Document from CIS Legislation database © 2003-2024 SojuzPravoInform LLC

It is registered

Ministry of Justice

Russian Federation

On March 13, 2020 No. 57735

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of December 23, 2019 No. 5364-U

About procedure, terms and amount of disclosure of information specified in Item 13 of article 8.7 of the Federal law "About the Security Market" and also on additional requirements to payment procedure on securities, the stipulated in Article 8.7 Federal Laws "About the Security Market"

This Instruction based on Items 14 and 16 of article 8.7 of the Federal Law of April 22, 1996 No. 39-FZ "About the security market" (The Russian Federation Code, 1996, No. 17, Art. 1918; 2012, No. 53, Art. 7607; 2018, No. 53, the Art. 8440) (further - the Federal Law "About the Security Market") determines procedure, terms and amount of disclosure by the depositary performing centralized accounting of the rights to bonds for information specified in Item 13 of article 8.7 of the Federal law "About the Security Market" and also establishes additional requirements to payment procedure on securities, the stipulated in Article 8.7 Federal Laws "About the Security Market".

Chapter 1. Procedure, terms and amount of disclosure by the depositary performing centralized accounting of the rights to bonds, information specified in Item 13 of article 8.7 of the Federal law "About the Security Market"

1.1. Information specified in Item 13 of article 8.7 of the Federal law "About the Security Market" shall reveal the depositary performing centralized accounting of the rights to bonds (further - head depositary), by publication on the official site of head depositary on the Internet (further - the official site):

messages on obtaining by head depositary of the payments for bonds which are subject to transfer;

messages on transfer by head depositary of the payments for bonds to the depositors received by it which are nominee holders and managing directors, and also about the amount of the payment falling on one bond;

messages on receipt of money by head depositary for benefit of bondholders when carrying out settlings with creditors during bankruptcy proceedings.

1.2. Messages, the stipulated in Item 1.1 presents of the Instruction, shall be published by head depositary on the official site in the following terms:

no later than one working day from receipt date of the money which is subject to transfer as payments for bonds into the special depositary account of head depositary and if head depositary is the credit institution, - into its account (for the message on obtaining by head depositary of the payments for bonds which are subject to transfer);

no later than one working day from the date of transfer of money by head depositary to bank accounts of the depositors which is nominee holders and managing directors according to depositary contracts between head depositary and its depositors (for the message on transfer by head depositary of the received payments for bonds to the depositors which are nominee holders and managing directors, and also about the amount of the payment falling on one bond);

no later than one working day from receipt date of money for benefit of bondholders when carrying out settlings with creditors during bankruptcy proceedings into the special depositary account of head depositary and if head depositary is the credit institution, - into its account (for the message on receipt of money by head depositary for benefit of bondholders when carrying out settlings with creditors during bankruptcy proceedings).

1.3. In the message on obtaining by head depositary of the payments for bonds which are subject to transfer the following data shall be specified.

1.3.1. Type, series and other identification signs (in case of their availability), including registration number of release, bonds on which for obligation fulfillment by the head depositary receives the payments which are subject to transfer.

1.3.2. Full trade name (for non-profit organization - the name) and the location of bond issuing institution on which for obligation fulfillment by the head depositary receives the payments which are subject to transfer.

1.3.3. The name of the body (organization) which performed bond issue registration on which for obligation fulfillment by the head depositary receives the payments which are subject to transfer.

1.3.4. Nominal value of each bond on which for obligation fulfillment by the head depositary receives the payments which are subject to transfer, or residual nominal value of each bond specified in this subitem if part of its nominal value is already paid in connection with partial repayment.

1.3.5. Obligation type on bonds in pursuance of which the head depositary receives the payments which are subject to transfer:

the obligation on payment of the interest (coupon) income for bonds;

the obligation on repayment (payment of nominal value) of bonds;

the obligation on early repayment of bonds;

the obligation on bonds acquisition by their issuer;

other obligation.

1.3.6. The period for which payment of the interest (coupon) income is performed (year, quarter, start and end dates of the period specified in this subitem) if the obligation in pursuance of which the head depositary receives the payments for bonds which are subject to transfer is the obligation on payment of the interest (coupon) income for bonds.

1.3.7. The size of the money which is subject to payment, falling on one bond on which for obligation fulfillment by the head depositary receives the payments which are subject to transfer.

1.3.8. Data (in the presence) that the obligation on implementation of payments for bonds on which for obligation fulfillment by the head depositary receives the payments which are subject to transfer is not performed by the issuer in time or is performed in an inadequate way.

1.3.9. Receipt date of the money which is subject to transfer as payments for bonds on which for obligation fulfillment by the head depositary receives the payments which are subject to transfer in credit institution in which the special depositary account of head depositary is opened and if the head depositary is credit institution, - into its account.

1.4. In the message on transfer by head depositary of the payments for bonds to the depositors received by it which are nominee holders and managing directors and also on the amount of the payment falling on one bond the following data shall be specified.

1.4.1. Type, series and other identification signs (in case of their availability), including registration number of release, bonds on which for obligation fulfillment by the head depositary transfers payments to the depositors, being nominee holders and managing directors.

1.4.2. Full trade name (for non-profit organization - the name) and the location of bond issuing institution on which for obligation fulfillment by the head depositary transfers payments to the depositors, being nominee holders and managing directors.

1.4.3. The name of the body (organization) which performed bond issue registration on which for obligation fulfillment by the head depositary transfers payments to the depositors, being nominee holders and managing directors.

Warning!!!

This is not a full text of document! Document shown in Demo mode!

If you have active License, please Login, or get License for Full Access.

With Full access you can get: full text of document, original text of document in Russian, attachments (if exist) and see History and Statistics of your work.

Get License for Full Access Now

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info

Effectively work with search system

Database include more 50000 documents. You can find needed documents using search system. For effective work you can mix any on documents parameters: country, documents type, date range, teams or tags.
More about search system

Get help

If you cannot find the required document, or you do not know where to begin, go to Help section.

In this section, we’ve tried to describe in detail the features and capabilities of the system, as well as the most effective techniques for working with the database.

You also may open the section Frequently asked questions. This section provides answers to questions set by users.

Search engine created by SoyuzPravoInform LLC.