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It is registered

Ministry of Justice

Russian Federation

On May 21, 2019 No. 54678

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of April 22, 2019 No. 5130-U

About procedure for the direction in the Bank of Russia insiders of the notification containing insider information which does not reveal

Based on part 1.2 of article 8 of the Federal Law of July 27, 2010 No. 224-FZ "About counteraction to unauthorized use of insider information and to market manipulation and about modification of separate legal acts of the Russian Federation" (The Russian Federation Code, 2010, No. 31, Art. 4193; 2011, No. 29, Art. 4291; No. 48, Art. 6728; 2012, No. 31, Art. 4334; 2013, No. 30, Art. 4082, Art. 4084; 2014, No. 30, Art. 4219; 2016, No. 27, Art. 4225; 2018, No. 32, Art. 5103; No. 53, of the Art. 8440) (further - the Federal Law of July 27, 2010 No. 224-FZ) this Instruction establishes procedure for the direction in the Bank of Russia insiders of the notification containing insider information which does not reveal.

1. The insider opening in narrow structure and (or) amount the insider information which is subject to disclosure according to requirements of the Federal Law of July 27, 2010 No. 224-FZ shall send the notification containing insider information which does not reveal to the Bank of Russia (the recommended sample of the notification containing insider information which does not reveal is given in appendix to this Instruction) (further - the notification).

1.1. If the insider is credit institution or not credit financial credit institution, he shall send the notification to the Bank of Russia in electronic form according to the procedure, No. 4600-U provided by the Instruction of the Bank of Russia of November 3, 2017 "About order of interaction of the Bank of Russia with credit institutions, not credit financial credit institutions and other participants of information exchange when using of information resources of the Bank of Russia, including private office by them", the registered Ministry of Justice of the Russian Federation on January 11, 2018 to No. 49605 (further - the Instruction of the Bank of Russia No. 4600-U).

1.2. If the insider is not credit institution or not credit financial credit institution, he shall send the notification to the Bank of Russia to one of the following methods:

in electronic form according to the procedure, provided by the Instruction of the Bank of Russia No. 4600-U;

on paper by the direction of the registered mail with the assurance of receipt (other registered mailing with the notification of the sender on delivery to the addressee) or by transfer to expedition of the Bank of Russia.

1.3. If the insider directs the notification on paper, the electronic medium containing the text of the notification shall be attached to the notification. The insider shall provide compliance of the text of the notification on the electronic medium to the text of the notification on paper.

1.4. The notification shall be on paper signed by the head of the insider or other person authorized by the insider, and also is under seal the insider (in the presence). In case of the direction of the notification on paper by the authorized insider facing the notification the power of attorney or other document (the copy of the power of attorney or other document, attested (certified) according to the procedure, stipulated by the legislation the Russian Federation), confirmatory powers of the specified person on signing of the notification shall be enclosed.

1.5. If the notification on paper contains more than one leaf, it shall be numbered, stitched and under seal the insider (in the presence) on insertion and is certified by the signature of the head of the insider or person authorized by it.

2. This Instruction becomes effective after 10 days after day of its official publication.

Chairman of the Central bank of the Russian Federation

E. S. Nabiullina

Appendix

to the Instruction of the Bank of Russia of April 22, 2019 No. 5130-U "About procedure for the direction in the Bank of Russia insiders of the notification containing insider information which does not reveal"

Recommended sample

 

Ref. _______________________

from "__" ____________ 20 __.

 

Notification,
containing insider information which does not reveal

 

N

Name of detail

It is filled with the insider

1

2

3

1

Data on the notification


1.1

Sequence number of the notification <1>


2

Information about the insider


2.1

Full trade name (for the commercial organizations), the name (for non-profit organizations)


2.2

The reduced trade name (in the presence) (for the commercial organizations)


2.3

Location


2.4

Primary state registration number (in the presence)


2.5

Identification taxpayer number - for the insider who is the Russian legal entity; registration number in country of incorporation or code of the foreign organization (other identification number) - for the insider who is the foreign legal entity (in the presence)


2.6

The page address on the Internet used for disclosure of insider information (in the presence)


3

Information which does not reveal the insider <2>


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