in the Criminal Way and to Terrorism Financing" (further - the Federal Law).

2. Lawyers, notaries, incorporated trustees (managing directors) of foreign structure without formation of legal entity, the executive bodies of the international personal fund and person performing business activity in the sphere of rendering legal or accounting services provide information in Federal Service for Financial Monitoring:

a) about the transactions or financial transactions specified in Item 1 of article 7.1 of the Federal Law in the presence at them any bases to believe that such transactions or financial transactions are performed or can be performed for the purpose of legalization (washing) of income gained in the criminal way or terrorism financing;

b) about the taken measures for freezing (blocking) of the money or other property belonging to the organization or physical person:

included in the list of the organizations and physical persons concerning which there are data on their participation in extremist activities or terrorism;

on which the interdepartmental coordinating body performing functions on counteraction to terrorism financing makes the decision, stipulated in Item 1 article 7.4 of the Federal Law;

included in constituted within realization of the powers provided by Chapter VII of the Charter of the UN, the UN Security Council or bodies which are specially created by decisions of the UN Security Council, lists of the organizations and physical persons connected with the terrorist organizations and terrorists or with distribution of weapons of mass destruction.

3. Auditing organizations and individual auditors when rendering auditor services in the presence of any bases to believe that transactions or financial transactions of the audited face could or can be performed for the purpose of legalization (washing) of income gained in the criminal way or terrorism financing, notify on it Federal Service for Financial Monitoring.

4. Information specified in the subitem "an" of Item 2 and Item 3 of these rules is submitted in Federal Service for Financial Monitoring within 3 working days following behind day of detection of the corresponding transaction or financial transaction.

Information specified in the subitem "b" of Item 2 of these rules is submitted in Federal Service for Financial Monitoring without delay, but no later than one working day following behind day of application of measures for freezing (blocking) of money or other property.

5. Information specified in Items 2 and 3 of these rules, electronically (further - the electronic message) is submitted by use of private office.

The concept "private office" used in these rules is applied in the value used in the Federal Law.

The electronic message can be also represented by means of use of the infrastructure providing information and technological interaction of the information systems used for provision of the state and municipal services electronically according to the order of the Government of the Russian Federation of June 8, 2011 to No. 451 "About the infrastructure providing information and technological interaction of the information systems used for provision of the state and municipal services and execution of the state and municipal functions electronically".

6. Join in the electronic message on information specified in the subitem "an" of Item 2 and Item 3 of these rules:

a) data necessary for identification of the client, representative of the client, beneficiary and beneficial owner;

b) transaction type (transactions) and bases of its making;

c) transaction date (transactions) and the amount on which it is made;

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info