RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of July 26, 2019 No. 124

About approval of Rules and conditions of disclosure of the information which is concerning activities of the issuer and not being public

According to the subitem 1) of Item 5 of article 56-1 of the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market", and also for the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed Rules and conditions of disclosure of the information which is concerning activities of the issuer and not being public.

2. Recognize invalid:

1) the resolution of Board of National Bank of the Republic of Kazakhstan of February 24, 2012 No. 69 "About approval of Rules of disclosure of insider information in the security market" (it is registered in the Register of state registration of regulatory legal acts at No. 7572, it is published on May 24, 2012 in the Kazakhstanskaya Pravda newspaper No. 150-151 (26969-26970));

2) Item 16 of the List of regulatory legal acts of the Republic of Kazakhstan concerning the security market to which changes are made, the Board of National Bank of the Republic of Kazakhstan approved by the resolution of December 19, 2015 No. 250 "About modification of some regulatory legal acts of the Republic of Kazakhstan concerning the security market" (it is registered in the Register of state registration of regulatory legal acts at No. 13001, it is published on February 29, 2016 in information system of law of Ad_let).

3. To provide to development department of the non-bank organizations in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the date of state registration of this resolution its direction in the Kazakh and Russian languages in the Republican state company on the right of economic maintaining "Institute of the legislation and legal information of the Republic of Kazakhstan" the Ministries of Justice of the Republic of Kazakhstan for official publication and inclusion in Reference control bank of regulatory legal acts of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

4) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by subitems 2), 3) of this Item and item 4 of this resolution.

4. To department of external communications - the Press service of National Bank to provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

5. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Birtanov E. A.

6. This resolution becomes effective after ten calendar days after day of its first official publication.

Approved by the Resolution of Board of National Bank of the Republic of Kazakhstan of July 26, 2019 No. 124

Rules and conditions of disclosure of the information which is concerning activities of the issuer and not being public

1. These rules and conditions of disclosure of the information which is concerning activities of the issuer and not being public (further - Rules), are developed according to article 56-1 of the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" (further - the Law) and establish procedure and conditions of disclosure of the information which is concerning activities of the issuer and not being public if this information in connection with consequences for property and financial position of the issuer is capable to exert impact on cost issued (provided) this issuer securities (derivative financial instruments).

2. The rules of internal control of the issuer allowing the issuer to provide control of the order and use of insider information, developed and approved according to requirements of Item 5 of article 56-1 of the Law are placed the issuer in the state and Russian languages on Internet resource of the depositary of the financial reporting determined according to the legislation of the Republic of Kazakhstan on financial accounting and the financial reporting (further - depositary of the financial reporting), and on Internet resource of the stock exchange functioning in the territory of the Republic of Kazakhstan (in case of inclusion and finding of securities (derivative financial instruments) of the issuer in the list of this stock exchange), and also payments for provision of copies of rules of internal control in the amount of, not exceeding the size of expenses on their production are provided by the issuer at the request of interested persons without collection of payment, except for.

3. The information which is concerning activities of the issuer, not being public if this information in connection with consequences for property and financial position of the issuer is capable to exert impact on cost issued (provided) this issuer securities (derivative financial instruments), belongs to insider information until its official disclosure (publication).

The list of information relating to insider information is determined by rules of internal control of the issuer.

Public information on activities of the issuer is understood as the information which is not requiring and not having restrictions for access to it or subject to disclosure according to legal acts of the Republic of Kazakhstan.

4. The procedure for maintaining and maintenance in urgent condition of the list of persons having access to insider information of the issuer is established by rules of internal control of the issuer.

5. The list of persons having access to insider information of the issuer is submitted the issuer to the state body performing state regulation, control and supervision of the financial market and the financial organizations according to its written requirement in the terms specified in the requirement with disclosure of information on persons having access to insider information of the issuer including data about (about):

1) surnames, name, middle name (in the presence) - physical person, date of its birth;

2) the name of the legal entity, its location, details of the document confirming state registration (re-registration) of the legal entity;

3) basis of inclusion in the list;

4) to date of emergence of the basis for inclusion in the list;

5) to date of exception of the list.

6. The issuer and persons recognized by the issuer's insiders provide confidentiality of insider information, until its official disclosure (publication).

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