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BOARD DECISION OF THE NATIONAL BANK OF UKRAINE

of July 29, 2020 No. 498-rsh

About approval of the Regulations on Committee on questions of supervision and regulation of activities of the markets of non-bank financial services

According to Articles 15, 17 Laws of Ukraine "About the National Bank of Ukraine" and for the purpose of ensuring realization of powers of the National Bank of Ukraine in the sphere of state regulation of the markets of the non-bank financial services Board of the National Bank of Ukraine solved:

1. Approve Regulations on Committee on questions of supervision and regulation of activities of the markets of non-bank financial services which are applied.

2. Create Committee on questions of supervision and regulation of activities of the markets of non-bank financial services.

3. Delegate to Committee on questions of supervision and regulation of activities of the markets of non-bank financial services (further - Committee) the powers determined by Regulations on Committee.

4. To committee to make the decisions relating to powers of the National commission performing state regulation in the sphere of the markets of financial services (further - Natskomfinuslug) as collegiate organ, or to powers of the authorized person Natskomfinuslug based on the corresponding regulatory legal acts of Natskomfinuslug, State commission on regulation of the markets of financial services of Ukraine which list is given in appendices to resolutions of Board National Ukraine:

1) of June 25, 2020 No. 83 "About ensuring implementation of powers and accomplishment of functions of state regulation and supervision in the sphere of the markets of financial services in questions of licensing and registration";

2) of June 25, 2020 No. 84 "About ensuring implementation of powers and accomplishment of functions of state regulation and supervision in the sphere of the markets of financial services in questions of procedure for disclosure of information and creation of the reporting by participants of the markets of financial services";

3) of June 25, 2020 No. 85 "About ensuring implementation of powers and accomplishment of functions of state regulation and supervision in the sphere of the markets of financial services in questions of supervision of activities of participants of the markets of financial services";

4) of June 25, 2020 No. 86 "About ensuring implementation of powers and accomplishment of functions of state regulation and supervision in the sphere of the markets of financial services in questions of conducting checks of activities of participants of the markets of financial services";

5) of June 25, 2020 No. 87 "About ensuring implementation of powers and accomplishment of functions of state regulation and supervision in the sphere of the markets of financial services in questions of application of corrective actions"

before recognition of the corresponding regulatory legal acts of Natskomfinuslug, State commission on regulation of the markets of financial services of Ukraine voided in accordance with the established procedure, except application of corrective actions in the form of imposing of penalties/penalties according to Articles 41, 41-1 Law of Ukraine "About financial services and state regulation of the markets of financial services".

5. Bring in the Regulations on Committee on questions of supervision and regulation of activities of banks, supervision (oversight) of payment systems approved by the resolution of Board of the National Bank of Ukraine of July 24, 2015 No. 477 (with changes), such changes:

Subitems 7, of the 12th item 4 of the Section I to exclude 1);

2) in the Section II:

8, of the 9th Item 19 to exclude subitems;

20, 20-1 to exclude Items;

Paragraph two of Item 66 of the Section IV to state 3) in the following edition:

"bank/branch of foreign bank, other face which can be object of check of National bank / object of supervision (oversight);";

4) in the table of appendix 2:

in column of the second line 4 "/sanctions" to exclude the word;

exclude line 6;

5) in the text of the Provision of the word "/non-bank financial institution", "sanctions" in all cases to exclude.

6. Control over the implementation of this decision to assign to the First Deputy Chairman of the National Bank of Ukraine Ekaterina Rozhkova.

7. The decision becomes effective from the date of its acceptance.

Chairman

K. Shevchenko

Approved by Board decision of the National Bank of Ukraine of July 29, 2020 No. 498-rsh

Regulations on Committee on questions of supervision and regulation of activities of the markets of non-bank financial services

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