It is registered
Ministry of Justice
Russian Federation
On July 3, 2018 No. 51513
of April 19, 2018 No. 4777-U
About forms, terms and procedure for creation and submission of the reporting of specialized depositary to the Bank of Russia, form, procedure and term of submission of the reporting of specialized depositary to the insurer, and also form and term of submission of the reporting of specialized depositary to the managing company exercising trust management of accumulatings for housing providing the military personnel and the authorized federal executive body providing functioning of accumulative and mortgage system of housing providing the military personnel
This Instruction based on the subitem 6 of Item 8 of article 26.2 of the Law of the Russian Federation of November 27, 1992 No. 4015-1 "About the organization of insurance case in the Russian Federation" (Sheets of the Congress of People's Deputies of the Russian Federation and the Supreme Council of the Russian Federation, 1993, No. 2, Art. 56; Russian Federation Code, 1998, No. 1, Art. 4; 1999, No. 47, Art. 5622; 2002, No. 12, Art. 1093; No. 18, Art. 1721; 2003, No. 50, Art. 4855, Art. 4858; 2004, No. 30, Art. 3085; 2005, No. 10, Art. 760; No. 30, Art. 3101, Art. 3115; 2007, No. 22, Art. 2563; No. 46, Art. 5552; No. 49, Art. 6048; 2009, No. 44, Art. 5172; 2010, No. 17, Art. 1988; No. 31, Art. 4195; No. 49, Art. 6409; 2011, No. 30, Art. 4584; No. 49, Art. 7040; 2012, No. 53, Art. 7592; 2013, No. 26, Art. 3207; No. 30, Art. 4067; No. 52, Art. 6975; 2014, No. 23, Art. 2934; No. 30, Art. 4224; No. 45, Art. 6154; 2015, No. 10, Art. 1409; No. 27, Art. 3946, Art. 4001; No. 29, Art. 4357, Art. 4385; No. 48, Art. 6715; 2016, №1, of Art. 52; No. 22, Art. 3094; No. 26, Art. 3863, Art. 3891; No. 27, Art. 4225, Art. 4294, Art. 4296; 2017, No. 31, Art. 4754, Art. 4830; 2018, No. 1, the Art. 66) (further - the Law of the Russian Federation of November 27, 1992 No. 4015-1 "About the organization of insurance case in the Russian Federation"), Items 1 and 2 of Article 54 and subitem 5 of Item 2 of article 55 of the Federal Law of November 29, 2001 No. 156-FZ "About investment funds" (The Russian Federation Code, 2001, No. 49, Art. 4562; 2004, No. 27, Art. 2711; 2006, No. 17, Art. 1780; 2007, No. 50, Art. 6247; 2008, No. 30, Art. 3616; 2009, No. 48, Art. 5731; 2010, No. 17, Art. 1988; No. 31, Art. 4193; 2011, No. 48, Art. 6728; No. 49, Art. 7040, Art. 7061; 2012, No. 31, Art. 4334; 2013, No. 26, Art. 3207; No. 27, Art. 3477; No. 30, Art. 4084; No. 51, Art. 6695, Art. 6699; 2014, No. 11, Art. 1098; 2015, No. 27, Art. 4001; No. 29, Art. 4357; 2016, No. 1, Art. 47; No. 23, Art. 3301; No. 27, Art. 4225, Art. 4294; 2017, No. 18, Art. 2661; No. 31, Art. 4830; 2018, No. 1, the Art. 66, the Art. 70, the Art. 90), article 41 of the Federal Law of November 11, 2003 No. 152-FZ "About mortgage securities" (The Russian Federation Code, 2003, No. 46, Art. 4448; 2005, No. 1, Art. 19; 2006, No. 31, Art. 3440; 2010, No. 11, Art. 1171; 2011, No. 48, Art. 6728; No. 49, Art. 7040; 2012, No. 26, Art. 3436; No. 53, Art. 7606; 2013, No. 30, Art. 4084; No. 51, Art. 6699; 2015, No. 27, Art. 4001; 2016, No. 1, Art. 81; No. 27, Art. 4294; 2017, No. 27, Art. 3938; No. 48, the Art. 7052) (further - the Federal Law of November 11, 2003 No. 152-FZ "About mortgage securities"), paragraphs of the eleventh and thirteenth of article 36.18 of the Federal Law of May 7, 1998 No. 75-FZ "About non-state pension funds" (The Russian Federation Code, 1998, No. 19, Art. 2071; 2001, No. 7, Art. 623; 2002, No. 12, Art. 1093; 2003, No. 2, Art. 166; 2004, No. 49, Art. 4854; 2005, No. 19, Art. 1755; 2006, No. 43, Art. 4412; 2007, No. 50, Art. 6247; 2008, No. 18, Art. 1942; No. 30, Art. 3616; 2009, No. 29, Art. 3619; No. 48, Art. 5731; No. 52, Art. 6450, Art. 6454; 2010, No. 17, Art. 1988; No. 31, Art. 4196; 2011, No. 29, Art. 4291; No. 48, Art. 6728; No. 49, Art. 7036, Art. 7037, Art. 7040, Art. 7061; 2012, No. 31, Art. 4322; No. 47, Art. 6391; No. 50, Art. 6965, Art. 6966; 2013, No. 19, Art. 2326; No. 30, Art. 4044, Art. 4084; No. 49, Art. 6352; No. 52, Art. 6975; 2014, No. 11, Art. 1098; No. 30, Art. 4219; 2015, No. 27, Art. 3958, Art. 4001; No. 29, Art. 4357; 2016, No. 1, Art. 41, Art. 47; No. 27, Art. 4225; 2017, No. 31, Art. 4754, Art. 4830; 2018, No. 1, Art. 66; No. 11, the Art. 1584), Item 9 of part 2 of article 21 of the Federal Law of August 20, 2004 No. 117-FZ "About accumulative and mortgage system of housing providing the military personnel" (The Russian Federation Code, 2004, No. 34, Art. 3532; 2006, No. 6, Art. 636; 2007, No. 50, Art. 6237; 2008, No. 30, Art. 3616; 2009, No. 48, Art. 5731; 2011, No. 27, Art. 3879; No. 48, Art. 6728; 2012, No. 26, Art. 3443; 2013, No. 27, Art. 3477; No. 30, Art. 4084; No. 52, Art. 6961; 2014, No. 23, Art. 2930; 2015, No. 27, Art. 4001; 2016, No. 14, Art. 1905; No. 18, Art. 2494; No. 11, Art. 1541; No. 31, the Art. 4816), the subitem 10 of Item 2 of Article 7, Items 9 and 11 of article 11 of the Federal Law of July 24, 2002 No. 111-FZ "About investment of means for financing of funded pension in the Russian Federation" (The Russian Federation Code, 2002, No. 30, Art. 3028; 2003, No. 1, Art. 13; No. 46, Art. 4431; 2004, No. 31, Art. 3217; 2005, No. 1, Art. 9; No. 19, Art. 1755; 2006, No. 6, Art. 636; 2008, No. 18, Art. 1942; No. 30, Art. 3616; 2009, No. 29, Art. 3619; No. 52, Art. 6454; 2010, No. 31, Art. 4196; 2011, No. 29, Art. 4291; No. 48, Art. 6728; No. 49, Art. 7036, Art. 7037, Art. 7040; 2012, No. 50, Art. 6965, Art. 6966; 2013, No. 30, Art. 4044, Art. 4084; No. 49, Art. 6352; No. 52, Art. 6961, Art. 6975; 2014, No. 30, Art. 4219; No. 49, Art. 6912, Art. 6919; 2015, No. 27, Art. 4001; 2016, No. 1, Art. 41, Art. 47; 2017, No. 1, Art. 52; No. 30, the Art. 4456) (further - the Federal Law of July 24, 2002 No. 111-FZ "About investment of means for financing of funded pension in the Russian Federation") and article 76.6 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 27, Art. 3950; No. 30, Art. 4456; No. 31, Art. 4830; No. 50, Art. 7562; 2018, No. 1, Art. 66; No. 9, Art. 1286; No. 11, the Art. 1584, 1588) (further - the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)") establishes the Art.:
forms, terms and procedure for creation and submission to the Bank of Russia of the reporting of the specialized depositary performing accounting and storage of the property constituting mortgage covering, and also control of the order this property;
forms, terms and procedure for creation and submission to the Bank of Russia of the reporting of the specialized depositary which signed the service provision agreement with the non-state pension fund performing forming of funded pension and the managing company performing investment of means of pension accruals;
forms, terms and procedure for creation and submission to the Bank of Russia of the reporting of the specialized depositary which signed the service provision agreement of specialized depositary to the Pension Fund of the Russian Federation, managing companies specified in subitems 4. 1, 4.2, 4.3 of article 3 of the Federal Law of July 24, 2002 No. 111-FZ "About investment of means for financing of funded pension in the Russian Federation";
forms, terms and procedure for creation and submission to the Bank of Russia of the reporting of the specialized depositary which signed the service provision agreement of specialized depositary to the authorized federal executive body providing functioning of accumulative and mortgage system of housing providing the military personnel, the managing company exercising trust management of accumulatings for housing providing the military personnel;
forms, terms and procedure for creation and submission to the Bank of Russia of the reporting of the specialized depositary which signed the service provision agreement of specialized depositary with the insurer;
forms, terms and procedure for creation and submission to the Bank of Russia of the reporting of the specialized depositary performing accounting and storage of the property belonging to joint-stock investment fund or the property constituting mutual investment fund, and also exercising control of activities of joint-stock investment fund or managing company of joint-stock investment fund or mutual investment fund;
form, procedure and term of representation to the insurer of the reporting of the specialized depositary which signed the service provision agreement of specialized depositary with the insurer;
form and term of submission to the managing company exercising trust management of accumulatings for housing providing the military personnel and the authorized federal executive body providing functioning of accumulative and mortgage system of housing providing the military personnel, the reporting of the specialized depositary which signed the service provision agreement of specialized depositary to the authorized federal executive body providing functioning of accumulative and mortgage system of housing providing the military personnel, the managing company exercising trust management of accumulatings for housing providing the military personnel.
1. The reporting is constituted and it is represented in the Bank of Russia in forms, in the terms and procedure established by appendices 1 - 11 to this Instruction, with observance of the requirements established by Items 2 - 6 these Instructions.
2. The reporting is submitted specialized depositary in the Bank of Russia in electronic form, No. 4600-U signed by the strengthened qualified digital signature according to requirements of the Instruction of the Bank of Russia of November 3, 2017 "About order of interaction of the Bank of Russia with credit institutions, not credit financial credit institutions and other participants of information exchange when using of information resources of the Bank of Russia, including private office by them", No. 49605 registered by the Ministry of Justice of the Russian Federation on January 11, 2018.
3. The reporting provided in the Bank of Russia (except for the reporting of the specialized depositary which is credit institution), is signed by person performing functions of sole executive body of specialized depositary.
The reporting of the specialized depositary which is credit institution is signed by person performing functions of its sole executive body, or his deputy, given the right to sign the reporting of the specialized depositary which is credit institution, or the head of the separate structural division of credit institution performing activities of specialized depositary.
4. Data on all indicators provided in it shall be provided in the reporting provided in the Bank of Russia. In case of lack of measure values in the reporting in the corresponding column (line) it is put down "0" (zero) for numerical indicators and "-" (crossed out section) for symbolical indicators. If the reporting contains only zero measure values, the specialized depositary represents to the Bank of Russia such reporting with zero measure values.
5. If the last day of term of submission of the reporting falls on the output or non-working holiday recognized by that legislation of the Russian Federation, the termination of term of submission of the reporting by specialized depositary is transferred to the next working day following it.
6. The specialized depositary which signed the service provision agreement of specialized depositary with the insurer represents the reporting to such insurer in the form established by appendix 10 to this Instruction.
The reporting under the form established by appendix 10 to this Instruction is submitted to the insurer together with the notification on the violations revealed during control, the obligation of the notification on which is established by the subitem 5 of part 8 of article 26.2 of the Law of the Russian Federation of November 27, 1992 No. 4015-1 "About the organization of insurance case in the Russian Federation", if the revealed violations concern non-compliance with the requirements established by Items 1 - 18 Instructions of the Bank of Russia of February 22, 2017 No. 4297-U "About procedure for investment of means of insurance reserves and the list of the assets permitted for investment", No. registered by the Ministry of Justice of the Russian Federation on May 11, 2017 46680, on July 11, 2017 No. 47364, on January 31, 2018 No. 49847, and Items 1 - 18 Instructions of the Bank of Russia of February 22, 2017 No. 4298-U "About procedure for investment of own means (capital) for the insurer and the list of the assets permitted for investment", No. registered by the Ministry of Justice of the Russian Federation on May 10, 2017 46648, on July 11, 2017 No. 47363, on February 1, 2018 No. 49859, including if violation is revealed in case of obtaining from the insurer or managing company of the insurer of information containing changes, amendments or amendments to information which is earlier provided by them.
The reporting specified in paragraph one of this Item signed by the digital signature is submitted to the insurer electronically.
7. The reporting of the specialized depositary which signed the service provision agreement of specialized depositary to the authorized federal executive body providing functioning of accumulative and mortgage system of housing providing the military personnel, the managing company exercising trust management of accumulatings for housing providing the military personnel is submitted in the managing company exercising trust management of accumulatings for housing providing the military personnel and the authorized federal executive body providing functioning of accumulative and mortgage system of housing providing the military personnel in the form established by appendix 7 to this Instruction.
The reporting specified in paragraph one of this Item is submitted monthly for calendar month as of the last calendar day of month under report inclusive within 3 working days upon termination of month under report.
8. This Instruction is subject to official publication and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of April 13, 2018 No. 12) become effective after 90 days after day of its official publication.
9. From the date of entry into force of this Instruction to declare invalid the Instruction of the Bank of Russia of June 10, 2015 No. 3670-U "About terms and procedure for creation and submission to the Bank of Russia and to the insurer of the reporting of specialized depositary", registered by the Ministry of Justice of the Russian Federation on June 26, 2015 No. 37784.
10. From the date of entry into force of this Instruction not to apply:
the order of the Federal Service for Financial Markets of April 20, 2005 No. 05-12/pz-n "About approval of the Regulations on the reporting of specialized depositary on transactions with means of pension accruals", No. 6603 registered by the Ministry of Justice of the Russian Federation on May 20, 2005;
the order of the Federal Service for Financial Markets of December 8, 2005 No. 05-74/pz-n "About modification of the Regulations on the reporting of specialized depositary on transactions with means of pension accruals approved by the Order of the Federal Service for Financial Markets of 20.04.2005 No. 05-12/pz-n", No. 7314 registered by the Ministry of Justice of the Russian Federation on December 26, 2005;
the order of the Federal Service for Financial Markets of December 20, 2005 No. 05-84/pz-n "About approval of form and terms of submission by specialized depositary of the reporting on accomplishment of transactions, types and market value of the securities considered according to service provision agreements of specialized depositary to the federal executive body providing functioning of accumulative and mortgage system of housing providing the military personnel and service provision agreements of specialized depositary to the managing companies exercising trust management of accumulatings for housing providing the military personnel", No. 7385 registered by the Ministry of Justice of the Russian Federation on January 19, 2006;
the order of the Federal Service for Financial Markets of September 13, 2007 No. 07-95/pz-n "About approval of form and terms of submission by specialized depositary of the reporting on accomplishment of transactions, types and market value of the securities considered according to service provision agreements of specialized depositary to the managing companies exercising trust management of means of pension accruals", No. 10312 registered by the Ministry of Justice of the Russian Federation on October 11, 2007;
Item 2 of the order of the Federal Service for Financial Markets of December 15, 2009 No. 09-57/pz-n "About approval of the Regulations on the reporting of the managing director of mortgage covering and Regulations on the reporting of specialized depositary of mortgage covering", No. registered by the Ministry of Justice of the Russian Federation on February 15, 2010 16405, and also the Regulations on the reporting of specialized depositary of mortgage covering approved by it;
Item 2, paragraph two of Item 16 of the order of the Federal Service for Financial Markets of April 24, 2012 No. 12-27/pz-n "About modification of some regulatory legal acts of the Federal Service for Financial Markets", No. 24428 registered by the Ministry of Justice of the Russian Federation on June 1, 2012;
the order of the Federal Service for Financial Markets of August 2, 2012 No. 12-67/pz-n "About modification and amendments in some regulatory legal acts of the Federal Service for Financial Markets", No. 25593 registered by the Ministry of Justice of the Russian Federation on October 4, 2012.
Chairman of the Central bank of the Russian Federation
E. S. Nabiullina
to the Instruction of the Bank of Russia of April 19, 2018 No. 4777-U "About forms, terms and procedure for creation and submission of the reporting of specialized depositary to the Bank of Russia, form, procedure and term of submission of the reporting of specialized depositary to the insurer, and also form and term of submission of the reporting of specialized depositary to the managing company exercising trust management of accumulatings for housing providing the military personnel and the authorized federal executive body providing functioning of accumulative and mortgage system of housing providing the military personnel"
(form)
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License number on implementation of depository activity |
License number on implementation of activities of specialized depositary of investment funds, mutual investment funds and non-state pension funds |
Registration number of credit institution |
Territory code under RCATU |
Identification Taxpayer Number (ITN) |
Primary State Registration Number (PSRN) |
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General information about activities of specialized
depositary as of "__" _____ ____.
Full name of specialized depositary _______________________
Form code on OKUD <1> 0420860
Monthly
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Full name of joint-stock investment fund |
INN of joint-stock investment fund |
PSRN of joint-stock investment fund |
Instruction on structure and structure of assets of joint-stock investment fund (category of joint-stock investment fund) |
Shares of fund are intended for skilled investors (yes, is not present) |
Full name of managing company of joint-stock investment fund |
INN of managing company of joint-stock investment fund |
PSRN of managing company of joint-stock investment fund |
Net assets value of joint-stock investment fund on reporting date, rub. |
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<1> All-Russian qualifier of managerial documentation.
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Name of mutual investment fund |
Registration number of rules of trust management of mutual investment fund |
Type of mutual investment fund |
Category of mutual investment fund |
Investment shares of fund are intended for skilled investors (yes, is not present) |
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The status of mutual investment fund (in forming stage, completed the formation, in termination stage) |
Full name of managing company of mutual investment fund |
INN of managing company of mutual investment fund |
PSRN of managing company of mutual investment fund |
The specialized depositary performs maintaining the register of owners of investment shares of mutual investment fund (yes, is not present) |
Net assets value of mutual investment fund on reporting date, rub. |
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Line number |
The individual designation identifying hypothecation certificates of participation with mortgage covering |
Registration number of rules of trust management of mortgage covering |
Full name of the managing director of mortgage covering |
INN of the managing director of mortgage covering |
PSRN of the managing director of mortgage covering |
The size of mortgage covering on reporting date, rub. |
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Line number |
Full name of bond issuing institution with mortgage covering |
INN of bond issuing institution with mortgage covering |
PSRN of bond issuing institution with mortgage covering |
The size of mortgage covering on reporting date, rub. |
The state registration number of release (additional release) of bonds with this mortgage covering |
Date of state registration of release (additional release) of bonds with this mortgage covering |
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Line number |
Full name of managing company |
INN of managing company |
PSRN of managing company |
Agreement number of specialized depositary with managing company |
Date of the conclusion of the contract of specialized depositary with managing company |
Agreement number of specialized depositary with the Pension Fund of the Russian Federation |
Date of the conclusion of the contract of specialized depositary with the Pension Fund of the Russian Federation |
Net assets value in which means of pension accruals, on reporting date, rub are invested. |
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Line number |
Full name of non-state pension fund |
INN of non-state pension fund |
PSRN of non-state pension fund |
Agreement number of specialized depositary with non-state pension fund concerning pension accruals |
Date of the conclusion of the contract of specialized depositary with non-state pension fund concerning pension accruals |
Net assets value in which means of pension accruals, on reporting date, rub are invested. |
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Line number |
Full name of the managing company exercising trust management of means of pension accruals |
INN of the managing company exercising trust management of means of pension accruals |
PSRN of the managing company exercising trust management of means of pension accruals |
Agreement number of specialized depositary with the managing company exercising trust management of means of pension accruals |
Date of the conclusion of the contract of specialized depositary with the managing company exercising trust management of means of pension accruals |
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Full name of non-state pension fund |
INN of non-state pension fund |
PSRN of non-state pension fund |
Agreement number of specialized depositary with non-state pension fund concerning pension reserves |
Date of the conclusion of the contract of specialized depositary with non-state pension fund concerning pension reserves |
Market value of pension reserves on reporting date, rub. |
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Line number |
Full name of the managing company exercising trust management of means of pension reserves |
INN of the managing company exercising trust management of means of pension reserves |
PSRN of the managing company exercising trust management of means of pension reserves |
Agreement number of specialized depositary with the managing company exercising trust management of means of pension reserves |
Date of the conclusion of the contract of specialized depositary with the managing company exercising trust management of means of pension reserves |
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2.1 |
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2.2 |
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... |
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Line number |
Full name of managing company |
INN of managing company |
PSRN of managing company |
Agreement number of specialized depositary with managing company |
Date of the conclusion of the contract of specialized depositary with managing company |
Agreement number of specialized depositary with the federal executive body providing functioning of accumulative and mortgage system |
Date of the conclusion of the contract of specialized depositary with the federal executive body providing functioning of accumulative and mortgage system |
Net assets value in which accumulatings for housing providing the military personnel, on reporting date, rub are invested. |
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1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
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1 |
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2 |
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Line number |
Full name of the insurer |
Registration number of entry in the unified state register of subjects of insurance case |
INN of the insurer |
PSRN of the insurer |
Agreement number of specialized depositary with the insurer |
Date of the conclusion of the contract of specialized depositary with the insurer |
Size of insurance reserves and own funds (capital) of the insurer for reporting date, rub. |
Full name of the managing company exercising trust management of means of insurance reserves and own means (capital) of the insurer |
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1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
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1 |
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1.1 |
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1.2 |
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... |
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2 |
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2.1 |
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2.2 |
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... |
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Line number |
INN of the managing company exercising trust management of means of insurance reserves and own means (capital) of the insurer |
PSRN of the managing company exercising trust management of means of insurance reserves and own means (capital) of the insurer |
Agreement number of specialized depositary with the managing company exercising trust management of means of insurance reserves and own means (capital) of the insurer |
Date of the conclusion of the contract of specialized depositary with the managing company exercising trust management of means of insurance reserves and own means (capital) of the insurer |
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1 |
10 |
11 |
12 |
13 |
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1 |
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1.1 |
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1.2 |
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... |
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2 |
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2.1 |
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2.2 |
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... |
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Line number |
Description of type of activity |
Legislative bases of implementation of the corresponding type of activity |
Agreement number based on which the specialized depositary performs activities |
Date of the conclusion of the agreement based on which the specialized depositary performs activities |
Full name (surname, name and (in the presence) middle name) of the partner under the agreement based on which the specialized depositary performs activities |
INN or TI№контрагента under the agreement (the Insurance Number of Individual Ledger Account or series and passport number of physical person in the absence of INN or TIN) |
Property value (assets) on reporting date, rub. |
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1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
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1 |
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2 |
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Line number |
Name of indicator |
Measure value on reporting date, rub. |
Share from total sum, as a percentage |
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1 |
2 |
3 |
4 |
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1 |
Aggregate value of net assets of the joint-stock investment funds specified in Section 1 of the Report |
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2 |
Aggregate value of net assets of the mutual investment funds specified in Section 2 of the Report |
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3 |
The cumulative size of the mortgage coverings specified in Section 3 of the Report |
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4 |
The cumulative size of the mortgage coverings specified in Section 4 of the Report |
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5 |
Aggregate value of net assets in which means of pension accruals concerning which the specialized depositary performs activities based on the agreements specified in Section 5 of the Report are invested |
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6 |
Aggregate value of net assets in which means of pension accruals of non-state pension funds concerning which the specialized depositary performs activities based on the agreements specified in Section 6 of the Report are invested |
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7 |
Aggregate market value of pension reserves of non-state pension funds concerning which the specialized depositary performs activities based on the agreements specified in Section 7 of the Report |
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8 |
Aggregate value of net assets in which accumulatings for housing providing the military personnel concerning whom the specialized depositary performs activities based on the agreements specified in Section 8 of the Report are invested |
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9 |
The cumulative size of insurance reserves and own means (capital) of insurers concerning which the specialized depositary performs activities based on the agreements specified in Section 9 of the Report |
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10 |
Aggregate value of property (assets) concerning which the specialized depositary performs activities based on the agreements specified in Section 10 of the Report |
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11 |
Total (the amount of these lines 1 - 10) |
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100% |
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Line number |
Agreement type |
Total amount of the remuneration which is actually received by specialized depositary under the signed agreements from the previous reporting date, rub. |
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1 |
2 |
3 |
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1 |
Service agreements of the joint-stock investment funds specified in Section 1 of the Report |
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2 |
Service agreements of the mutual investment funds (including agreements on maintaining registers of owners of investment shares) specified in Section 2 of the Report |
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3 |
Service agreements of the mortgage coverings specified in Section 3 of the Report |
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4 |
Service agreements of the mortgage coverings specified in Section 4 of the Report |
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5 |
Service agreements of the pension accruals specified in Section 5 of the Report |
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6 |
Service agreements of pension accruals of the non-state pension funds specified in Section 6 of the Report |
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7 |
Service agreements of pension reserves of the non-state pension funds specified in Section 7 of the Report |
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8 |
Service agreements of accumulatings for housing providing the military personnel specified in Section 8 of the Report |
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9 |
Service agreements of insurance reserves and own means (capital) of the insurers specified in Section 9 of the Report |
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10 |
Service agreements of the property (assets) specified (specified) in Section 10 of the Report |
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11 |
Total (the amount of these lines 1 - 10) |
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Line number |
Name of depositary |
INN of depositary |
PSRN of depositary |
Agreement number of specialized depositary with depositary |
Date of the conclusion of the contract of specialized depositary with depositary |
Data on securities concerning which the depositary agreement is signed |
Data on property concerning which the specialized depositary performs activities | |||
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security type |
security identifier |
name of the issuer |
issuer identifier | |||||||
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1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
10 |
11 |
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1 |
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2 |
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Line number |
Membership in self-regulatory organization (member, associated member) |
The name of self-regulatory organization (complete and reduced (in the presence) |
Date of the accession to self-regulatory organization |
Date of the termination of membership in self-regulatory organization |
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1 |
2 |
3 |
4 |
5 |
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1 |
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2 |
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Line number |
Full name of the insurer |
Registration number of entry in the unified state register of subjects of insurance case |
INN of the insurer |
PSRN of the insurer |
Insurance agreement number |
Date of the conclusion of the insurance contract |
Insurance period |
The list of the risks included in the insurance contract |
Insurance sum, rub. |
The franchize size according to the insurance contract, rub. |
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1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
10 |
11 |
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Line number |
Name of the document |
Approval date of the last edition of the document |
Document availability in accordance with the legislation of the Russian Federation (surely, it is not obligatory) |
Short description of contents of the document |
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1 |
2 |
3 |
4 |
5 |
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1 |
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2 |
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Address of specialized depositary |
Address of the actual location of specialized depositary |
The address for the direction of post correspondence |
Phone numbers |
E-mail addresses |
The website address on the Internet |
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1 |
2 |
3 |
4 |
5 |
6 |
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Line number |
Full name of separate division |
Date of opening of separate division |
Type of separate division (branch, representation) |
Address of separate division |
The address for the direction of post correspondence |
Phone numbers of separate division |
The functions of specialized depositary performed by separate division |
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1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
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1 |
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2 |
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Line number |
Type of data |
Content |
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1 |
2 |
3 |
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1 |
Information about workers (without separate divisions) |
x |
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1.1 |
Information about the controller (head of internal control) of specialized depositary |
x |
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1.1.1 |
The name of position of the controller (head of internal control) according to the staff list |
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1.1.2 |
Date of position assignment of the controller (head of internal control) |
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1.1.3 |
Surname, name and (in the presence) middle name |
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1.1.4 |
INN |
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1.1.5 |
Other identifier |
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1.1.5.1 |
Series (in the presence) and document number, the physical person proving the identity |
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1.1.6 |
Data on all available competence certificates of the specialist of the financial market (qualification, series, number, date of issue) |
x |
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1.1.6.1 |
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1.1.6.2 |
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... |
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1.1.7 |
The list of types of activity of the organization concerning which person performs functions of the controller (head of internal control) according to the job description |
x |
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1.1.7.1 |
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1.1.7.2 |
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... |
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1.2 |
The number of employees of service of internal control (in case of its availability), except for the head of internal control, persons. |
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1.3 |
Information about employees of separate structural division to which functions implementation of activities of specialized depositary belongs |
x |
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1.3.1 |
Full name of separate structural division |
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1.3.2 |
Information about the head of separate structural division |
x |
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1.3.2.1 |
The name of position of the head of separate structural division according to the staff list |
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1.3.2.2 |
Date of position assignment of the head of separate structural division |
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1.3.2.3 |
Surname, name and (in the presence) middle name |
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1.3.2.4 |
INN |
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1.3.2.5 |
Other identifier |
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1.3.2.5.1 |
Series (in the presence) and document number, the physical person proving the identity |
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1.3.2.6 |
Data on all available competence certificates of the specialist of the financial market (qualification, series, number, date of issue) |
x |
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1.3.2.6.1 |
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1.3.2.6.2 |
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... |
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1.4 |
General information about workers |
x |
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1.4.1 |
Total quantity of workers, persons. |
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1.4.2 |
The number of workers in separate structural division to which functions implementation of activities of specialized depositary, persons belongs. |
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1.4.3 |
The number of workers in separate structural division to which functions implementation of activities of specialized depositary, the investment funds having the competence certificate on qualification the specialist of the financial market in activities of specialized depositary, mutual investment funds and non-state pension funds, persons belongs. |
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2 |
Information about employees of separate division of specialized depositary (it is filled separately on each separate division to which functions implementation of activities of specialized depositary belongs) |
x |
|
2.1 |
Full name of separate division |
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2.2 |
Information about the head of separate division |
x |
|
2.2.1 |
The name of position of the head of separate division according to the staff list |
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2.2.2 |
Date of position assignment of the head of separate division |
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2.2.3 |
Surname, name and (in the presence) middle name |
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2.2.4 |
INN |
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2.2.5 |
Other identifier |
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2.2.5.1 |
Series (in the presence) and document number, the physical person proving the identity |
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2.2.6 |
Data on all available competence certificates of the specialist of the financial market (qualification, series, number, date of issue) |
x |
|
2.2.6.1 |
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2.2.6.2 |
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... |
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2.3 |
Information about the controller (head of internal control) of separate division |
x |
|
2.3.1 |
The name of position of the controller (head of internal control) according to the staff list |
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2.3.2 |
Date of position assignment of the controller (head of internal control) |
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2.3.3 |
Surname, name and (in the presence) middle name |
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|
2.3.4 |
INN |
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|
2.3.5 |
Other identifier |
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2.3.5.1 |
Series (in the presence) and document number, the physical person proving the identity |
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|
2.3.6 |
Data on all available competence certificates of the specialist of the financial market (qualification, series, number, date of issue) |
x |
|
2.3.6.1 |
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|
2.3.6.2 |
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|
|
... |
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2.3.7 |
The list of types of activity of the organization concerning which person performs functions of the controller (head of internal control) according to the job description |
x |
|
2.3.7.1 |
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2.3.7.2 |
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The document ceased to be valid since October 1, 2021 according to Item 3 of the Instruction of the Central bank of the Russian Federation of January 13, 2021 No. 5713-U