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RESOLUTION OF BOARD OF THE NATIONAL BANK OF UKRAINE

of March 30, 2021 No. 27

About approval of the Regulations on determination of conditions of implementation of activities for provision of financial services which implementation requires the corresponding license (licensed conditions)

According to Articles 7, of 15, 55-1, 56 of the Law of Ukraine "About the National Bank of Ukraine", to Articles 21, of 27, 28 Laws of Ukraine "About financial services and state regulation of the markets of financial services", to Articles 2, of 36, of 37, 38 Laws of Ukraine "About insurance", to Articles 8, 26 Laws of Ukraine "About credit unions", for the purpose of enhancement of procedure for licensing and determination of conditions of implementation of activities for provision of financial services by non-bank financial institutions and faces which are not financial institutions, but have the right to provide separate financial services, regulation and of which exercises supervision the National Bank of Ukraine, the Board of the National Bank of Ukraine DECIDES:

1. Approve Regulations on determination of conditions of implementation of activities for provision of financial services which implementation requires the corresponding license (licensed conditions) (further - the Provision) which is applied.

2. The licenses for implementation of economic activity on provision of financial services (except professional activity in the security market) (further - the license) issued by the National commission which performs state regulation in the sphere of the markets of financial services, State commission on regulation of the markets of financial services of Ukraine and acting on acceptance date of this resolution are valid and continue to be effective after entry into force of this resolution.

3. The National Bank of Ukraine considers the document packages given legal entities for receipt of the license before entry into force of this resolution according to requirements and according to the procedure which are determined by the Licensed conditions of implementation of economic activity on provision of financial services (except professional activity in the security market) approved by the resolution of the Cabinet of Ministers of Ukraine of December 7, 2016 No. 913 (with changes).

4. The resolution becomes effective from the date of, its official publication following behind day.

Chairman

K. Shevchenko

Approved by the Resolution of Board of the National Bank of Ukraine of March 30, 2021 No. 27

Regulations on determination of conditions of implementation of activities for provision of financial services which implementation requires the corresponding license (licensed conditions)

I. General provisions

1. This Provision establishes the exhaustive list of requirements for implementation of activities for provision of the financial services determined in item 4 of the Section I of this provision obligatory for accomplishment by non-bank financial institution, the legal entity which on the legal status is not financial institution, but has the right to provide services of financial leasing which obtained license for activities on provision of financial services (further - the licensee) or persons who intend to perform the activities for provision of financial services which are subject to licensing (further - the applicant), the list of the documents submitted to the National Bank of Ukraine (further - National Bank) for receipt of license for activities on provision of financial services, and procedure for response (cancellation) for license for activities on provision of financial services (further - the license).

2. The applicant for receipt of the license shall conform to the requirements determined in Items 10 - the 13th Section I, subitems 5 - 7, 10, 11, 14, 15, the 20th Item 23 of the Section III, Items 29, of 31, 32 Sections V of this provision.

The non-bank financial institution shall fulfill requirements of this provision during all effective period of the license.

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