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Ministry of Justice of Ukraine

May 25, 2021

No. 693/36315

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of May 13, 2021 No. 275

About approval of the Procedure for issue, suspension of action and cancellation of the license for implementation of professional activity in the organized goods markets - activities for the organization of trade in products at commodity exchanges

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", to Items 4, the 8th Section VII of the Law of Ukraine "About commodity exchanges" the National commission on securities and the stock market RESHILA:

1. Approve the Procedure for issue, suspension of action and cancellation of the license for implementation of professional activity in the organized goods markets - activities for the organization of trade in products at commodity exchanges which is applied.

2. To department of methodology of regulation of professional participants of the security market () provide Kurochkin I.:

submission of this decision for implementation of examination on compliance of the Convention on human rights protection and fundamental freedoms in the Secretariat of the Representative for cases of the European Court of Human Rights of the Ministry of Justice of Ukraine;

submission of this decision on state registration in the Ministry of Justice of Ukraine;

promulgation of this decision on the official website of the National commission on securities and the stock market.

3. This decision becomes effective from the date of its official publication.

4. Control over the implementation of this decision to assign to the member of the National commission on securities and the stock market Ilyin A.

Commission chairman

R. Magomedov

 

It is approved:

First Deputy Minister of digital transformation of Ukraine

 

A. Vyskub

Approved by the decision of the National commission on securities and the stock market of Ukraine of May 13, 2021, No. 275

Procedure for issue, suspension of action and cancellation of the license for implementation of professional activity in the organized goods markets - activities for the organization of trade in products at commodity exchanges

I. General provisions

1. This Procedure establishes the procedure of licensing for implementation of professional activity in the organized goods markets - activities for the organization of trade in products at commodity exchanges (further - the license), the bases for refusal in its issue, the procedure and the bases of suspension of action and cancellation of the license.

2. In this Procedure terms are used in such values:

cancellation of the license - deprivation of the licensee of NKTsBFR of the right to implementation of professional activity in the organized goods markets - activities for the organization of trade in products at commodity exchanges (further - activities for the organization of trade in products) and/or certain type of professional activity in the capital markets;

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