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Ministry of Justice of Ukraine

August 2, 2021

No. 997/36619

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of July 15, 2021 No. 499

About providing the direction of notifications and information through depositary system of Ukraine

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", to the Law of Ukraine "About depositary system of Ukraine", to the Law of Ukraine "About the capital markets and the organized goods markets", for the purpose of providing the direction of notifications and information through depositary system of Ukraine the National commission on securities and the stock market RESHILA:

1. Bring in the decision of the National commission on securities and the stock market of March 7, 2017 No. 148 "About procedure for the direction of notifications to shareholders through depositary system of Ukraine", registered in the Ministry of Justice of Ukraine on March 28, 2017 for No. 408/30276, the following changes:

state heading in the following edition:

"About procedure for the direction of notifications and information through depositary system of Ukraine";

in Item 1 the word to "shareholders" shall be replaced with words "and information".

2. Make changes to the Procedure for the direction of notifications to shareholders through depositary system of Ukraine approved by the decision of the National commission on securities and the stock market of March 7, 2017 No. 148, registered on March 28, 2017 for No. 408/30276, having been reworded as follows it which is applied the Ministry of Justice of Ukraine.

3. To department of methodology of regulation of professional participants of the security market () provide Kurochkin I.:

submission of this decision on state registration in the Ministry of Justice of Ukraine;

promulgation of this decision on the official website of the National commission on securities and the stock market.

4. This decision becomes effective from the date of its official publication.

5. Control over the implementation of this decision to assign to the member of the National commission on securities and the stock market Baramiya I.

Commission chairman

R. Magomedov

Approved by the Decision of the National commission on securities and the stock market of Ukraine of March 7, 2017 , No. 148

(in edition of the Decision of the National commission on securities and the stock market of July 15, 2021 No. 499)

Procedure for the direction of notifications and information through depositary system of Ukraine

I. General provisions

1. This Procedure establishes the sequence of actions of persons which according to the legislation, constituent or other documents, stipulated by the legislation, direct the notification or other information through depositary system of Ukraine, and also the sequence of actions of professional participants of depositary system of Ukraine, depositaries correspondents, nominee holders for providing the direction of such notifications or other information through depositary system of Ukraine.

The direction professional participants of depositary system of Ukraine of notifications or other information through depositary system of Ukraine according to this Procedure (including accomplishment of actions concerning the direction of the notification or other information the means of e-mail, mobile communication, in other ways, determined by the agreement and/or internal documents of professional participants of depositary system of Ukraine) is information depository operation within implementation of depository activity according to the law.

2. In this Procedure terms are used in such values:

the e-mail address for the direction of notifications or other information - the e-mail address, which is specified by depository institution in the questionnaire of the account in securities in Central Securities Depository (further - the Central depositary) as such from which the depository institution provides the direction of notifications or other information through depositary system of Ukraine, and posted on the website of the Central depositary according to its internal documents;

type of the notification or information - information on the name of event (case), with which approach (which) the direction by person of the notification or other information through depositary system of Ukraine is connected;

date of accounting - the date determined by person who sends the notification or other information through depositary system of Ukraine to owners of securities of the corresponding release of the issuer as of which persons - owners of securities to which the notification or other information according to this Procedure goes are determined;

operational day - the term determined by internal documents of the Central depositary, depository institution during which the Central depositary, the depository institution performs transactions on depository activity;

phone number for the direction of notifications or other information - the phone number specified by depository institution in the questionnaire of the account in securities in the Central depositary as such from which the depository institution provides the direction of notifications or other information through depositary system of Ukraine and/or as such which is specified in the text notification which goes depository institution to number of the contact mobile phone of the depositor according to this Procedure and posted on the website of the Central depositary according to its internal documents;

placement of the reference to the copy of the notification or other information - placement by depository institution on own website of the address of the web page on the website of the Central depositary on which the copy of the notification or information obtained from the face which directs the notification or other information, with indication of the name of person, code under RCBO, type of the notification or information, and also information that references are given according to the procedure of the direction of the notification or information through depositary system of Ukraine is placed.

3. According to this Procedure, the owner of securities of certain issue of securities of the issuer can perform the direction of notifications or other information through depositary system of Ukraine to all other owners of securities of this release who are those for date of accounting, or only that which for this date is owners of securities of this release in amount, there is at least or the size which was no more determined by it.

4. The central depositary provides services in the direction of notifications or other information through depositary system of Ukraine according to this Procedure and conditions:

the service agreement of issues of securities signed with the issuer if person which directs the notification or other information is the issuer;

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