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RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of December 27, 2019 No. 258

About establishment of the list, forms, terms of submission of the reporting on accomplishment of prudential standard rates by banking conglomerates and Rules of its representation

(as amended of the Resolution of Board of National Bank of the Republic of Kazakhstan of 28.02.2022 No. 14)

According to the laws of the Republic of Kazakhstan of August 31, 1995 "About banks and banking activity in the Republic of Kazakhstan" and of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Establish:

1) the List of the reporting on accomplishment of prudential standard rates by banking conglomerates according to appendix 1 to this resolution;

2) report form about accomplishment of prudential standard rates by banking conglomerate according to appendix 2 to this resolution;

3) report form about disaggregation of assets, conditional and possible requirements and obligations of the members of banking conglomerate weighed on risk degree of investments according to appendix 3 to this resolution;

4) report form on collection of data on the investments representing investments in the authorized capital of legal entities, subordinated debt of legal entities and also other investments in equity of legal entities of members of banking conglomerate performed during the accounting period, and also operating as of reporting date according to appendix 4 to this resolution;

5) report form about structure of securities portfolio of members of banking conglomerate as of reporting date according to appendix 5 to this resolution;

6) report form on collection of data according to the intra group bargains of banking conglomerate concluded during the accounting period, and also existing as of reporting date according to appendix 6 to this resolution;

7) report form on collection of data on obligations of members of banking conglomerate to the third parties, components of 10 (ten) and more percent from equity of banking conglomerate acting as of reporting date according to appendix 7 to this resolution;

8) Rules of submission of the reporting on accomplishment of prudential standard rates by banking conglomerates according to appendix 8 to this resolution.

2. The bank holdings or banks having the affiliated organization, but not having bank holding represent to National Bank of the Republic of Kazakhstan in electronic format:

1) quarterly (except for the fourth quarter) the reporting provided by subitems 2), 3), 4), 5), 6) and 7) of Item 1 of this resolution no later than 60 (sixty) calendar days following reporting quarter;

2) annually the reporting provided by subitems 2), 3), 4), 5), 6) and 7) of Item 1 of this resolution no later than 120 (hundred twenty) calendar days upon termination of financial year.

3. To provide to department of statistics of the financial market in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by the subitem 2) of this Item and item 4 of this resolution.

4. To department of external communications - the press service of National Bank of the Republic of Kazakhstan to provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

5. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Abylkasymova M. E.

6. This resolution becomes effective since January 1, 2020 and is subject to official publication.

Chairman of National Bank

E.Dosayev

It is approved

Committee according to the statistics Ministries of national economy of the Republic of Kazakhstan

"___" _____________ 2019

 

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of December 27, 2019 No. 258

List of the reporting on accomplishment of prudential standard rates by banking conglomerates

The reporting on accomplishment of prudential standard rates of banking conglomerates includes:

1) report on accomplishment of prudential standard rates by banking conglomerate;

2) the report on disaggregation of assets, conditional and possible requirements and obligations of the members of banking conglomerate weighed on risk degree of investments;

3) the report on collection of data on the investments representing investments in the authorized capital of legal entities, subordinated debt of legal entities and also to other investments in equity of legal entities of members of banking conglomerate performed during the accounting period, and also operating as of reporting date;

4) the report on structure of securities portfolio of members of banking conglomerate as of reporting date;

5) the report on collection of data on the intra group bargains of banking conglomerate concluded during the accounting period, and also existing as of reporting date;

6) the report on collection of data on obligations of members of banking conglomerate to the third parties, components of 10 (ten) and more percent from equity of banking conglomerate acting as of reporting date.

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of December 27, 2019 No. 258

The form intended for collection of administrative data

It is represented: in National Bank of the Republic of Kazakhstan

The form of administrative data is placed on Internet resource: www.nationalbank.kz

Report on accomplishment of prudential standard rates by banking conglomerate

Index of form of administrative data: 1-BK_Prud_norm

Frequency: quarterly, annual

Accounting period: as of "______" "________________" 20 __ years

The group of people, submitting the report: the bank holding or bank having the affiliated organization, but not having bank holding

Term of representation of form of administrative data:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following reporting quarter;

annually no later than 120 (hundred twenty) calendar days upon termination of financial year.

Form

Table 1. Calculation of the authorized capital of banking conglomerate

Name

The amount (in thousands of tenges)

1

2

3

1

Authorized capital of banking conglomerate, including:



2

the authorized (paid) capital



3

the redeemed shares (the withdrawn capital)



Table 2. Calculation of coefficient of sufficiency of equity of banking conglomerate

Name of the member of banking conglomerate

The amount (in thousands of tenges)

1

2

3

1

Actual size of equity of the member of 1 banking conglomerate

X

name of the member of 1 banking conglomerate



1.1

Investments of the member of banking conglomerate into the capital:



1.1.1

name of the legal entity 1



1.1.n

name of the legal entity of n



1.2

The actual size of equity of the member of banking conglomerate (less investments)



n

Actual size of equity of the participant of n of banking conglomerate

X

name of the participant of n of banking conglomerate



n.1

Investments of the member of banking conglomerate into the capital:



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