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RESOLUTION OF BOARD OF THE NATIONAL BANK OF UKRAINE

of June 25, 2020 No. 83

About ensuring implementation of powers and accomplishment of functions of state regulation and supervision in the sphere of the markets of financial services in questions of licensing and registration

According to Articles 7, 15, 56 Laws of Ukraine "About the National Bank of Ukraine", to Articles 21, 27, 28 Laws of Ukraine "About financial services and state regulation of the markets of financial services", to Items 3, 6, 7, the 14th Section II of the Law of Ukraine of September 12, 2019 No. 79-IX "About modification of some legal acts of Ukraine concerning enhancement of functions on state regulation of the markets of financial services", for the purpose of ensuring implementation of the specified laws, implementation by the National Bank of Ukraine as the legal successor of the National commission performing state regulation in the sphere of the markets of financial services, powers and accomplishment of functions of state regulation and supervision in the sphere of the markets of financial services in the limits determined by the Law of Ukraine "About financial services and state regulation of the markets of financial services" and continuity in implementation of such powers and accomplishment of functions of state regulation and supervision in the sphere of the markets of the financial services Board of the National Bank of Ukraine DECIDES:

1. The National Bank of Ukraine since July 1, 2020 provides:

1) implementation of powers and accomplishment of functions of the National commission performing state regulation in the sphere of the markets of financial services (further - Natskomfinuslug), on state regulation and supervision in the sphere of the markets of financial services in questions of licensing of activities for provision of financial services and maintaining the state registers of financial institutions and registers of persons which are not financial institutions, but have the right to provide separate financial services, and also registration of persons providing the intermediary services in the markets of financial services provided by the regulatory legal acts of Natskomfinuslug, State commission on regulation of the markets of financial services of Ukraine (further - Gosfinuslug) issued till July 1, 2020 which list is given in appendix to this resolution before recognition of the relevant acts voided in accordance with the established procedure;

2) decision making, carried by the legislation to Natskomfinuslug's powers as collegiate organ or powers of the authorized person Natskomfinuslug the corresponding regulatory legal acts of Natskomfinuslug Gosfinuslug which list is given in appendix to this resolution, Board of the National Bank of Ukraine, authorized collegiate organ or the authorized officer of National Bank.

2. The National Bank of Ukraine does not levy payment for issue of licenses for implementation of economic activity on provision of the financial services provided by items 4 - 7, 9, the 11th article 4 of the Law of Ukraine "About financial services and state regulation of the markets of financial services" (further - licenses), since July 1, 2020 before adoption of the relevant act of the National Bank of Ukraine, except those which payment concerning issue is established by the Rates for the services in registration and licensing provided by the National Bank of Ukraine, approved by the resolution of Board of the National Bank of Ukraine of August 12, 2003 No. 333 (in edition of the resolution of Board of the National Bank of Ukraine of April 01, 2019 No. 54) registered in the Ministry of Justice of Ukraine on September 10, 2003 for No. 787/8108 (with changes).

3. The National Bank of Ukraine makes the decision on withdrawal (cancellation) of the license on the bases determined by Item of 1 part one of article 38-1 of the Law of Ukraine "About financial services and state regulation of the markets of financial services", according to the procedure, determined by the legislation of Ukraine.

4. To impose control over the implementation of this resolution on the First Deputy Chairman of the National Bank of Ukraine Ekaterina Rozhkova.

5. The resolution becomes effective since July 1, 2020.

Chairman

Ya. Smoly

Appendix

to the Resolution of Board of the National Bank of Ukraine of June 25, 2020 No. 83

The list of regulatory legal acts of the National commission performing state regulation in the sphere of the markets of financial services, State commission on regulation of the markets of financial services of Ukraine concerning licensing of activities for provision of financial services and maintaining the state registers of financial institutions and registers of persons which are not financial institutions, but have the right to provide separate financial services which are applied by the National Bank of Ukraine since July 1, 2020

1. The regulations on the State register of financial institutions approved by the order of State commission on regulation of the markets of financial services of Ukraine of August 28, 2003 No. 41 (in edition of the order of the National commission performing state regulation in the sphere of the markets of financial services, of November 28, 2013 No. 4368), registered in the Ministry of Justice of Ukraine on September 11, 2003 for No. 797/8118 (with changes).

2. The list of domestic situations and procedures of credit union approved by the order of State commission on regulation of the markets of financial services of Ukraine of November 11, 2003 No. 116, registered in the Ministry of Justice of Ukraine on November 25, 2003 for No. 1078/8399 (with changes).

3. The regulations on training, retraining, advanced training and examination by persons performing activities in the markets of financial services, approved by the order of State commission on regulation of the markets of financial services of Ukraine of December 25, 2003 No. 183, registered in the Ministry of Justice of Ukraine on January 28, 2004 for No. 122/8721 (with changes).

4. Regulations on provision of separate financial services by legal entities - subjects of managing who on the legal status are not financial institutions, approved by the order of State commission on regulation of the markets of financial services of Ukraine of January 22, 2004 No. 21, registered in the Ministry of Justice of Ukraine on April 16, 2004 for No. 492/9091 (with changes).

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