Name of collection/payment

Amount of collection/payment

1

2

1.

The charges levied in case of state registration of issue of securities:

1.1.

from the amount of issue of the securities placed during creation of society and from the sum of the issue of securities granted on the account of increase in the authorized capital including as a result of reorganization by consolidation

% 0,5

1.2.

from the amount of the issue of securities performed for the purpose of consolidation, crushing or converting of the securities which are earlier issued by the issuer

% 0,1

1.3.

from the issue amount:

a) the bonds issued by local authorities of the public power

% 0,01

b) corporate bonds

% 0,05

2.

Charges from the transactions of purchase and sale performed in the controlled market:

2.1.

from the cost of the transactions registered in the mode of the interactive market

% 0,1

costs of the transaction

2.2.

from the cost of the transactions registered in the mode of the direct market:

1. sale of shares, being in public property

% 0,1

costs of the transaction

2. as other transactions, according to stock exchange rules

% 0,3

from each participant of the transaction

3.

Charges from the transactions of purchase and sale performed out of the controlled market:

3.1.

charges from the transactions of purchase and sale performed out of the controlled market:

a) within MTC;

b) at registration society / investment society / the central depositary

0,5 of % of cost of the transaction

0,5 of % of cost of the transaction, but is at least net assets value on one share of society, according to the last financial statement

3.2.

collection from the cost of transactions of purchase and sale, exchange, transactions connected with consolidation of blocks of shares according to the Law on management of public property and its privatization No. 121-XVI of May 4, 2007

% 0,5

costs of the transaction

4.

Charges from the cost of security transactions, inykhchy specified in Items 2 and 3, including:

4.1.

the bargains on gift agreements of securities concluded between persons:

a) the being spouses, relatives or cousins-in-laws of the first and second degree of relationship

% 0,5

costs of the transaction, but there is at least nominal (fixed) share value

b) the being relatives or cousins-in-laws since thirds of degree of relationship or not being relatives

1%

costs of the transaction, but there is at least net assets value on one share of society, according to the last financial statement

4.2.

transactions on transfer of securities as fee in the authorized capital:

1. joint-stock resident society

% 0,05

costs of the transaction

2. limited liability company or joint-stock nonresident society

1%

costs of the transaction, but there is at least net assets value on one share of society, according to the last financial statement

4.3.

the transactions performed according to executive documents of degree of jurisdiction

1%

costs of the transaction, but there is at least net assets value on one share of society, according to the last financial statement

4.4.

alienation or transfer of treasury shares by the issuer to workers and/or shareholders of society inclusive

% 0,5

costs of the transaction

4.5.

acquisition of own shares by the issuer:

a) in case of reorganization of the issuer

% 0,1

net assets values, the acquired stocks transferred in the account

b) according to Article 78 of the Join-stock companies law No. 1134-XIII of April 2, 1997

% 0,5

costs of the transaction

4.6.

transfer on legal succession of securities

% 0,5

costs of the transaction, but there is no more than two million lei

4.7.

the redemption of securities the issuer in cases, stipulated by the legislation

% 0,5

costs of the transaction

4.8.

acquisition of securities by majority shareholders agrees:

1. to Article 26-1 of the Join-stock companies law No. 1134-XIII of April 2, 1997

2. to articles 30 and 31 of the Law on the capital market No. 171 of July 11, 2012

% 1,0

costs of the transaction

1%

costs of the transaction, but there is at least net assets value on one share of society, according to the last financial statement

4.9.

realization of the right of pledge in the form of securities on securities which are not allowed on the controlled market or MTS

% 0,5

costs of the transaction, but there is at least net assets value on one share of society, according to the last financial statement

4.10.

distribution of securities in case of the Section of property between spouses, except for undressed judicially

% 0,5

costs of the transaction, but there is at least nominal (fixed) share value

4.11.

inheritance of securities

Collection is not levied

4.12.

security transactions, not demanded according to the Law on restructuring of agricultural enterprises in the course of privatization No. 392-XIV of May 13, 1999

Collection is not levied

4.13.

non-paid transactions according to the Law on management of public property and its privatization No. 121-XVI of May 4, 2007

Collection is not levied

4.14

repayment by securities of indisputable debts of the state to participants of privatization

Collection is not levied

5.

Payment for approval of transfer of portfolio of the insurer

1%

transfer costs 

6.

The regulatory payments on functioning which are annually paid by professional participants of the non-bank financial market

including:

6.1.

payments of trustees investments

% 0,1

annual average net assets value, transferred to the control by the trustee

6.2.

payments of the insurance companies:

a) on compulsory third party car insurance

1% added annual gross - awards 

b) on voluntary insurance, what it is provided to other by subitems c), d) and e)

0,75 of the % added annual gross - awards  

c) on insurance of housing (residential buildings)

0,25 of the % added annual gross - awards  

d) on subsidized insurance

0,25 of the % added annual gross - awards 

e) on life insurance

0,25 of the % added annual gross - awards 

6.3.

payments of insurance and/or reinsurance intermediaries

1%

the received commission charges 

6.4.

payments of non-state pension funds

Collection is not levied

6.5.

payments of savings and loan associations:

1. with assets to 20 million lei

2. with assets from 20 million леевдо 50 million lei

3. with assets more than 50 million lei

a) 1% of annual average asset cost

b) 0,8 of % of annual average asset cost

c) 0,7 of % of annual average asset cost

7.

Payment for certification of specialists for implementation of activities in the non-bank financial market

500 lei

8.

Other legal sources:

8.1.

payment for reduction of the authorized capital 

700 lei

8.2.

payment for issue of permission to acquisition of qualified participation 

2500 lei

8.3.

payment for issue of permission to reorganization of joint-stock company 

5 000 lei

8.4.

payment for approval of the prospectus of public offer or prospectus of the takeover offer  

5 000 lei

8.5.

payment for approval of appendix to the prospectus of public offer or to the prospectus of the takeover offer 

1 000 lei

8.6.

payment for registration in the register of the authorized persons 

2 500 lei

8.7.

payment for approval of rules of the controlled market, multilateral trade system, and also their changes 

payment for approval of the quality standards of information of bureau of credit histories, and also their changes 

2 500 lei

8.8.

payment for content and upgrade of the State automated information system RCA Data

1,50 of lei

from insurers for each completed agreement

in RCA Data

8.9.

payments of bureau of credit histories

1%

income gained from sale of reports

8.10.

payment for issue of certificates, and also their duplicates 

250 lei

8.11.

payment for issue of the conclusions, permissions and approvals

1 500 lei

8.12.

payment for receipt of the status:

1. the allowed person

 10 000 lei

2. authorized agent

 1 000 lei

8.13.

annual collection on management and work of Fund of compensation of investors

50 000 lei

8.14.

the annual payment for content and upgrade of the Information system of data storage, the owners of securities included in registers paid by the issuer depending on number of its shareholders:

1. to 50 shareholders

250 lei

2. from 51 to 100 shareholders

400 lei

3. from 101 to 500 shareholders

500 lei

4. more than 501 shareholder

1 000 lei

8.15.

payment for issue of copies of documents

Depending on costs