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Ministry of Justice of Ukraine

August 20, 2021

No. 1103/36725

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of July 29, 2021 No. 584

Concerning activities of the National Bank of Ukraine as participant of depositary system of Ukraine and transfer of bonds of local loans

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", to the Law of Ukraine "About depositary system of Ukraine", to the Law of Ukraine of June 19, 2020 No. 738-IX "About modification of some legal acts of Ukraine concerning simplification of investment attraction and implementation of new financial instruments", for the purpose of enhancement of implementation of activities of the National Bank of Ukraine as participant of depositary system of Ukraine and ensuring transfer of bonds of local loans on depositary servicing of Central Securities Depository the National commission on securities and the stock market RESHILA:

1. Bring in the decision of the National commission on securities and the stock market of July 30, 2013 No. 1331 "About features of implementation of activities of the National Bank of Ukraine as participant of depositary system of Ukraine", registered in the Ministry of Justice of Ukraine on August 20, 2013 for No. 1431/23963, the following changes:

1) in Item 1:

word in paragraph one of "internal state loans" shall be replaced with words "internal state loan";

after the paragraph of the sixth to add with the new paragraph the seventh the following content:

"The National Bank of Ukraine performs the depository activity provided by Items 3 and 5 of part one of article 3 of the Law, according to the procedure, established by the Commission.".

With respect thereto paragraphs of the seventh - to consider the twelfth respectively paragraphs the eighth - the thirteenth;

the ninth to state the paragraph in the following edition:

"money transfer by banks and the National Bank of Ukraine in the procedure established by it and/or displays by person performing clearing activities, in internal system of accounting of person performing clearing activities, scope changes of the rights and obligations concerning money between the parties of the transactions concerning securities and other financial instruments with reflection of transition of right to claim to money, including discharge concerning means by results of netting, according to the procedure, established by the National Bank of Ukraine in coordination with the Commission;";

the thirteenth to state the paragraph in the following edition:

"The procedure of calculations for securities which accounting according to the competence established by the Law is performed by the National Bank of Ukraine is established by the National Bank of Ukraine in coordination with the National commission on securities and the stock market.";

in Item 2:

the paragraph one to state in the following edition:

"2. Accounting of securities on the account (accounts) in securities of the National Bank of Ukraine in the Central depositary, functioning of this account (these accounts) and carrying out transactions on it are performed (it) taking into account the following features:";

add paragraph two after the word "accounts" with the word of "(account)", after the word "opens" the word "(open)";

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