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Ministry of Justice

Russian Federation

On March 23, 2017 No. 46107

INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of February 27, 2017 No. 4301-U

About form of the written requirement (request) of submission of documents, explanations, information to bodies, the organizations, legal entities and physical persons which are specified regarding 1 article 16 of the Federal Law of July 27, 2010 to No. 224-FZ "About counteraction to unauthorized use of insider information and to market manipulation and about modification of separate legal acts of the Russian Federation"

1. According to part 5 of article 16 of the Federal Law of July 27, 2010 No. 224-FZ "About counteraction to unauthorized use of insider information and to market manipulation and about modification of separate legal acts of the Russian Federation" (The Russian Federation Code, 2010, No. 31, Art. 4193; 2011, No. 29, Art. 4291; No. 48, Art. 6728; 2012, No. 31, Art. 4334; 2013, No. 30, Art. 4082, Art. 4084; 2014, No. 30, Art. 4219; 2016, No. 27, of the Art. 4225) (further - the Federal Law) this Instruction determines form of the written requirement (request) of the Bank of Russia of submission of documents, explanations, information which are specified regarding 1 article 16 of the Federal Law, to bodies, the organizations, legal entities and physical persons which are specified regarding 1 article 16 of the Federal Law (appendix to this Instruction).

2. This Instruction becomes effective after 10 days after day of its official publication.

3. From the date of entry into force of this Instruction not to apply the order of the Federal Service for Financial Markets of November 2, 2011 No. 11-57/pz-n "About approval of form of the written requirement (request) about submission of documents, explanations, information which are specified regarding 1 article 16 of the Federal Law of 27.07.2010 No. 224-FZ "About counteraction to unauthorized use of insider information and to market manipulation and about modification of separate legal acts of the Russian Federation", to credit institutions", No. 22779 registered by the Ministry of Justice of the Russian Federation on December 27, 2011.

Chairman of the Central bank of the Russian Federation

E. S. Nabiullina

Appendix

to the Instruction of the Bank of Russia of February 27, 2017 No. 4301-U "About form of the written requirement (request) of submission of documents, explanations, information to bodies, the organizations, legal entities and physical persons which are specified regarding 1 article 16 of the Federal Law of July 27, 2010 to No. 224-FZ "About counteraction to unauthorized use of insider information and to market manipulation and about modification of separate legal acts of the Russian Federation"

 

Form of the Chairman

(vice-chairman) of the Bank of Russia

the established sample

with angular arrangement of details

____________________________________

____________________________________

(full name of body, organization, legal entity, surname, name, middle name (in the presence) physical person)

____________________________________

____________________________________

____________________________________

(address of body, organization, legal entity, residence of physical person)

 

from _______________ No. _______________

 

Requirement (request) of the Bank of Russia
about submission of documents, explanations, information

 

   According to part 1 of article 14 of the Federal Law of July 27, 2010

years No. 224-FZ "About counteraction to unauthorized use of insider

to information and  market manipulation and on modification of separate

legal acts of the Russian Federation" (further - the Federal Law),

Item 18.3 of article 4 of the Federal Law of July 10, 2002 No. 86-FZ "About

Central Bank the Russian Federation  (Bank of Russia)" <1>,   in connection with

___________________________________________________________________________

               (reasons for the direction of the requirement (request) are specified

The Bank of Russia requires from ____________________________________________________

                                        (name of body, organization, legal

                                            persons, surname, name, middle name (in the presence)

                                                                   physical person)

till _________ 20 __ years (during ____ the working days from the date of receipt

this  requirement (request) to provide    the following to the Bank of Russia

documents, explanations, information: ________________________________________

__________________________________________________________________________.

   In documents, explanations, information represented to the Bank of Russia

to written form on  the papers containing more than one leaf

sheets shall be numbered, stitched and fastened on the back

the last leaf zaveritelny text  with indication of figures and copy-book

the number  of the stitched sheets,  her signed originator  with indication of

surnames, name and middle name (in the presence), positions (in case of representation

documents,  explanations, information body, organization, legal

person) both dates of creation, and putting down of seal (in the presence) body,

the organizations, the legal entity on zaveritelny text.

    In case of lack of any requested documents, explanations,

information  written explanations of the reasons of non-presentation are furnished

the specified documents, explanations, information.

 

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