Resolution of Board of National Bank of the Republic of Kazakhstan "About approval of the list, forms, terms of the reporting of banks of the second level of the Republic..."

The document ceased to be valid since July 1, 2020 according to Item 3 of the Resolution of Board of National Bank of the Republic of Kazakhstan of April 21, 2020 No. 54

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of June 29, 2018 No. 137

About approval of the list, forms, terms of the reporting of banks of the second level of the Republic of Kazakhstan and Rules of their representation

According to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", of August 31, 1995 "About banks and banking activity in the Republic of Kazakhstan", of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations" and of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) the list of the reporting of banks of the second level of the Republic of Kazakhstan according to appendix 1 to this resolution;

2) the report on remaining balance on balance and off-balance sheet accounts of banks of the second level in form according to appendix 2 to this resolution;

3) the report on additional data on form according to appendix 3 to this resolution;

4) the report on contingent assets and contingent obligations on form according to appendix 4 to this resolution;

5) the report on interbank assets and liabilities, and also conditional and possible requirements and obligations on form according to appendix 5 to this resolution;

6) the report on structure of securities portfolio on form according to appendix 6 to this resolution;

7) the report on investments of bank, and also Islamic bank into the capital of other legal entities on form according to appendix 7 to this resolution;

8) the report on structure of assets and contingent obligations, and also reserves (provisions) created according to international accounting standards on form according to appendix 8 to this resolution;

9) the report on loans, including on which overdue debt on principal debt and (or) the added remuneration in details, and also about the size of reserves (provisions) created according to international accounting standards in form according to appendix 9 to this resolution is had;

10) the report on the transactions with the faces tied with bank the special relations, concluded during month under report, and also existing on reporting date on form according to appendix 10 to this resolution;

11) the operations statement repo, the return repo in form according to appendix 11 to this resolution;

12) the report on the payment due date which remained before repayment on form according to appendix 12 to this resolution;

13) the report on the main sources of the attracted money on form according to appendix 13 to this resolution;

14) Rules of submission of the reporting by banks of the second level of the Republic of Kazakhstan according to appendix 14 to this resolution.

2. Banks of the second level of the Republic of Kazakhstan in electronic format submit in National Bank of the Republic of Kazakhstan the report on remaining balance on balance and off-balance sheet accounts of banks of the second level provided by the subitem 2) of Item 1 of this resolution in the following terms:

the daily report - no later than three working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

the monthly report - no later than five working days following behind the last day of month under report.

Banks of the second level of the Republic of Kazakhstan monthly in electronic format submit the reports provided by subitems 3), 4), 5), 6), 7), 8), 9), 11) and 12) of Item 1 of this resolution - no later than the seventh working day of the month following month under report; the reporting provided by the subitem 10) of Item 1 of this resolution - no later than the fifteenth working day of the month following month under report.

Banks of the second level of the Republic of Kazakhstan monthly in electronic format submit the report provided by the subitem 13) of Item 1 of this resolution - no later than the fifteenth following month under report.

In case of completion of calendar quarter in month under report, the report provided by the subitem 13) of Item 1 of this resolution is provided no later than the fifteenth working day of the month following for finished quarter.

The monthly reporting (taking into account final turnovers on intra banking activities) provided by subitems 2), 3), 4), 5), 6), 7), 8), 9), 11) and 12) of Item 1 of this resolution is provided in addition for December by banks of the second level of the Republic of Kazakhstan (including the banks which were not carrying out final turnovers) no later than February first of the following financial year.

3. Recognize invalid some resolutions of Board of National Bank of the Republic of Kazakhstan according to appendix 15 to this resolution.

4. To department of researches and statistics (Tutushkin V. A.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Sarsenov N. V.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the date of state registration of this resolution the direction it the copy in paper and electronic type in the Kazakh and Russian languages in the Republican state company on the right of economic maintaining "The republican center of legal information" for official publication and inclusion in Reference control bank of regulatory legal acts of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

4) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by subitems 2), 3) of this Item and Item 5 of this resolution.

5. To management on consumer protection of financial services and external communications (Terentyev A. L.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

6. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Kurmanov Zh. B.

7. This resolution becomes effective since September 1, 2018.

Chairman of National Bank

D. Akishev

It is approved

Chairman of Committee according to the statistics Ministries of national economy of the Republic of Kazakhstan

August 10, 2018

_________________ N. Aydapkelov

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 137

List of the reporting of banks of the second level of the Republic of Kazakhstan

The reporting of banks of the second level of the Republic of Kazakhstan includes:

1) the report on remaining balance on balance and off-balance sheet accounts of banks of the second level;

2) report on additional data;

3) report on contingent assets and contingent obligations;

4) report on interbank assets and liabilities, and also conditional and possible requirements and obligations;

5) report on structure of securities portfolio;

6) report on investments of bank, and also Islamic bank into the capital of other legal entities;

7) the report on structure of assets and contingent obligations, and also reserves (provisions) created according to international accounting standards;

8) the report on loans, including on which overdue debt on principal debt and (or) the added remuneration in details, and also about the size of reserves (provisions) created according to international accounting standards is had;

9) the report on the transactions with the faces tied with bank the special relations, concluded during month under report, and also existing on reporting date;

10) operations statement repo, the return repo;

11) the report on the payment due date which remained before repayment;

12) the report on the main sources of the attracted money.

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 137

The form intended for collection of administrative data

The report on remaining balance on balance and off-balance sheet accounts of banks of the second level

Accounting period: for "___" "_________________" 20 __ years

Index: 700-N

Frequency: daily, monthly

Represents: bank of the second level of the Republic of Kazakhstan

Where the form is represented: National Bank of the Republic of Kazakhstan

Representation terms:

daily - no later than three working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

monthly - no later than five working days following behind the last day of month under report, and also in addition for December (taking into account final turnovers on intra banking activities) - no later than February first of the following financial year.

Form

_________________________________________________________________

(full name of bank of the second level)

for _________________

(in thousands of tenges)

		(in thousands of tenges)
Account numbers	Account names		Amount
1	ASSETS
1000	Money
1001	Cash in cash desk
1002	Banknotes and coins in transit
1003	Cash in exchange points
1004	Cash in evening cash desk
1005	Cash in ATMs and electronic terminals
1006	Money in travel checks in transit
1007	The coins made of precious metals in cash desk
1008	Money in travel checks
1009	The collection coins made of non-noble metals in cash desk
1010	The affined precious metals
1011	The affined precious metals
1012	The affined precious metals in transit
1013	The affined precious metals placed on metal accounts
1050	Correspondent accounts
1051	Correspondent account in National Bank of the Republic of Kazakhstan
1052	Correspondent accounts in other banks
1053	Current accounts of the mortgage organizations in banks
1054	Reserves (provisions) on covering of losses on correspondent accounts in other banks and to current accounts of the mortgage organizations
1055	Current accounts of banks in National Bank of the Republic of Kazakhstan
1100	Requirements to National Bank of the Republic of Kazakhstan
1101	Deposits in National Bank of the Republic of Kazakhstan (for one night)
1102	On-demand deposits in National Bank of the Republic of Kazakhstan
1103	Term deposits in National Bank of the Republic of Kazakhstan
1104	Required reserves in National Bank of the Republic of Kazakhstan
1105	Discount on the deposits placed in National Bank of the Republic of Kazakhstan
1106	Award on the deposits placed in National Bank of the Republic of Kazakhstan
1150	Banknotes of national currency before release into the stream of commerce
1150	Banknotes of national currency before release into the stream of commerce
1200	The securities carried at fair value through profit or loss
1201	The securities carried at fair value through profit or loss
1202	Overdue debt on the securities carried at fair value through profit or loss
1205	Discount on the acquired securities carried at fair value through profit or loss
1206	Premium to the acquired securities carried at fair value through profit or loss
1208	The account of positive fair value adjustment of the securities carried at fair value through profit or loss
1209	The account of negative fair value adjustment of the securities carried at fair value through profit or loss
1250	The deposits placed in other banks
1251	The deposits placed in other banks (for one night)
1252	The on-demand deposits placed in other banks
1253	The short-term deposits placed in other banks (up to one month)
1254	The short-term deposits placed in other banks (up to one year)
1255	The long-term deposits placed in other banks
1256	The conditional deposits placed in other banks
1257	Overdue debt of other banks on deposits
1259	Reserves (provisions) on the deposits placed in other banks
1260	The account of positive value adjustment of the term deposit placed in other banks
1261	The account of negative value adjustment of the term deposit placed in other banks
1262	The account of positive value adjustment of the conditional contribution placed in other banks
1263	The account of negative value adjustment of the conditional contribution placed in other banks
1264	The contribution which is providing obligations of bank, mortgage organization and Development Bank of Kazakhstan joint-stock company
1265	Discount on the deposits placed in other banks
1266	Award on the deposits placed in other banks
1267	The account of storage of the money transferred as providing (pledge, deposit) obligations of bank and mortgage organization
1300	The loans granted other banks
1301	Loans the overdraft on correspondent accounts of other banks
1302	The short-term loans granted other banks
1303	The loans overnight granted other banks
1304	The long-term loans granted other banks
1305	Financial leasing to other banks
1306	Overdue debt of other banks on loans
1309	Overdue debt of other banks on financial leasing
1310	The account of positive value adjustment of the loan granted other banks
1311	The account of negative value adjustment of the loan granted other banks
1312	Discount on the loans granted other banks
1313	Award on the loans granted other banks
1319	Reserves (provisions) on the loans and financial leasing provided to other banks
1332	The account of positive fair value adjustment of the loans carried at fair value through other comprehensive income
1333	The account of negative fair value adjustment of the loans carried at fair value through other comprehensive income
1350	Settlings with branches
1351	Settlings with head office
1352	Settlings with local branches
1353	Settlings with foreign subsidiaries
1400	Requirements to clients
1401	The loans the overdraft granted clients
1403	Accounts on credit cards of clients
1405	The considered bills of exchange of clients
1406	The remuneration added by the previous bill holders according to discounted bills of clients
1407	Factoring to clients
1409	Overdue debt of clients on factoring
1411	The short-term loans granted clients
1417	The long-term loans granted clients
1420	Financial leasing to clients
1421	Overdue debt of clients on financial leasing
1422	Forfaiting to clients
1423	Overdue debt of clients on forfaiting
1424	Overdue debt of clients on loans
1425	The protested bills of exchange of clients
1426	Requirements to the client on transactions of financing of trading activity
1427	Overdue debt on transactions of financing of trading activity
1428	Reserves (provisions) on the loans and financial leasing provided to clients
1429	The other loans granted clients
1430	The account of positive value adjustment of the loan granted clients
1431	The account of negative value adjustment of the loan granted clients
1432	Discount according to discounted bills
1433	Premium to discounted bills
1434	Discount on the loans granted clients
1435	Award on the loans granted clients
1445	The financial assets delivered in trust management
1450	The securities carried at fair value through other comprehensive income
1452	The securities carried at fair value through other comprehensive income
1453	Discount on the acquired securities carried at fair value through other comprehensive income
1454	Premium to the acquired securities carried at fair value through other comprehensive income
1456	The account of positive fair value adjustment of the securities carried at fair value through other comprehensive income
1457	The account of negative fair value adjustment of the securities carried at fair value through other comprehensive income
1459	Overdue debt on the securities carried at fair value through other comprehensive income
1460	Transactions "the return repo" with securities
1461	Transactions "the return repo" with securities
1462	Overdue debt on transactions "the return repo" with securities
1463	Reserves (provisions) on covering of losses on transactions "the return repo" with securities
1470	Investments into the capital and subordinated debt
1471	Investments into the affiliated organizations
1472	Investments into associated organizations
1473	Investments of Islamic bank into productive and trading activity
1475	Investments into subordinated debt
1476	Other investments
1477	Reserves (provisions) on covering of losses on investments into the capital and subordinated debt
1480	The securities considered on depreciated cost
1481	The securities considered on depreciated cost
1482	Discount on the securities considered on depreciated cost
1483	Premium to the securities considered on depreciated cost
1485	Overdue debt on the securities considered on depreciated cost
1486	Reserves (provisions) on covering of losses on the securities considered on depreciated cost
1490	The other financial assets considered on depreciated cost
1491	The other financial assets considered on depreciated cost
1492	Discount on the other financial assets considered on depreciated cost
1493	Award on the other financial assets considered on depreciated cost
1494	Overdue debt on the other financial assets considered on depreciated cost
1495	Reserves (provisions) on covering of losses on the other financial assets considered on depreciated cost
1550	Calculations for payments
1551	Settlings with other banks
1552	Settlings with clients
1553	Settlings with clients on investment deposits
1600	Inventories
1601	Not affined precious metals
1602	Other inventories
1603	The coins made of precious metals in warehouse
1604	The collection coins made of non-noble metals in warehouse
1610	Non-current assets, held for sale
1610	Non-current assets, held for sale
1650, 1690	Fixed assets and intangible assets
1651	The under construction (established) fixed assets
1652	Earth, buildings and constructions
1653	Computer equipment
1654	Other fixed assets
1655	The fixed assets accepted in financial leasing
1656	The fixed assets intended for leasing
1657	Capital costs on leased buildings
1658	Vehicles
1659	Intangible assets
1660	The created (developed) intangible assets
1661	Goodwill
1662	Investment property
1692	Charged depreciation on buildings and constructions
1693	Charged depreciation on the computer equipment
1694	Charged depreciation on other fixed assets
1695	Charged depreciation on the fixed assets received on financial leasing
1696	Charged depreciation on the fixed assets intended for leasing
1697	Charged depreciation on capital costs on leased buildings
1698	Charged depreciation on vehicles
1699	Charged depreciation on intangible assets
1700	The imputed incomes connected with receipt of remuneration
1705	Imputed incomes on correspondent accounts
1710	Imputed incomes on the deposits placed in National Bank of the Republic of Kazakhstan
1725	Imputed incomes on the deposits placed in other banks
1726	Overdue remuneration on the deposits placed in other banks
1727	Imputed incomes on the affined precious metals placed on metal accounts
1728	Imputed incomes on the contribution which is providing obligations of bank, mortgage organization and Development Bank of Kazakhstan joint-stock company
1729	Imputed incomes on transactions with investment deposits
1730	Imputed incomes on the loans and financial leasing provided to other banks
1731	Overdue remuneration on the loans and financial leasing provided to other banks
1735	Imputed incomes by calculations between head office and its branches
1740	Imputed incomes on the loans and financial leasing provided to clients
1741	Overdue remuneration on the loans and financial leasing provided to clients
1744	Imputed incomes on the securities carried at fair value through profit or loss
1745	Imputed incomes on the securities considered on depreciated cost
1746	Imputed incomes on the securities carried at fair value through other comprehensive income
1747	Imputed incomes on investments into the capital and subordinated debt
1748	Imputed incomes on transactions "the return repo" with securities
1749	Other overdue remuneration
1750	Overdue remuneration on securities
1752	Imputed incomes according to discounted bills
1753	Imputed incomes on transactions with derivative financial instruments
1755	Imputed incomes on the financial assets delivered in trust management
1756	Imputed incomes on other transactions
1757	Imputed incomes on other debt instruments in category "loans and receivables"
1771	Imputed incomes of Islamic bank on investing activities under lease
1772	Overdue debt on investing activities under lease
1790	Advance payment of remuneration and expenses
1792	Remuneration advance payment on the obtained loans and deposits
1793	Deferred expenses
1799	Other advance payments
1810	The added commission income
1811	The added commission income for services in translated transactions
1812	The added commission income for agency services
1813	The added commission income for services in purchase and sale of securities
1814	The added commission income for services in purchase and sale of foreign currency
1815	The added commission income for services in confidential transactions
1816	The added commission income for services in transactions with guarantees
1817	The added commission income for services in acceptance of deposits, opening and maintaining bank accounts of clients
1818	The added other commission incomes
1819	The added commission income on professional activity in the security market
1820	The added commission income for the acceptance of payment documents
1821	The added commission income for services in cash transactions
1822	The added commission income by documentary calculations
1823	The added commission income for services in forfaiting transactions
1824	The added commission income for services in factoring transactions
1825	The added commission income for services in collection
1826	The added commission income for services in purchase and sale of the affined precious metals
1827	The added commission income for services in safe transactions
1830	Overdue commission income
1831	Overdue commission income for services in translated transactions
1832	Overdue commission income for agency services
1833	Overdue commission income for services in purchase and sale of securities
1834	Overdue commission income for services in purchase and sale of foreign currency
1835	Overdue commission income for services in confidential transactions
1836	Overdue commission income for services in guarantees issued
1837	Overdue commission income for services in acceptance of deposits, opening and maintaining bank accounts of clients
1838	Overdue other commission incomes
1839	Overdue commission income on professional activity in the security market
1840	Overdue commission income for the acceptance of payment documents
1841	Overdue commission income for services in cash transactions
1842	Overdue commission income by documentary calculations
1843	Overdue commission income for services in forfaiting transactions
1844	Overdue commission income for services in factoring transactions
1845	Reserves (provisions) on covering of losses according to the added and overdue commission income
1850	Other debtors
1851	Calculations for taxes and other obligatory payments in the budget
1852	Settlings with professional participants of the security market
1853	Settlings with shareholders (according to dividends)
1854	Settlings with workers
1855	Debtors by documentary calculations
1856	Debtors on the capital investments
1857	Deferred tax assets
1858	Short foreign exchange position on foreign currency
1859	The countercost of foreign currency in tenge (long foreign exchange position)
1860	Other debtors on banking activity
1861	Debtors on guarantees
1864	Requirements to the client for the accepted bills of exchange
1867	Other debtors on nonbasic activities
1870	Other transit accounts
1871	Transit accounts for transfers of physical persons without opening of the account
1873	Short position on the affined precious metals
1874	The countercost of the affined precious metals in tenge (long position on the affined precious metals)
1876	Reserves (provisions) on covering of losses from other banking activity
1877	Reserves (provisions) on covering of losses on receivables connected with banking activity
1878	Reserves (provisions) on covering of losses on receivables connected with nonbasic activities
1879	Accrued penalty (penalty, penalty fee)
1880	The securitized assets
1880	The securitized assets
1890	Requirements for transactions with derivative financial instruments and to dealing transactions
1891	Requirements for transactions future
1892	Requirements for transactions forward
1893	Requirements for option transactions
1894	Requirements for transactions spot
1895	Requirements for swap transactions
1899	Requirements for transactions with other derivative financial instruments
2	OBLIGATIONS
2010	Correspondent accounts
2011	Correspondent accounts of National Bank of the Republic of Kazakhstan
2012	Correspondent accounts of foreign Central Banks
2013	Correspondent accounts of other banks
2014	Correspondent accounts of the organizations performing separate types of banking activities
2016	Metal accounts of other banks in the affined precious metals
2020	On-demand deposits of other banks
2021	On-demand deposits of National Bank of the Republic of Kazakhstan
2022	On-demand deposits of foreign Central Banks

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