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RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of June 29, 2018 No. 137

About approval of the list, forms, terms of the reporting of banks of the second level of the Republic of Kazakhstan and Rules of their representation

According to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", of August 31, 1995 "About banks and banking activity in the Republic of Kazakhstan", of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations" and of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) the list of the reporting of banks of the second level of the Republic of Kazakhstan according to appendix 1 to this resolution;

2) the report on remaining balance on balance and off-balance sheet accounts of banks of the second level in form according to appendix 2 to this resolution;

3) the report on additional data on form according to appendix 3 to this resolution;

4) the report on contingent assets and contingent obligations on form according to appendix 4 to this resolution;

5) the report on interbank assets and liabilities, and also conditional and possible requirements and obligations on form according to appendix 5 to this resolution;

6) the report on structure of securities portfolio on form according to appendix 6 to this resolution;

7) the report on investments of bank, and also Islamic bank into the capital of other legal entities on form according to appendix 7 to this resolution;

8) the report on structure of assets and contingent obligations, and also reserves (provisions) created according to international accounting standards on form according to appendix 8 to this resolution;

9) the report on loans, including on which overdue debt on principal debt and (or) the added remuneration in details, and also about the size of reserves (provisions) created according to international accounting standards in form according to appendix 9 to this resolution is had;

10) the report on the transactions with the faces tied with bank the special relations, concluded during month under report, and also existing on reporting date on form according to appendix 10 to this resolution;

11) the operations statement repo, the return repo in form according to appendix 11 to this resolution;

12) the report on the payment due date which remained before repayment on form according to appendix 12 to this resolution;

13) the report on the main sources of the attracted money on form according to appendix 13 to this resolution;

14) Rules of submission of the reporting by banks of the second level of the Republic of Kazakhstan according to appendix 14 to this resolution.

2. Banks of the second level of the Republic of Kazakhstan in electronic format submit in National Bank of the Republic of Kazakhstan the report on remaining balance on balance and off-balance sheet accounts of banks of the second level provided by the subitem 2) of Item 1 of this resolution in the following terms:

the daily report - no later than three working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

the monthly report - no later than five working days following behind the last day of month under report.

Banks of the second level of the Republic of Kazakhstan monthly in electronic format submit the reports provided by subitems 3), 4), 5), 6), 7), 8), 9), 11) and 12) of Item 1 of this resolution - no later than the seventh working day of the month following month under report; the reporting provided by the subitem 10) of Item 1 of this resolution - no later than the fifteenth working day of the month following month under report.

Banks of the second level of the Republic of Kazakhstan monthly in electronic format submit the report provided by the subitem 13) of Item 1 of this resolution - no later than the fifteenth following month under report.

In case of completion of calendar quarter in month under report, the report provided by the subitem 13) of Item 1 of this resolution is provided no later than the fifteenth working day of the month following for finished quarter.

The monthly reporting (taking into account final turnovers on intra banking activities) provided by subitems 2), 3), 4), 5), 6), 7), 8), 9), 11) and 12) of Item 1 of this resolution is provided in addition for December by banks of the second level of the Republic of Kazakhstan (including the banks which were not carrying out final turnovers) no later than February first of the following financial year.

3. Recognize invalid some resolutions of Board of National Bank of the Republic of Kazakhstan according to appendix 15 to this resolution.

4. To department of researches and statistics (Tutushkin V. A.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Sarsenov N. V.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the date of state registration of this resolution the direction it the copy in paper and electronic type in the Kazakh and Russian languages in the Republican state company on the right of economic maintaining "The republican center of legal information" for official publication and inclusion in Reference control bank of regulatory legal acts of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

4) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by subitems 2), 3) of this Item and Item 5 of this resolution.

5. To management on consumer protection of financial services and external communications (Terentyev A. L.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

6. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Kurmanov Zh. B.

7. This resolution becomes effective since September 1, 2018.

Chairman of National Bank

D. Akishev

It is approved

Chairman of Committee according to the statistics Ministries of national economy of the Republic of Kazakhstan

August 10, 2018

 

_________________ N. Aydapkelov

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 137

List of the reporting of banks of the second level of the Republic of Kazakhstan

The reporting of banks of the second level of the Republic of Kazakhstan includes:

1) the report on remaining balance on balance and off-balance sheet accounts of banks of the second level;

2) report on additional data;

3) report on contingent assets and contingent obligations;

4) report on interbank assets and liabilities, and also conditional and possible requirements and obligations;

5) report on structure of securities portfolio;

6) report on investments of bank, and also Islamic bank into the capital of other legal entities;

7) the report on structure of assets and contingent obligations, and also reserves (provisions) created according to international accounting standards;

8) the report on loans, including on which overdue debt on principal debt and (or) the added remuneration in details, and also about the size of reserves (provisions) created according to international accounting standards is had;

9) the report on the transactions with the faces tied with bank the special relations, concluded during month under report, and also existing on reporting date;

10) operations statement repo, the return repo;

11) the report on the payment due date which remained before repayment;

12) the report on the main sources of the attracted money.

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 137

The form intended for collection of administrative data

The report on remaining balance on balance and off-balance sheet accounts of banks of the second level

Accounting period: for "___" "_________________" 20 __ years

Index: 700-N

Frequency: daily, monthly

Represents: bank of the second level of the Republic of Kazakhstan

Where the form is represented: National Bank of the Republic of Kazakhstan

Representation terms:

daily - no later than three working days following behind reporting day (except for reports for the first reporting days of month which are represented along with the monthly report);

monthly - no later than five working days following behind the last day of month under report, and also in addition for December (taking into account final turnovers on intra banking activities) - no later than February first of the following financial year.

Form

_________________________________________________________________

                  (full name of bank of the second level)

for _________________

  (in thousands of tenges) 

 

(in thousands of tenges)

Account numbers

Account names

Amount


 1

ASSETS




1000

Money




1001

Cash in cash desk




1002

Banknotes and coins in transit




1003

Cash in exchange points




1004

Cash in evening cash desk




1005

Cash in ATMs and electronic terminals




1006

Money in travel checks in transit




1007

The coins made of precious metals in cash desk




1008

Money in travel checks




1009

The collection coins made of non-noble metals in cash desk




1010

The affined precious metals




1011

The affined precious metals




1012

The affined precious metals in transit




1013

The affined precious metals placed on metal accounts




1050

Correspondent accounts




1051

Correspondent account in National Bank of the Republic of Kazakhstan




1052

Correspondent accounts in other banks




1053

Current accounts of the mortgage organizations in banks




1054

Reserves (provisions) on covering of losses on correspondent accounts in other banks and to current accounts of the mortgage organizations




1055

Current accounts of banks in National Bank of the Republic of Kazakhstan




1100

Requirements to National Bank of the Republic of Kazakhstan




1101

Deposits in National Bank of the Republic of Kazakhstan (for one night)




1102

On-demand deposits in National Bank of the Republic of Kazakhstan




1103

Term deposits in National Bank of the Republic of Kazakhstan




1104

Required reserves in National Bank of the Republic of Kazakhstan




1105

Discount on the deposits placed in National Bank of the Republic of Kazakhstan




1106

Award on the deposits placed in National Bank of the Republic of Kazakhstan




1150

Banknotes of national currency before release into the stream of commerce




1150

Banknotes of national currency before release into the stream of commerce




1200

The securities carried at fair value through profit or loss




1201

The securities carried at fair value through profit or loss




1202

Overdue debt on the securities carried at fair value through profit or loss




1205

Discount on the acquired securities carried at fair value through profit or loss




1206

Premium to the acquired securities carried at fair value through profit or loss




1208

The account of positive fair value adjustment of the securities carried at fair value through profit or loss




1209

The account of negative fair value adjustment of the securities carried at fair value through profit or loss




1250

The deposits placed in other banks




1251

The deposits placed in other banks (for one night)




1252

The on-demand deposits placed in other banks




1253

The short-term deposits placed in other banks (up to one month)




1254

The short-term deposits placed in other banks (up to one year)




1255

The long-term deposits placed in other banks




1256

The conditional deposits placed in other banks




1257

Overdue debt of other banks on deposits




1259

Reserves (provisions) on the deposits placed in other banks




1260

The account of positive value adjustment of the term deposit placed in other banks




1261

The account of negative value adjustment of the term deposit placed in other banks




1262

The account of positive value adjustment of the conditional contribution placed in other banks




1263

The account of negative value adjustment of the conditional contribution placed in other banks




1264

The contribution which is providing obligations of bank, mortgage organization and Development Bank of Kazakhstan joint-stock company




1265

Discount on the deposits placed in other banks




1266

Award on the deposits placed in other banks




1267

The account of storage of the money transferred as providing (pledge, deposit) obligations of bank and mortgage organization




1300

The loans granted other banks




1301

Loans the overdraft on correspondent accounts of other banks




1302

The short-term loans granted other banks




1303

The loans overnight granted other banks




1304

The long-term loans granted other banks




1305

Financial leasing to other banks




1306

Overdue debt of other banks on loans




1309

Overdue debt of other banks on financial leasing




1310

The account of positive value adjustment of the loan granted other banks




1311

The account of negative value adjustment of the loan granted other banks




1312

Discount on the loans granted other banks




1313

Award on the loans granted other banks




1319

Reserves (provisions) on the loans and financial leasing provided to other banks




1332

The account of positive fair value adjustment of the loans carried at fair value through other comprehensive income




1333

The account of negative fair value adjustment of the loans carried at fair value through other comprehensive income




1350

Settlings with branches




1351

Settlings with head office




1352

Settlings with local branches




1353

Settlings with foreign subsidiaries




1400

Requirements to clients




1401

The loans the overdraft granted clients




1403

Accounts on credit cards of clients




1405

The considered bills of exchange of clients




1406

The remuneration added by the previous bill holders according to discounted bills of clients




1407

Factoring to clients




1409

Overdue debt of clients on factoring




1411

The short-term loans granted clients




1417

The long-term loans granted clients




1420

Financial leasing to clients




1421

Overdue debt of clients on financial leasing




1422

Forfaiting to clients




1423

Overdue debt of clients on forfaiting




1424

Overdue debt of clients on loans




1425

The protested bills of exchange of clients




1426

Requirements to the client on transactions of financing of trading activity




1427

Overdue debt on transactions of financing of trading activity




1428

Reserves (provisions) on the loans and financial leasing provided to clients




1429

The other loans granted clients




1430

The account of positive value adjustment of the loan granted clients




1431

The account of negative value adjustment of the loan granted clients




1432

Discount according to discounted bills




1433

Premium to discounted bills




1434

Discount on the loans granted clients




1435

Award on the loans granted clients




1445

The financial assets delivered in trust management




1450

The securities carried at fair value through other comprehensive income




1452

The securities carried at fair value through other comprehensive income




1453

Discount on the acquired securities carried at fair value through other comprehensive income




1454

Premium to the acquired securities carried at fair value through other comprehensive income




1456

The account of positive fair value adjustment of the securities carried at fair value through other comprehensive income




1457

The account of negative fair value adjustment of the securities carried at fair value through other comprehensive income




1459

Overdue debt on the securities carried at fair value through other comprehensive income




1460

Transactions "the return repo" with securities




1461

Transactions "the return repo" with securities




1462

Overdue debt on transactions "the return repo" with securities




1463

Reserves (provisions) on covering of losses on transactions "the return repo" with securities




1470

Investments into the capital and subordinated debt




1471

Investments into the affiliated organizations




1472

Investments into associated organizations




1473

Investments of Islamic bank into productive and trading activity




1475

Investments into subordinated debt




1476

Other investments




1477

Reserves (provisions) on covering of losses on investments into the capital and subordinated debt




1480

The securities considered on depreciated cost




1481

The securities considered on depreciated cost




1482

Discount on the securities considered on depreciated cost




1483

Premium to the securities considered on depreciated cost




1485

Overdue debt on the securities considered on depreciated cost




1486

Reserves (provisions) on covering of losses on the securities considered on depreciated cost




1490

The other financial assets considered on depreciated cost




1491

The other financial assets considered on depreciated cost




1492

Discount on the other financial assets considered on depreciated cost




1493

Award on the other financial assets considered on depreciated cost




1494

Overdue debt on the other financial assets considered on depreciated cost




1495

Reserves (provisions) on covering of losses on the other financial assets considered on depreciated cost




1550

Calculations for payments




1551

Settlings with other banks




1552

Settlings with clients




1553

Settlings with clients on investment deposits




1600

Inventories




1601

Not affined precious metals




1602

Other inventories




1603

The coins made of precious metals in warehouse




1604

The collection coins made of non-noble metals in warehouse




1610

Non-current assets, held for sale




1610

Non-current assets, held for sale




1650,
1690

Fixed assets and intangible assets




1651

The under construction (established) fixed assets




1652

Earth, buildings and constructions




1653

Computer equipment




1654

Other fixed assets




1655

The fixed assets accepted in financial leasing




1656

The fixed assets intended for leasing




1657

Capital costs on leased buildings




1658

Vehicles




1659

Intangible assets




1660

The created (developed) intangible assets




1661

Goodwill




1662

Investment property




1692

Charged depreciation on buildings and constructions




1693

Charged depreciation on the computer equipment




1694

Charged depreciation on other fixed assets




1695

Charged depreciation on the fixed assets received on financial leasing




1696

Charged depreciation on the fixed assets intended for leasing




1697

Charged depreciation on capital costs on leased buildings




1698

Charged depreciation on vehicles




1699

Charged depreciation on intangible assets




1700

The imputed incomes connected with receipt of remuneration




1705

Imputed incomes on correspondent accounts




1710

Imputed incomes on the deposits placed in National Bank of the Republic of Kazakhstan




1725

Imputed incomes on the deposits placed in other banks




1726

Overdue remuneration on the deposits placed in other banks




1727

Imputed incomes on the affined precious metals placed on metal accounts




1728

Imputed incomes on the contribution which is providing obligations of bank, mortgage organization and Development Bank of Kazakhstan joint-stock company




1729

Imputed incomes on transactions with investment deposits




1730

Imputed incomes on the loans and financial leasing provided to other banks




1731

Overdue remuneration on the loans and financial leasing provided to other banks




1735

Imputed incomes by calculations between head office and its branches




1740

Imputed incomes on the loans and financial leasing provided to clients




1741

Overdue remuneration on the loans and financial leasing provided to clients




1744

Imputed incomes on the securities carried at fair value through profit or loss




1745

Imputed incomes on the securities considered on depreciated cost




1746

Imputed incomes on the securities carried at fair value through other comprehensive income




1747

Imputed incomes on investments into the capital and subordinated debt




1748

Imputed incomes on transactions "the return repo" with securities




1749

Other overdue remuneration




1750

Overdue remuneration on securities




1752

Imputed incomes according to discounted bills




1753

Imputed incomes on transactions with derivative financial instruments




1755

Imputed incomes on the financial assets delivered in trust management




1756

Imputed incomes on other transactions




1757

Imputed incomes on other debt instruments in category "loans and receivables"




1771

Imputed incomes of Islamic bank on investing activities under lease




1772

Overdue debt on investing activities under lease




1790

Advance payment of remuneration and expenses




1792

Remuneration advance payment on the obtained loans and deposits




1793

Deferred expenses




1799

Other advance payments




1810

The added commission income




1811

The added commission income for services in translated transactions




1812

The added commission income for agency services




1813

The added commission income for services in purchase and sale of securities




1814

The added commission income for services in purchase and sale of foreign currency




1815

The added commission income for services in confidential transactions




1816

The added commission income for services in transactions with guarantees




1817

The added commission income for services in acceptance of deposits, opening and maintaining bank accounts of clients




1818

The added other commission incomes




1819

The added commission income on professional activity in the security market




1820

The added commission income for the acceptance of payment documents




1821

The added commission income for services in cash transactions




1822

The added commission income by documentary calculations




1823

The added commission income for services in forfaiting transactions




1824

The added commission income for services in factoring transactions




1825

The added commission income for services in collection




1826

The added commission income for services in purchase and sale of the affined precious metals




1827

The added commission income for services in safe transactions




1830

Overdue commission income




1831

Overdue commission income for services in translated transactions




1832

Overdue commission income for agency services




1833

Overdue commission income for services in purchase and sale of securities




1834

Overdue commission income for services in purchase and sale of foreign currency




1835

Overdue commission income for services in confidential transactions




1836

Overdue commission income for services in guarantees issued




1837

Overdue commission income for services in acceptance of deposits, opening and maintaining bank accounts of clients




1838

Overdue other commission incomes




1839

Overdue commission income on professional activity in the security market




1840

Overdue commission income for the acceptance of payment documents




1841

Overdue commission income for services in cash transactions




1842

Overdue commission income by documentary calculations




1843

Overdue commission income for services in forfaiting transactions




1844

Overdue commission income for services in factoring transactions




1845

Reserves (provisions) on covering of losses according to the added and overdue commission income




1850

Other debtors




1851

Calculations for taxes and other obligatory payments in the budget




1852

Settlings with professional participants of the security market




1853

Settlings with shareholders (according to dividends)




1854

Settlings with workers




1855

Debtors by documentary calculations




1856

Debtors on the capital investments




1857

Deferred tax assets




1858

Short foreign exchange position on foreign currency




1859

The countercost of foreign currency in tenge (long foreign exchange position)




1860

Other debtors on banking activity




1861

Debtors on guarantees




1864

Requirements to the client for the accepted bills of exchange




1867

Other debtors on nonbasic activities




1870

Other transit accounts




1871

Transit accounts for transfers of physical persons without opening of the account




1873

Short position on the affined precious metals




1874

The countercost of the affined precious metals in tenge (long position on the affined precious metals)




1876

Reserves (provisions) on covering of losses from other banking activity




1877

Reserves (provisions) on covering of losses on receivables connected with banking activity




1878

Reserves (provisions) on covering of losses on receivables connected with nonbasic activities




1879

Accrued penalty (penalty, penalty fee)




1880

The securitized assets




1880

The securitized assets




1890

Requirements for transactions with derivative financial instruments and to dealing transactions




1891

Requirements for transactions future




1892

Requirements for transactions forward




1893

Requirements for option transactions




1894

Requirements for transactions spot




1895

Requirements for swap transactions




1899

Requirements for transactions with other derivative financial instruments




 2

OBLIGATIONS




2010

Correspondent accounts




2011

Correspondent accounts of National Bank of the Republic of Kazakhstan




2012

Correspondent accounts of foreign Central Banks




2013

Correspondent accounts of other banks




2014

Correspondent accounts of the organizations performing separate types of banking activities




2016

Metal accounts of other banks in the affined precious metals




2020

On-demand deposits of other banks




2021

On-demand deposits of National Bank of the Republic of Kazakhstan




2022

On-demand deposits of foreign Central Banks




2023

On-demand deposits of other banks




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