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The document ceased to be valid since  September 13, 2022 according to Item 6 of the Resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of August 23, 2022 No. 58

THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND DEVELOPMENT OF THE FINANCIAL MARKET

of March 30, 2020 No. 37

About approval of Rules of issue of permission to release and (or) placement of issued securities of the resident organization of the Republic of Kazakhstan in the territory of foreign state, the notification on release of depositary receipts or other securities which underlying asset are issued securities of the resident organizations of the Republic of Kazakhstan, and also submissions of the report on results of their placement

(as amended on 13-12-2021)

According to the laws of the Republic of Kazakhstan of July 2, 2003 "About the security market", of March 19, 2010 "About the state statistics", of April 15, 2013 "About the state services" Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market

1. Approve the enclosed Rules of issue of permission to release and (or) placement of issued securities of the resident organization of the Republic of Kazakhstan in the territory of foreign state, the notification on release of depositary receipts or other securities which underlying asset are issued securities of the resident organizations of the Republic of Kazakhstan, and also submissions of the report on results of their placement.

2. Recognize invalid:

1) the resolution of Board of National Bank of the Republic of Kazakhstan of April 8, 2019 No. 57 "About approval of Rules of issue of permission to release and (or) placement of issued securities of the resident organization of the Republic of Kazakhstan in the territory of foreign state, the notification on release of depositary receipts or other securities which underlying asset are issued securities of the resident organizations of the Republic of Kazakhstan and also submissions of the report on results of their placement" (it is registered in the Register of state registration of regulatory legal acts of the Republic of Kazakhstan at No. 18674, it is published in Reference control bank of regulatory legal acts of the Republic of Kazakhstan on May 24, 2019);

2) Item 16 of the List of regulatory legal acts of the Republic of Kazakhstan concerning the security market and provision of pensions to which changes are made, the Board of National Bank of the Republic of Kazakhstan approved by the resolution of December 31, 2019 No. 262 "About modification of some regulatory legal acts of the Republic of Kazakhstan concerning the security market and provision of pensions" (it is registered in the Register of state registration of regulatory legal acts of the Republic of Kazakhstan at No. 19864, it is published in Reference control bank of regulatory legal acts of the Republic of Kazakhstan on January 13, 2020).

3. To provide to department of the security market in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of the Agency of the Republic of Kazakhstan on regulation and development of the financial market after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by the subitem 2) of this Item and item 4 of this resolution.

4. To management of the international relations and external communications to provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

5. To impose control of execution of this resolution on the supervising vice-chairman of the Agency of the Republic of Kazakhstan on regulation and development of the financial market.

6. This resolution becomes effective after ten calendar days after day of its first official publication.

The chairman of the Agency of the Republic of Kazakhstan on regulation and development of the financial market

M. Abylkasymova

It is approved

Committee according to the statistics Ministries of national economy of the Republic of Kazakhstan

2020

 

It is approved

Ministry of digital development, innovations and aerospace industry of the Republic of Kazakhstan

2020

 

Approved by the Resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of March 30, 2020 No. 37

Rules of issue of permission to release and (or) placement of issued securities of the resident organization of the Republic of Kazakhstan in the territory of foreign state, the notification on release of depositary receipts or other securities which underlying asset are issued securities of the resident organizations of the Republic of Kazakhstan, and also submissions of the report on results of their placement

Chapter 1. General provisions

1. These rules of issue of permission to release and (or) placement of issued securities of the resident organization of the Republic of Kazakhstan in the territory of foreign state, the notification on release of depositary receipts or other securities which underlying asset are issued securities of the resident organizations of the Republic of Kazakhstan and also submissions of the report on results of their placement (further - Rules) are developed according to the laws of the Republic of Kazakhstan of July 2, 2003 "About the security market" (further - the Law) and of April 15, 2013 "About the state services" (further - the Law on the state services).

2. Rules establish conditions and procedure for issue by authorized body on regulation, control and supervision of the financial market and the financial organizations (further - authorized body) permissions to release and (or) placement of issued securities of the organization - resident of the Republic of Kazakhstan in the territory of foreign state, and also the notification procedure about release of depositary receipts or other securities which underlying asset are issued securities of the resident organizations of the Republic of Kazakhstan, and also submissions of the report on results of their placement.

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