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RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of March 2, 2021 No. 22

About approval of the list, forms, terms of submission of the reporting by branches of nonresident banks of the Republic of Kazakhstan and Rules of its representation

(as amended of the Resolution of Board of National Bank of the Republic of Kazakhstan of 24.01.2022 No. 2)

According to subitem 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", Item 1 of article 54 of the Law of the Republic of Kazakhstan of August 31, 1995 "About banks and banking activity in the Republic of Kazakhstan" and the subitem 2) of Item 3 of article 16 of the Law of the Republic of Kazakhstan of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) the list of the reporting of branches of nonresident banks of the Republic of Kazakhstan according to appendix 1 to this resolution;

2) report form about remaining balance on balance and off-balance sheet accounts according to appendix 2 to this resolution;

3) report form on interbank assets and liabilities according to appendix 3 to this resolution;

4) report form about structure of securities portfolio according to appendix 4 to this resolution;

5) report form about investments of branch of nonresident bank of the Republic of Kazakhstan into the capital of other legal entities according to appendix 5 to this resolution;

6) report form about the issued loans and rates of remuneration on them according to appendix 6 to this resolution;

7) report form about the other classified assets according to appendix 7 to this resolution;

8) report form on amounts and rates of remunerations of deposits of physical persons according to appendix 8 to this resolution;

9) report form on accounts and deposits of resident clients according to appendix 9 to this resolution;

10) report form about the main sources of the attracted money according to appendix 10 to this resolution;

11) report form about the faces tied with branch of nonresident bank of the Republic of Kazakhstan the special relations and transactions with them according to appendix 11 to this resolution;

12) report form about monitoring of the events of operational risk which entailed losses according to appendix 12 to this resolution;

13) report form about the income paid to leading employees of branch of nonresident bank of the Republic of Kazakhstan according to appendix 13 to this resolution;

14) report form about transactions with cash according to appendix 14 to this resolution;

15) Rules of submission of the reporting by branches of nonresident banks of the Republic of Kazakhstan according to appendix 15 to this resolution.

2. Branches of nonresident banks of the Republic of Kazakhstan represent in electronic format to National Bank of the Republic of Kazakhstan:

1) the report provided by the subitem 2) of Item 1 of this resolution – daily, no later than three working days following behind reporting day, except for:

reports for the first, second and last working days of month which are represented no later than four working days following behind reporting day;

2) the reports provided by subitems 3), 4) and 5) of Item 1 of this resolution – monthly, no later than the seventh working day of the month following month under report;

3) the reports provided by subitems 6) and 7) of Item 1 of this resolution – monthly, no later than the eleventh working day of the month following month under report;

4) the report provided by the subitem 8) of Item 1 of this resolution – monthly, no later than the tenth working day of the month following month under report;

5) the report provided by the subitem 9) of Item 1 of this resolution – monthly, no later than the eighth working day of the month following month under report;

6) the report provided by the subitem 10) of Item 1 of this resolution – monthly, no later than the fifteenth following month under report;

7) the report provided by the subitem 11) of Item 1 of this resolution:

regarding the register of faces tied with branch of nonresident bank of the Republic of Kazakhstan the special relations – monthly, no later than the seventh working day of the month following month under report – in case of the change or data acquisition provided in the reporting, which took place in month under report;

regarding data on transactions with the faces tied with branch of nonresident bank of the Republic of Kazakhstan the special relations and additional data on transactions with the faces tied with branch of nonresident bank of the Republic of Kazakhstan the special relations – monthly, no later than the fifteenth working day of the month following month under report;

8) the report provided by the subitem 12) of Item 1 of this resolution – quarterly, no later than the thirtieth following reporting quarter;

9) the report provided by the subitem 13) of Item 1 of this resolution – annually, within hundred twenty calendar days upon termination of financial year;

10) the report provided by the subitem 14) of Item 1 of this resolution – monthly, no later than the thirtieth following month under report.

3. To department of statistics of the financial market (Buranbayeva A. M.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Kasenov A. S.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by the subitem 2) of this Item and item 4 of this resolution.

4. To department of information and communications - the press service of National Bank of the Republic of Kazakhstan (Adambayeva A. R.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

5. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Baymagambetov A. M.

6. This resolution becomes effective after ten calendar days after day of its first official publication.

Chairman of National Bank of the Republic of Kazakhstan

E.Dosayev

It is approved

Agency of the Republic of Kazakhstan on regulation and development of the financial market

 

It is approved

Bureau of national statistics of the Agency on strategic planning and reforms of the Republic of Kazakhstan

 

 

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of March 2, 2021 No. 22

List of the reporting of branches of nonresident banks of the Republic of Kazakhstan

The reporting of branches of nonresident banks of the Republic of Kazakhstan includes:

1) the report on remaining balance on balance and off-balance sheet accounts;

2) report on interbank assets and liabilities;

3) report on structure of securities portfolio;

4) report on investments of branch of nonresident bank of the Republic of Kazakhstan into the capital of other legal entities;

5) the report on the issued loans and rates of remuneration on them;

6) the report on the other classified assets;

7) report on amounts and rates of remunerations of deposits of physical persons;

8) report on accounts and deposits of resident clients;

9) the report on the main sources of the attracted money;

10) the report on the faces tied with branch of nonresident bank of the Republic of Kazakhstan the special relations and transactions with them;

11) the report on monitoring of the events of operational risk which entailed losses;

12) the income statement, paid to leading employees of branch of nonresident bank of the Republic of Kazakhstan;

13) the operations statement with cash.

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of March 2, 2021 No. 22

The form intended for collection of administrative data

It is represented: in National Bank of the Republic of Kazakhstan

The form of administrative data is placed on Internet resource: www.nationalbank.kz

The report on remaining balance on balance and off-balance sheet accounts

Index of form of administrative data: FBN_700-N(D)

Frequency: daily

Accounting period: for "___" ________________ 20 __ years

The group of people, submitting the report: branches of nonresident banks of the Republic of Kazakhstan

Representation terms: daily, no later than three working days following behind reporting day, except for reports for the first, second and last working days of month which are represented no later than four working days following behind reporting day

Form

Table. The report on remaining balance on balance and off-balance sheet accounts

Name of indicators

Value

1

2

3

1

Account number



2

Residence sign



3

Code of the sector of economy



4

Code of group of currencies



5

Amount



Name _______________________________________________________

Address ______________________________________________________________

____________________________________________________________ phone

E-mail address _____________________________________________

Contractor of ______________________________________ __________________

surname, name and middle name (in case of its availability) the signature, phone

The head or person to who function on signing of the report is assigned

__________________________________________________ __________________

surname, name and middle name (in case of its availability) the signature, phone

Date "___" __________ 20 ___ years

Appendix

to the Report form about remaining balance on balance and off-balance sheet accounts

The explanation on filling of form of administrative data

The report on remaining balance on balance and off-balance sheet accounts (index – FBN_700-N(D), frequency – daily)

Chapter 1. General provisions

1. This explanation (further – the Explanation) determines single requirements for filling of the form intended for collection of administrative data, "The report on remaining balance on balance and off-balance sheet accounts" (further – the Form).

2. The form is developed according to subitem 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "About National Bank of the Republic of Kazakhstan" and Item 1 of article 54 of the Law of the Republic of Kazakhstan "About banks and banking activity in the Republic of Kazakhstan".

3. The form is constituted by branches of nonresident banks of the Republic of Kazakhstan daily, filled as of the end of reporting day.

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