Document from CIS Legislation database © 2003-2021 SojuzPravoInform LLC

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of August 27, 2018 No. 201

About approval of Rules of forming of the State register of issued securities

(as amended on 27-04-2021)

According to the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed Rules of forming of the State register of issued securities.

2. Declare invalid the resolution of Board of National Bank of the Republic of Kazakhstan of November 28, 2016 No. 282 "About approval of Rules of maintaining the State register of issued securities" (it is registered in the Register of state registration of regulatory legal acts at No. 14671, it is published on January 23, 2017 in Reference control bank of regulatory legal acts of the Republic of Kazakhstan).

3. To department of regulation of the non-bank financial organizations (Kosherbayeva A. M.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Sarsenov N. V.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the date of state registration of this resolution its direction in the Kazakh and Russian languages in the Republican state company on the right of economic maintaining "The republican center of legal information" for official publication and inclusion in Reference control bank of regulatory legal acts of the Republic of Kazakhstan;

3) placement of this resolution on Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

4) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by subitems 2), 3) of this Item and item 4 of this resolution.

4. To management on consumer protection of financial services and external communications (Terentyev A. L.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

5. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Kurmanov Zh. B.

6. This resolution becomes effective since January 1, 2019 and is subject to official publication.

Chairman of National Bank

D. Akishev

Approved by the Resolution of Board of National Bank of the Republic of Kazakhstan of August 27, 2018 No. 201

Rules of forming of the State register of issued securities

Chapter 1. General provisions

1. These rules of forming of the State register of issued securities (further - Rules) are developed according to Item 1 of article 6 of the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market" and determine procedure for forming of the State register of issued securities (further - the State register).

2. Forming of the State register is performed by the authorized body performing regulation, control and supervision of the financial market and the financial organizations (further - authorized body), electronically based on data on the registered issued securities and their issuers brought by authorized body and databases of other central state bodies, and also The Government for Citizens State corporation.

3. In Rules the following concepts are used:

1) the Legal Entity Identifier code (Ligal Entiti Aydentifayer) - the alphanumeric code assigned for legal entities according to the international standard, intended for the international identification of all legal entities involved in transactions in the financial market;

2) the number and code of the administrative document (NCAD) - number assigned to the electronic document by the state information system of permissions and notifications.

Chapter 2. Procedure for forming of the State register

4. In the State register data about are created (about):

1) state registration of releases of non-state issued securities (bonded programs);

2) state registration of changes and (or) amendments to the avenue of release of non-state issued securities (the prospectus of bonded programs);

3) approval of reports on results of share placing of joint-stock company;

4) cancellation of record about approval of the report on results of share placing of joint-stock company based on the judgment which took legal effect;

5) approval of reports on exchange of placed shares of joint-stock company of one type for shares of this joint-stock company of other type;

6) approval of reports on results of placement of Islamic securities;

7) approval of reports on results of repayment of Islamic securities;

8) approval of reports on results of placement of the Kazakhstan depositary receipts;

9) approval of reports on results of repayment of the Kazakhstan depositary receipts;

Warning!!!

This is not a full text of document! Document shown in Demo mode!

If you have active License, please Login, or get License for Full Access.

With Full access you can get: full text of document, original text of document in Russian, attachments (if exist) and see History and Statistics of your work.

Get License for Full Access Now

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info

Effectively work with search system

Database include more 50000 documents. You can find needed documents using search system. For effective work you can mix any on documents parameters: country, documents type, date range, teams or tags.
More about search system

Get help

If you cannot find the required document, or you do not know where to begin, go to Help section.

In this section, we’ve tried to describe in detail the features and capabilities of the system, as well as the most effective techniques for working with the database.

You also may open the section Frequently asked questions. This section provides answers to questions set by users.

Search engine created by SojuzPravoInform LLC. UI/UX design by Intelliants.