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Ministry of Justice of Ukraine

April 28, 2021

No. 576/36198

ORDER OF THE MINISTRY OF FINANCE OF UKRAINE

of April 5, 2021 No. 196

About approval of the Procedure for provision of information concerning tracking (monitoring) of financial transactions

For the purpose of ensuring implementation of requirements of Item 13 parts two of Article 8, Item 10 parts two of Article 25 and part three of article 31 of the Law of Ukraine "About prevention and counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction" and enhancement of the procedure of provision by the subject of primary financial monitoring on request of Public service of financial monitoring of Ukraine of information concerning tracking (monitoring) of financial transactions of the client which transactions became object of financial monitoring, PRIKAZYVAYU:

1. Approve the Procedure for provision of information concerning tracking (monitoring) of financial transactions which is applied.

2. Declare invalid the order of the Ministry of Finance of Ukraine of December 23, 2015 No. 1168 "About approval of the Procedure for provision of information concerning tracking (monitoring) of financial transactions", registered in the Ministry of Justice of Ukraine on January 16, 2016 for No. 80/28210.

3. To provide to department of ensuring coordination and monitoring work of the Ministry of Finance of Ukraine together with Department of financial investigations of Public service of financial monitoring of Ukraine in the procedure established by the legislation:

submission of this order on state registration in the Ministry of Justice of Ukraine;

promulgation of this order.

4. This order becomes effective from the date of its official publication.

5. To impose control of execution of this order on the First Deputy Minister of Finance of Ukraine Ulyutin D. V. and the vice-chairman of Public service of financial monitoring of Ukraine Zubriya V.P.

Minister

S. Marchenko

 

It is approved:

Chairman of the National Bank of Ukraine

 

K. Shevchenko

Chairman of the National commission on securities and stock market

T. Hromayev

Deputy managing director of Fund of guaranteeing household deposits

N.E.Rudukh

Chairman of the Public regulatory service of Ukraine

A. Kucher

Deputy minister of digital transformation of Ukraine

A. Bornyakov

Chairman of Public service of financial monitoring of Ukraine

I.Cherkassky

Minister of development of economy, trade and agricultural industry of Ukraine

I. Petrashko

Chairman of Public service of special communication and information security of Ukraine

Yu.Shchigol

Approved by the Order of the Ministry of Finance of Ukraine ot5 April, 2021 No. 196

Procedure for provision of information concerning tracking (monitoring) of financial transactions

I. General provisions

1. This Procedure is developed for the purpose of implementation of requirements of Item 13 parts two of Article 8, of Item 10 parts two of Article 25 and part three of article 31 of the Law of Ukraine "About prevention and counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction" (further - the Law), determines the procedure of provision by the subject of primary financial monitoring (further - the subject) on request of Gosfinmonitoring of information concerning tracking (monitoring) of financial transactions of the client which transactions became object of financial monitoring.

In case of implementation of liquidation procedure of the subject of primary financial monitoring, including recognition by his bankrupt, or appointment of temporary administration the right (functions) regarding provision by the subject on the Request of Gosfinmonitoring of information concerning tracking (monitoring) of financial transactions of the client which transactions became object of financial monitoring provides the liquidator (except Fund of guaranteeing household deposits), the authorized person of Fund of guaranteeing household deposits (carries out).

2. In this Procedure terms are used in such value:

tracking of financial transactions - identification of financial transactions (attempts of carrying out financial transactions) which will be performed during the period specified in request about provision of information concerning tracking (monitoring) of financial transactions;

request about provision of information concerning tracking (monitoring) of financial transactions - the document electronically or on papers which creates Gosfinmonitoring and sends to the subject for the purpose of receipt of information concerning tracking (monitoring) of financial transactions (further - the Request);

the statement - the document electronically (data set of certain structure) or on papers which is created by the subject concerning increase in term of submission of information concerning tracking (monitoring) of financial transactions of the client;

information concerning tracking (monitoring) of financial transactions - information on financial transactions of the client found by the subject on demand;

monitoring of the performed financial transactions - identification of financial transactions (attempts of carrying out the financial transactions) performed (carried out) to the period specified in the Request;

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